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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report: September 29, 2020
(Date of earliest event reported)
 
 
 
Commission
File Number
   
Exact Name of Registrant
as specified in its charter
   
State or Other Jurisdiction of
Incorporation or Organization
   
IRS Employer
Identification Number
1-12609
    PG&E CORPORATION    California    94-3234914
1-2348
    PACIFIC GAS AND ELECTRIC COMPANY    California    94-0742640
 
 
 
77 Beale Street
P.O. Box 770000
San Francisco, California 94177
  
77 Beale Street
P.O. Box 770000
San Francisco, California 94177
(Address of principal executive offices) (Zip Code)
  
(Address of principal executive offices) (Zip Code)
(415) 973-1000
  
(415) 973-7000
(Registrant’s telephone number, including area code)
  
(Registrant’s telephone number, including area code)
 
 
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
  ☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  ☐
Soliciting Material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
 
  ☐
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
 
  ☐
Pre-commencement communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
  
Trading
Symbol(s)
  
Name of each exchange
on which registered
Common stock, no par value
  
PCG
  
The New York Stock Exchange
Equity Units
  
PCGU
  
The New York Stock Exchange
First preferred stock, cumulative, par value $25 per share, 5% series A redeemable
  
PCG-PE
  
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 5% redeemable
  
PCG-PD
  
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 4.80% redeemable
  
PCG-PG
  
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 4.50% redeemable
  
PCG-PH
  
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 4.36% series A redeemable
  
PCG-PI
  
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 6% nonredeemable
  
PCG-PA
  
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 5.50% nonredeemable
  
PCG-PB
  
NYSE American LLC
First preferred stock, cumulative, par value $25 per share, 5% nonredeemable
  
PCG-PC
  
NYSE American LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
 
  Emerging growth company
    PG&E Corporation    ☐
  Emerging growth company
    Pacific Gas and Electric Company    ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
 
  PG&E Corporation
    ☐
  Pacific Gas and Electric Company
    ☐
 
 
 
Item 8.01.
Other Events
BOKF, N.A. resigned as trustee under those certain Indentures dated April 22, 2005, November 29, 2017 and August 6, 2018, each as amended and supplemented from time to time (the “Indentures”), between Pacific Gas and Electric Company and BOKF, N.A., as successor trustee thereunder. The Bank of New York Mellon Trust Company, N.A. has accepted the appointment as successor trustee under the Indentures. The resignation and appointment were effective on September 29, 2020.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned thereunto duly authorized.
 
 
 
  
 
PG&E CORPORATION
       
 
 
  
 
By:
 
/s/ CHRISTOPHER A. FOSTER
 
 
  
 
  
 
Christopher A. Foster
Dated: September 30, 2020
 
  
 
  
 
Vice President and Interim Chief Financial Officer
     
 
 
  
 
PACIFIC GAS AND ELECTRIC COMPANY
       
 
 
  
 
By:
 
/s/ DAVID S. THOMASON
 
 
  
 
  
 
David S. Thomason
Dated: September 30, 2020
 
  
 
  
 
Vice President, Chief Financial Officer and Controller