<SEC-DOCUMENT>0001127602-24-005265.txt : 20240215
<SEC-HEADER>0001127602-24-005265.hdr.sgml : 20240215
<ACCEPTANCE-DATETIME>20240215191611
ACCESSION NUMBER:		0001127602-24-005265
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20240213
FILED AS OF DATE:		20240215
DATE AS OF CHANGE:		20240215

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			KAPPLER ANN M
		CENTRAL INDEX KEY:			0001280546
		ORGANIZATION NAME:           	

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-16707
		FILM NUMBER:		24645387

	MAIL ADDRESS:	
		STREET 1:		PRUDENTIAL FINANCIAL, INC.
		STREET 2:		751 BROAD STREET, 5TH FLOOR
		CITY:			NEWARK
		STATE:			NJ
		ZIP:			07102

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			PRUDENTIAL FINANCIAL INC
		CENTRAL INDEX KEY:			0001137774
		STANDARD INDUSTRIAL CLASSIFICATION:	LIFE INSURANCE [6311]
		ORGANIZATION NAME:           	02 Finance
		IRS NUMBER:				223703799
		STATE OF INCORPORATION:			NJ
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		751 BROAD ST
		CITY:			NEWARK
		STATE:			NJ
		ZIP:			07102
		BUSINESS PHONE:		9738026000

	MAIL ADDRESS:	
		STREET 1:		751 BROAD ST
		CITY:			NEWARK
		STATE:			NJ
		ZIP:			07102
</SEC-HEADER>
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<TYPE>4
<SEQUENCE>1
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        <issuerName>PRUDENTIAL FINANCIAL INC</issuerName>
        <issuerTradingSymbol>PRU</issuerTradingSymbol>
    </issuer>

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        <reportingOwnerId>
            <rptOwnerCik>0001280546</rptOwnerCik>
            <rptOwnerName>KAPPLER ANN M</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>751 BROAD STREET, 5TH FLR</rptOwnerStreet1>
            <rptOwnerStreet2>ATTN.: REGULATORY FILINGS UNIT</rptOwnerStreet2>
            <rptOwnerCity>NEWARK</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07102</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isOfficer>1</isOfficer>
            <officerTitle>EVP and General Counsel</officerTitle>
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                <natureOfOwnership>
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                    <value>D</value>
                </directOrIndirectOwnership>
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        </derivativeTransaction>
        <derivativeTransaction>
            <securityTitle>
                <value>2021 Performance Shares</value>
            </securityTitle>
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                    <value>16119</value>
                </transactionShares>
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                    <value>D</value>
                </transactionAcquiredDisposedCode>
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    <footnotes>
        <footnote id="F1">The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity (&quot;ROE&quot;) performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.</footnote>
        <footnote id="F2">Represents shares withheld for the payment of taxes.</footnote>
        <footnote id="F3">Amount reported has been adjusted to include 41 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2022, and December 31, 2023, based on a plan statement dated December 31, 2023. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).</footnote>
        <footnote id="F4">The Restricted Stock Units convert to common stock on a 1 to 1 basis.</footnote>
        <footnote id="F5">The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.</footnote>
        <footnote id="F6">The performance shares convert to common stock on a 1 to 1 basis.</footnote>
        <footnote id="F7">Represents the target number of shares to be received.  The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Richard J. Baker, attorney-in-fact</signatureName>
        <signatureDate>2024-02-15</signatureDate>
    </ownerSignature>
</ownershipDocument>
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</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
