<SEC-DOCUMENT>0001127602-21-005266.txt : 20210211
<SEC-HEADER>0001127602-21-005266.hdr.sgml : 20210211
<ACCEPTANCE-DATETIME>20210211173731
ACCESSION NUMBER:		0001127602-21-005266
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210209
FILED AS OF DATE:		20210211
DATE AS OF CHANGE:		20210211

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			KAPPLER ANN M
		CENTRAL INDEX KEY:			0001280546

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-16707
		FILM NUMBER:		21621217

	MAIL ADDRESS:	
		STREET 1:		PRUDENTIAL FINANCIAL, INC.
		STREET 2:		751 BROAD STREET, 4TH FLOOR
		CITY:			NEWARK
		STATE:			NJ
		ZIP:			07102

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			PRUDENTIAL FINANCIAL INC
		CENTRAL INDEX KEY:			0001137774
		STANDARD INDUSTRIAL CLASSIFICATION:	LIFE INSURANCE [6311]
		IRS NUMBER:				223703799
		STATE OF INCORPORATION:			NJ
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		751 BROAD ST
		CITY:			NEWARK
		STATE:			NJ
		ZIP:			07102
		BUSINESS PHONE:		9738026000

	MAIL ADDRESS:	
		STREET 1:		751 BROAD ST
		CITY:			NEWARK
		STATE:			NJ
		ZIP:			07102
</SEC-HEADER>
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        <issuerTradingSymbol>PRU</issuerTradingSymbol>
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            <rptOwnerName>KAPPLER ANN M</rptOwnerName>
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            <rptOwnerStreet1>751 BROAD STREET, 4TH FLR</rptOwnerStreet1>
            <rptOwnerStreet2>ATTN.: CORPORATE COMPLIANCE</rptOwnerStreet2>
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            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07102</rptOwnerZipCode>
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    <footnotes>
        <footnote id="F1">The Compensation Committee determined the number of shares received based on the Company's return on equity (&quot;ROE&quot;) performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier.</footnote>
        <footnote id="F2">Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.</footnote>
        <footnote id="F3">Represents shares withheld for the payment of taxes.</footnote>
        <footnote id="F4">Amount reported has been adjusted to include 18 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between September 1, 2020 and December 31, 2020 based on a plan statement dated December 31, 2020. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).</footnote>
        <footnote id="F5">The Restricted Stock Units convert to common stock on a 1 to 1 basis.</footnote>
        <footnote id="F6">The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.</footnote>
        <footnote id="F7">The performance shares convert to common stock on a 1 to 1 basis.</footnote>
        <footnote id="F8">Represents the target number of shares to be received.  The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Richard J. Baker, attorney-in-fact</signatureName>
        <signatureDate>2021-02-11</signatureDate>
    </ownerSignature>
</ownershipDocument>
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</SEC-DOCUMENT>
