<SEC-DOCUMENT>0001140361-19-013404.txt : 20190725
<SEC-HEADER>0001140361-19-013404.hdr.sgml : 20190725
<ACCEPTANCE-DATETIME>20190725082247
ACCESSION NUMBER:		0001140361-19-013404
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20190719
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20190725
DATE AS OF CHANGE:		20190725

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
		CENTRAL INDEX KEY:			0000943452
		STANDARD INDUSTRIAL CLASSIFICATION:	RAILROAD EQUIPMENT [3743]
		IRS NUMBER:				251615902
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	033-90866
		FILM NUMBER:		19972546

	BUSINESS ADDRESS:	
		STREET 1:		1001 AIR BRAKE AVE
		CITY:			WILMERDING
		STATE:			PA
		ZIP:			15148
		BUSINESS PHONE:		4128251000

	MAIL ADDRESS:	
		STREET 1:		1001 AIR BRAKE AVE
		CITY:			WILMERDING
		STATE:			PA
		ZIP:			15148

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	WABTEC CORP
		DATE OF NAME CHANGE:	20000114

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	WESTINGHOUSE AIR BRAKE CO /DE/
		DATE OF NAME CHANGE:	19950404
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
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<DESCRIPTION>8-K
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      <div style="text-align: center; font-size: 14pt; font-weight: bold;">UNITED STATES</div>
      <div style="text-align: center; font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
      <div style="text-align: center; font-size: 12pt; font-weight: bold;">Washington, D.C. 20549</div>
      <div style="font-weight: 400;"> <br>
      </div>
      <div style="text-align: center; font-size: 12pt; font-weight: bold;">
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      <div>&#160;</div>
      <div style="text-align: center; font-weight: bold;"><font style="font-size: 18pt;">FORM </font><font style="font-size: 18pt;">8-K</font></div>
      <div style="font-weight: 400;"> <br>
      </div>
      <div style="text-align: center; font-weight: bold;">
        <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 30%; color: #000000;"><font style="font-size: 18pt;"> </font></div>
      <div>&#160;</div>
      <div style="text-align: center; font-weight: bold;">CURRENT REPORT</div>
      <div style="text-align: center; font-weight: bold;">PURSUANT TO SECTION 13 OR 15(D)</div>
      <div style="text-align: center; font-weight: bold;">OF THE SECURITIES EXCHANGE ACT OF 1934</div>
      <div>&#160;</div>
      <div style="text-align: center; font-weight: bold;">Date of Report (Date of Earliest Event Reported): July 25, 2019 (July 19, 2019)</div>
      <div style="font-weight: 400;"> <br>
      </div>
      <div style="text-align: center; font-weight: bold;">
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      <div>&#160;</div>
      <div style="text-align: center; font-size: 24pt; font-weight: bold;">WESTINGHOUSE AIR BRAKE</div>
      <div style="text-align: center; font-size: 24pt; font-weight: bold;">TECHNOLOGIES CORPORATION</div>
      <div style="text-align: center; font-weight: bold;">(Exact Name of Registrant as Specified in Its Charter)</div>
      <div style="font-weight: 400;"> <br>
      </div>
      <div style="text-align: center; font-weight: bold;">
        <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 30%; color: #000000;"> </div>
      <div>&#160;</div>
      <div style="text-align: center; font-weight: bold;">Delaware</div>
      <div style="text-align: center; font-weight: bold;">(State or other Jurisdiction</div>
      <div style="text-align: center; font-weight: bold;">of Incorporation)</div>
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              <div style="text-align: center; font-weight: bold;">033-90866</div>
            </td>
            <td style="width: 2%; vertical-align: bottom;">&#160;</td>
            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">25-1615902</div>
            </td>
          </tr>
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            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">(Commission File No.)</div>
            </td>
            <td style="width: 2%; vertical-align: bottom;">&#160;</td>
            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">(I.R.S. Employer Identification No.)</div>
            </td>
          </tr>

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      <div><br>
      </div>
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            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">1001 Air Brake Avenue</div>
              <div style="text-align: center; font-weight: bold;">Wilmerding, Pennsylvania</div>
            </td>
            <td style="width: 2%; vertical-align: bottom;">&#160;</td>
            <td style="width: 49%; vertical-align: bottom;">
              <div style="text-align: center; font-weight: bold;">15148</div>
            </td>
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            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">(Address of Principal Executive Offices)</div>
            </td>
            <td style="width: 2%; vertical-align: bottom;">&#160;</td>
            <td style="width: 49%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">(Zip Code)</div>
            </td>
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      </table>
      <div><br>
      </div>
      <div style="text-align: center; font-weight: bold;">(412) 825-1000</div>
      <div style="text-align: center; font-weight: bold;">(Registrant&#8217;s Telephone Number, Including Area Code)</div>
      <div>&#160;</div>
      <div style="text-align: center; font-weight: bold;">Not Applicable</div>
      <div style="text-align: center; font-weight: bold;">(Former Name or Former Address, if Changed Since Last Report.)</div>
      <div style="text-align: center; font-weight: bold;"> <br>
      </div>
      <div style="text-align: center; font-weight: bold;">
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      <div>&#160;</div>
      <div style="text-indent: 24.5pt;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
        following provisions (see General Instruction A.2. below):</div>
      <div>&#160;</div>
      <div>
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                <td style="width: 18pt; vertical-align: top;">&#9744;</td>
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                  <div>Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</div>
                </td>
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        </div>
      </div>
      <div>&#160;</div>
      <div>
        <div>
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                <td style="width: 18pt; vertical-align: top;">&#9744;</td>
                <td style="width: auto; vertical-align: top;">
                  <div>Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</div>
                </td>
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        </div>
      </div>
      <div>&#160;</div>
      <div>
        <div>
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                <td style="width: 18pt; vertical-align: top;">&#9744;</td>
                <td style="width: auto; vertical-align: top;">
                  <div>Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</div>
                </td>
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        </div>
      </div>
      <div>&#160;</div>
      <div>
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                <td style="width: 18pt; vertical-align: top;">&#9744;</td>
                <td style="width: auto; vertical-align: top;">
                  <div>Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</div>
                </td>
              </tr>

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        </div>
      </div>
      <div>&#160;</div>
      <div style="text-indent: 27pt;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this
        chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</div>
      <div> <br>
      </div>
      <div>
        <div>Emerging Growth Company&#160; &#9744;</div>
        <div> <br>
        </div>
      </div>
      <div> </div>
      <div style="text-indent: 27pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
        new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&#160; &#9744;</div>
      <div><br>
      </div>
      <div style="text-align: center; font-weight: bold;">Securities registered pursuant to Section 12(b) of the Act:</div>
      <div> <br>
        </div>
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              <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">Title of Class</div>
            </td>
            <td style="width: 3%; vertical-align: top; background-color: rgb(255, 255, 255);"><br>
            </td>
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              <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">Trading Symbol(s)</div>
            </td>
            <td style="width: 2.87%; vertical-align: top; background-color: rgb(255, 255, 255);"><br>
            </td>
            <td style="width: 34%; vertical-align: top; background-color: rgb(255, 255, 255); border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; color: rgb(0, 0, 0); font-weight: bold;">Name of Exchange on which registered</div>
            </td>
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              <div style="text-align: center; color: rgb(0, 0, 0);">Common Stock, par value $0.01 per share</div>
            </td>
            <td style="width: 3%; vertical-align: top; background-color: rgb(255, 255, 255);"><br>
            </td>
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              <div style="text-align: center; color: rgb(0, 0, 0);">WAB</div>
            </td>
            <td style="width: 2.87%; vertical-align: top; background-color: rgb(255, 255, 255);"><br>
            </td>
            <td style="width: 34%; vertical-align: top; background-color: rgb(255, 255, 255); border-top: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center; color: rgb(0, 0, 0);">New York Stock Exchange</div>
            </td>
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      <div> </div>
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        <div><br>
        </div>

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                <td style="width: 58.5pt; vertical-align: top; align: right; font-weight: bold;">Item 5.02</td>
                <td style="width: auto; vertical-align: top;">
                  <div style="font-weight: bold;">Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.</div>
                </td>
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      <div>&#160;</div>
      <div>On July 19, 2019, Ann Klee was elected to serve as a member of the board of directors of Westinghouse Air Brake Technologies Corporation (&#8220;Wabtec&#8221;).&#160; Ms. Klee is expected
        to join the board of directors in the fourth quarter of 2019 and will join the class of directors whose term expires in 2022.</div>
      <div>&#160;</div>
      <div>Ms. Klee will receive compensation in the same manner as Wabtec&#8217;s other non-employee directors, as described in Wabtec&#8217;s definitive proxy statement on Schedule 14A filed
        with the Securities and Exchange Commission on April 5, 2019.</div>
      <div>&#160;</div>
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      <div style="text-align: center; font-weight: bold;">SIGNATURE</div>
      <div>&#160;</div>
      <div>Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
        duly authorized.</div>
      <div> <br>
      </div>
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              <td style="vertical-align: top;" colspan="3">
                <div style="font-weight: bold;">WESTINGHOUSE AIR BRAKE</div>
                <div style="font-weight: bold;">TECHNOLOGIES CORPORATION</div>
              </td>
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              </td>
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              </td>
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                <div>By:</div>
              </td>
              <td style="width: 1%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0);"><br>
              </td>
              <td style="width: 46%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div>/s/ David L. DeNinno</div>
              </td>
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              <td style="width: 50%; vertical-align: top;"><br>
              </td>
              <td style="width: 3%; vertical-align: top;"><br>
              </td>
              <td style="width: 1%; vertical-align: bottom;"><br>
              </td>
              <td style="width: 46%; vertical-align: bottom;">
                <div>David L. DeNinno</div>
              </td>
            </tr>
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              <td style="width: 50%; vertical-align: top;"><br>
              </td>
              <td style="width: 3%; vertical-align: top;"><br>
              </td>
              <td style="width: 1%; vertical-align: bottom;"><br>
              </td>
              <td style="width: 46%; vertical-align: bottom;">
                <div>Executive Vice President, General Counsel and Secretary</div>
              </td>
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              <td style="width: 50%; vertical-align: top;">
                <div>Date: July 25, 2019</div>
              </td>
              <td style="width: 3%; vertical-align: top;"><br>
              </td>
              <td style="width: 1%; vertical-align: bottom;"><br>
              </td>
              <td style="width: 46%; vertical-align: bottom;">&#160;</td>
            </tr>

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