<SEC-DOCUMENT>0001104659-20-066465.txt : 20200527
<SEC-HEADER>0001104659-20-066465.hdr.sgml : 20200527
<ACCEPTANCE-DATETIME>20200527170017
ACCESSION NUMBER:		0001104659-20-066465
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20191231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20191231
</ITEM>
</RULE>
FILED AS OF DATE:		20200527
DATE AS OF CHANGE:		20200527

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			NRG ENERGY, INC.
		CENTRAL INDEX KEY:			0001013871
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC SERVICES [4911]
		IRS NUMBER:				411724239
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-15891
		FILM NUMBER:		20916063

	BUSINESS ADDRESS:	
		STREET 1:		804 CARNEGIE CENTER
		STREET 2:		-
		CITY:			PRINCETON
		STATE:			NJ
		ZIP:			08540
		BUSINESS PHONE:		609-524-4500

	MAIL ADDRESS:	
		STREET 1:		804 CARNEGIE CENTER
		STREET 2:		-
		CITY:			PRINCETON
		STATE:			NJ
		ZIP:			08540

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	NRG ENERGY INC
		DATE OF NAME CHANGE:	19960509
</SEC-HEADER>
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<SEQUENCE>1
<FILENAME>tm2020723d1_sd.htm
<DESCRIPTION>FORM SD
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<P STYLE="margin: 0">&nbsp;</P>

<P STYLE="margin: 0"></P>

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<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>UNITED STATES</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 18pt"><B>SECURITIES
AND EXCHANGE COMMISSION<BR>
</B></FONT><B>Washington, DC 20549</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>FORM&nbsp;SD</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Specialized Disclosure Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>NRG Energy,&nbsp;Inc.</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Exact name of registrant as specified in
its charter)</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR>
    <TD STYLE="text-align: center; vertical-align: top; width: 33%"><B>Delaware</B> </TD>
    <TD STYLE="text-align: center; vertical-align: top; width: 34%"><B>001-15891</B> </TD>
    <TD STYLE="text-align: center; vertical-align: top; width: 33%"><B>41-1724239</B> </TD></TR>
<TR>
    <TD STYLE="text-align: center; vertical-align: top">(State or other jurisdiction of<BR> incorporation) &nbsp;</TD>
    <TD STYLE="text-align: center; vertical-align: top">(Commission File Number) &nbsp;</TD>
    <TD STYLE="text-align: center; vertical-align: top">(I.R.S. Employer Identification<BR> Number) &nbsp;</TD></TR>
</TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR>
    <TD STYLE="text-align: center; vertical-align: top; width: 50%"><B>804 Carnegie Center, Princeton, New Jersey</B> </TD>
    <TD STYLE="text-align: center; vertical-align: top; width: 50%"><B>08540</B> </TD></TR>
<TR>
    <TD STYLE="text-align: center; vertical-align: top">(Address of principal executive offices) </TD>
    <TD STYLE="text-align: center; vertical-align: top">(Zip Code) </TD></TR>
</TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR>
    <TD STYLE="text-align: center; vertical-align: top; width: 50%">Name and telephone number, including area code, of<BR> person to contact in connection with this report: </TD>
    <TD STYLE="text-align: center; vertical-align: top; width: 50%"><FONT STYLE="font: 10pt Times New Roman, Times, Serif"><B>Michael Bramnick</B></FONT><BR> <B>Chief Compliance Officer</B><BR> <B>(609) 524-4500</B> </TD></TR>
</TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Check the appropriate box to indicate the rule&nbsp;pursuant
to which this form is being filed, and provide the period to which the information in this form applies:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings"><FONT STYLE="font-family: Wingdings">&#120;</FONT></FONT>
Rule&nbsp;13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January&nbsp;1 to December&nbsp;31,
2019.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>Section&nbsp;1 &mdash; Conflict Minerals Disclosure</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>Item 1.01 Conflict Minerals Disclosure and Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">NRG Energy,&nbsp;Inc. (&ldquo;NRG&rdquo; or the &ldquo;Company&rdquo;)
has evaluated its current product lines and determined that certain products it manufactures or contracts to manufacture contain
tin, tungsten, tantalum and/or gold (&ldquo;3TGs&rdquo;). On the basis of the responses to the Company&rsquo;s reasonable country
of origin inquiries, the Company is unable to determine that the 3TGs necessary to the functionality or production of its products
did not originate in the Democratic Republic of Congo or any of the other Covered Countries as defined under Rule&nbsp;13p-1 of
the Securities Exchange Act of 1934, as amended. As a result, the Company has prepared a conflict minerals report, which is attached
as Exhibit&nbsp;1.01 to this Form&nbsp;SD and available on the Company&rsquo;s website at http://investors.nrg.com/phoenix.zhtml?c=121544&amp;p=irol-sec.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>Item 1.02 Exhibit</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">See Item 1.01 and Item 2.01.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>Section&nbsp;2 &mdash; Exhibits</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>Item 2.01 Exhibits</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Exhibit&nbsp;1.01 &mdash; Conflict Minerals Report as required
by Items 1.01 and 1.02 of this Form.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SIGNATURES</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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<TR STYLE="vertical-align: top">
    <TD><B>&nbsp;</B> &nbsp;</TD>
    <TD COLSPAN="2"><B>NRG Energy,&nbsp;Inc.</B> </TD></TR>
<TR STYLE="vertical-align: top">
    <TD><B>&nbsp;</B> &nbsp;</TD>
    <TD COLSPAN="2"><B>(Registrant)</B> </TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 50%"><B>&nbsp;</B> &nbsp;</TD>
    <TD STYLE="width: 3%"><B>&nbsp;</B> </TD>
    <TD STYLE="width: 47%"><B>&nbsp;</B> </TD></TR>
<TR STYLE="vertical-align: top">
    <TD><B>&nbsp;</B> &nbsp;</TD>
    <TD><B>&nbsp;</B> </TD>
    <TD><B>&nbsp;</B> </TD></TR>
<TR STYLE="vertical-align: top">
    <TD>&nbsp; &nbsp;</TD>
    <TD>By:&nbsp;</TD>
    <TD STYLE="border-bottom: black 1pt solid">/s/ Michael Bramnick &nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD>&nbsp; &nbsp;</TD>
    <TD COLSPAN="2">Michael Bramnick &nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD>&nbsp; &nbsp;</TD>
    <TD COLSPAN="2">Chief Compliance Officer &nbsp;</TD></TR>
</TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Date: May&nbsp;27, 2020</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>


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<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>tm2020723d1_ex1-01.htm
<DESCRIPTION>EXHIBIT 1.01
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Exhibit&nbsp;1.01</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>NRG Energy,&nbsp;Inc.</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Conflict Minerals Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>For The Year Ended December&nbsp;31,
2019</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Overview</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">This report for the year ended December&nbsp;31,
2019, is presented to comply with Rule&nbsp;13p-1 under the Securities Exchange Act of 1934 (the &ldquo;Rule&rdquo;). The Rule&nbsp;was
adopted by the Securities and Exchange Commission (&ldquo;SEC&rdquo;) to implement reporting and disclosure requirements related
to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (&ldquo;Dodd-Frank Act&rdquo;).
The term &ldquo;conflict minerals&rdquo; is defined as columbite-tantalite (coltan), cassiterite, gold, wolframite and their derivatives,
which are limited to tantalum, tin and tungsten. For the purposes of this report, tin, tungsten, tantalum and gold will collectively
be referred to as &ldquo;3TGs&rdquo;. The term &ldquo;Covered Countries&rdquo; for purposes of the Rule&nbsp;are the Democratic
Republic of the Congo (the &ldquo;DRC&rdquo;) and the following adjoining countries: the Republic of the Congo, the Central African
Republic, South Sudan, Rwanda, Uganda, Zambia, Burundi, Tanzania and Angola.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">This report has been prepared by management
of the Company (herein referred to as &ldquo;NRG,&rdquo; the &ldquo;Company,&rdquo; &ldquo;we,&rdquo; &ldquo;us,&rdquo; or &ldquo;our&rdquo;)
with the assistance of our third-party vendor, Assent Compliance (&ldquo;Assent&rdquo;). The information includes the activities
of all majority-owned subsidiaries and consolidated joint ventures. It does not include the activities of minority-owned subsidiaries
and variable interest entities that are not required to be consolidated.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>Company Overview</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">NRG
Energy,&nbsp;Inc., or NRG or the Company, is an integrated power company built on dynamic retail brands with diverse generation
assets. NRG brings the power of energy to consumers by producing and selling electricity and related products and services in major
competitive power markets in the U.S. and Canada in a manner that delivers value to all of NRG's stakeholders. NRG is a customer-driven
business focused on perfecting the integrated model by balancing retail load with generation supply within its deregulated markets.
The Company sells energy, services, and innovative, sustainable products and services directly to retail customers under the brand
names NRG, Reliant, Green Mountain Energy, Stream, and XOOM Energy, as well as other brand names owned by NRG, supported by approximately&nbsp;23,000&nbsp;MW
of generation as of March&nbsp;31, 2020</FONT>. NRG was incorporated as a Delaware corporation on May&nbsp;29, 1992.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">On September&nbsp;16, 2014, NRG acquired
Goal Zero LLC (&ldquo;Goal Zero&rdquo;), a provider of portable solar power and battery pack products and accessories. As a result
of the acquisition, Goal Zero became a wholly owned indirect subsidiary of NRG. This report is made on behalf of Goal Zero and
Reliant, which also contracts for the manufacture of certain products for sale, hereinafter collectively referred to as &ldquo;NRG.&rdquo;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Product Overview</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">NRG conducted an analysis of the materials
used in the production of products manufactured on behalf of its subsidiaries and determined that substantially all of such products
may contain 3TGs. The Company expects that 3TGs may be found in those products within the following component parts:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&bull;</FONT><FONT STYLE="font-size: 10pt">&nbsp;</FONT>Tantalum,
used in capacitors;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">&bull;<FONT STYLE="font-size: 10pt">&nbsp;</FONT>Tin,
used in soldered components;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">&bull;<FONT STYLE="font-size: 10pt">&nbsp;</FONT>Tungsten,
used in coatings, alloys, heating elements and electrodes; and</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">&bull;<FONT STYLE="font-size: 10pt">&nbsp;</FONT>Gold,
used in circuit boards, electrodes and electronic components.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Therefore, NRG concluded that it was subject
to the Rule&nbsp;and thus required to conduct a good-faith, reasonable country of origin inquiry (&ldquo;RCOI&rdquo;) reasonably
designed to determine whether any of the necessary 3TGs in our products either originated in the Covered Countries or came from
recycled or scrap materials.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Policies relating to Conflict Minerals</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">NRG&rsquo;s applicable supply contracts
require suppliers to represent and ensure that they supply only 3TGs that are &ldquo;conflict free&rdquo; as that term is defined
in the Rule, unless otherwise agreed to by the parties. NRG also requires that its applicable suppliers agree that they will inform
all of their own suppliers of this policy and undertake to ensure that such policy is complied with throughout the supply chain.
NRG reserves the right, in such contracts, to audit its suppliers&rsquo; compliance at any time, and to terminate supply agreements
if there is a material breach of the agreement.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">In addition, in May&nbsp;2016, NRG adopted
manufacturing standards (the &ldquo;Manufacturing Standards&rdquo;) with which all contract manufacturers of the Company are required
to comply. The Manufacturing Standards address compliance with laws and regulations, and require manufacturers to abide by the
applicable laws and regulations of the country in which they are doing business, including, but not limited to, laws related to
labor practices, health and safety, environmental responsibility, and anti-corruption. We believe that the standards also set requirements
based on industry best practices and international conventions, including those related to 3TGs.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Manufacturing&nbsp;&amp; Supply Chain</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">No NRG subsidiary directly manufactures
any products. They contract for the manufacture and assembly of its products through a competitive global supply process. The suppliers
then source both raw materials and purchased parts. For example, Goal Zero has 21 direct material suppliers globally, and there
are generally multiple tiers between the 3TG mines and Goal Zero&rsquo;s direct suppliers. Therefore, we rely on the direct suppliers
to provide information on the origin of the 3TGs contained in components and materials supplied to Goal Zero &mdash; including
sources of 3TGs that are supplied to them from lower tier suppliers. Contracts with suppliers are frequently in force for multiple
years and we cannot always unilaterally impose new contract terms and flow-down requirements. As we enter into new contracts, we
are requiring such suppliers to provide information about the presence of conflict minerals in the products they supply to us and
about the smelter sources of any 3TGs.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Reasonable Country of Origin Inquiry</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">The Rule&nbsp;requires us to conduct in
good-faith an RCOI. As part of our RCOI, we implemented a survey process for assessing our current products and the supply chain
associated with the components and materials that go into these products. Given the limited number of direct suppliers for NRG&rsquo;s
applicable products, we determined at this time to include all of Goal Zero&rsquo;s suppliers who provided parts or components
that we reasonably believed were likely to contain 3TGs, based upon spend data through September&nbsp;30, 2019, in our survey process.
We also confirmed that our supplier list did not materially change between September&nbsp;30, 2019, and December&nbsp;31, 2019.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">To determine whether necessary 3TGs in
our products originated in Covered Countries, we retained Assent Compliance (&ldquo;Assent&rdquo;), our third-party service provider,
to assist us in reviewing our supply chain. We provided a list composed of suppliers associated with the Covered Products to Assent
for upload to the Assent Compliance Manager tool (&ldquo;ACM&rdquo;). We deemed it impractical to filter this list further to exclude
some possibly irrelevant suppliers because we could not determine definitively the presence or absence of conflict minerals in
all parts supplied to NRG for our products.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Through its SaaS platform which enables
its users to complete and track supplier communications as well as allow suppliers to upload completed CMRTs directly to the platform
for assessment and management, Assent then requested that all identified suppliers provide information to us regarding 3TGs and
smelters, using the template provided by the Responsible Business Alliance - RBA and the Global e-Sustainability Initiative (&ldquo;GeSI&rdquo;),
known as the Conflict Minerals Reporting Template (&ldquo;CMRT&rdquo;). The CMRT was developed to facilitate disclosure and communication
of information regarding smelters and refiners that provide material to a manufacturer&rsquo;s supply chain. It includes questions
about a direct supplier&rsquo;s conflict minerals policy, its due diligence process, and information about its supply chain such
as the names and locations of smelters and refiners as well as the origin of 3TGs used by those facilities.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Assent requested that all suppliers complete
a CMRT and included training and education to guide suppliers on best practices and the use of this template. Assent monitored
and tracked all communications in the ACM for future reporting and transparency. NRG directly contacted suppliers that were unresponsive
to Assent&rsquo;s communications during the diligence process and requested such suppliers to complete the CMRT form and submit
such form to Assent. Our program continues to include automated data validation on all submitted CMRTs. The goal of data validation
is to increase the accuracy of submissions and identify any contradictory answers in the CMRT.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">This data validation is based on:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Questions 1 and 2 are minimum requirements
for the CMRT</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">If suppliers state (via Q1 and Q2) that their products do not contain 3TGs necessary to the function
or production of said products, then no further information is required, and no further data validation is completed.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Question 3 &ndash; Do any of your 3TGs originate from the covered
countries?</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">Any supplier that has any 3TGs from the covered countries, even 1 positive response from their
supply chain must answer yes.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Question 4&ndash; is 100% of the 3TGs in question from a recycled
source?</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Question 5 &ndash; Have you received info
from all relevant 3TGs Suppliers?</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">If you are not at 100%, then you can&rsquo;t make definitive statements for Questions 3, 4 and
6</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Question 6 &ndash; Have you identified all your Smelters and
refiners?</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">If the answer here is yes, then question 5 must be yes. This also impacts question 3.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">All submitted forms are accepted and classified
as valid or invalid so that data is still retained. Suppliers are contacted regarding invalid forms and are encouraged to submit
a valid form. Suppliers are also provided with guidance on how to correct these validation errors. As of May&nbsp;8, 2020, there
were 2 invalid supplier submissions that could not be corrected.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Efforts to Determine Mine or Location
of Origin</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Our reasonable country of origin inquiry
consisted of surveying tier one (direct) suppliers. We utilized the CMRT template, which includes information regarding the smelters,
origin of conflict minerals, supplier due diligence program and whether the material originates from recycled or scrap sources.
The tier one suppliers performed similar reasonable country of origin inquiry procedures to identify the chain of custody from
their suppliers back to the smelter and origin. We relied on the good faith efforts of the tier one suppliers to provide us with
reasonable information and representations relating to the smelter and country of origin. The smelter or refiner facilities that
were identified are contained in Appendix A. See &ldquo;Smelters or Refiners and Country of Origin of 3TGs&rdquo; below for more
detail regarding the information contained in Appendix A.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">We have determined that requesting NRG&rsquo;s
applicable direct suppliers complete the CMRT represents our reasonable best efforts to determine the mine or locations of origin
of 3TGs in our supply chain.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Conclusion</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">We were unable with assurance to determine
the origin of the 3TGs in all of Goal Zero&rsquo;s products and therefore cannot exclude the possibility that some may have originated
in the Covered Countries. For that reason, we are required under the Rule&nbsp;to submit to the SEC this report as an Exhibit&nbsp;to
Form&nbsp;SD.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">This report is publicly available on our
website at http://investors.nrg.com/phoenix.zhtml?c=121544&amp;p=irol-sec.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.25in; text-align: justify; text-indent: -0.25in"><B>Due
Diligence Process</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">In accordance with the Rule, we undertook
due diligence efforts to determine the country, mine or location of origin and facilities used to produce the conflict minerals
used in our products. Our due diligence measures have been designed to conform, in all material respects, with the internationally-recognized
framework in The Organisation for Economic Co-operation and Development (&ldquo;OECD&rdquo;) in the publication <I>OECD (2013)
Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas</I>: <I>Second Edition,
OECD Publishing</I> (&ldquo;OECD Guidance&rdquo;) and the related Supplements for gold and for tin, tantalum and tungsten.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">The Guidance identifies five steps for
due diligence that should be implemented and explains how to achieve each step. We developed our due diligence process to address
each of these five steps, namely:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">1.</TD><TD STYLE="text-align: justify">Establishing strong company management systems regarding conflict minerals;</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">2.</TD><TD>Identifying and assessing risks in our supply chain;</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">3.</TD><TD STYLE="text-align: justify">Designing and implementing a strategy to respond to identified risks in our supply chain;</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">4.</TD><TD STYLE="text-align: justify">Utilizing independent third-party audits of supply chain diligence; and</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">5.</TD><TD STYLE="text-align: justify">Publicly reporting on our supply chain due diligence</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">We are a downstream supplier, many steps
removed from the mining of 3TGs. A large number of suppliers, through multiple tiers of distribution, supply the components and
materials integrated into our products. Furthermore, Goal Zero does not purchase raw ore or unrefined conflict minerals or make
purchases from the Covered Countries. The origin of the conflict minerals cannot be determined with any certainty once the raw
ores are smelted, refined and converted to ingots, bullion or other conflict mineral containing derivatives. The smelters and refiners
consolidate raw ore and represent the best actors in the total supply chain to possess knowledge of the origin of the ores they
procure.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">The OECD Guidance specifies that the requirements
for compliance should reflect a company&rsquo;s position in the supply chain. In particular, the OECD Guidance states that the
implementation of due diligence should be tailored to a company&rsquo;s activities and relationships and that the nature and extent
of due diligence may vary based on a company&rsquo;s size, products, relationships with suppliers and other factors. Due to practical
difficulties associated with supply chain complexities, the OECD Guidance advises that downstream companies exercise due diligence
primarily by establishing controls over their immediate suppliers. Accordingly, we rely primarily on our tier 1 (direct) suppliers
to provide information with respect to the origin of the conflict minerals contained in the components and materials supplied to
us.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify; text-indent: -0.5in"><B>Due Diligence
Performed</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify; text-indent: -0.5in"><B>1. <U>Establish
Strong Management Systems</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Internal Compliance Team</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">NRG&rsquo;s management system for conflict
minerals covering calendar year 2019 was sponsored by our Chief Compliance Officer and was supported by appropriate members of
the management team, and a team of subject matter experts from relevant functions such as Corporate Compliance, Supply Chain, and
Legal. The team of subject matter experts was responsible for implementing our conflict minerals compliance strategy for calendar
year 2019, and was led by the Chief Compliance Officer, who acted as the executive conflict minerals program manager. The Audit
Committee of the Board of Directors of the Company (the &ldquo;Audit Committee&rdquo;) and senior management have been and continue
to be informed about the results of our due diligence efforts on a regular basis.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">In addition, NRG engaged Assent to query
NRG&rsquo;s applicable direct suppliers, which were identified to Assent by us in connection with our due diligence process, as
well as to assist us in executing the due diligence process as described in this report.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Internal Controls</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">We have put into place necessary controls
to promote compliance with the Rule. Controls include, but are not limited to, the NRG Code of Conduct (as defined below), the
Manufacturing Standards, and conflict mineral compliance language in all of NRG&rsquo;s applicable supplier agreements.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Grievance Mechanisms</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">NRG has a Code of Conduct whereby employees
and third-parties can learn about NRG&rsquo;s policies (the &ldquo;NRG Code of Conduct&rdquo;). The NRG Code of Conduct, which
is posted on NRG&rsquo;s public website and its internal intranet site, contains multiple methods to report violations of NRG&rsquo;s
policies. In addition, NRG has a Supplier Code of Conduct containing similar information to the NRG Code of Conduct. The NRG Code
of Conduct establishes the manner in which employees and others may report any matters they believe may violate the NRG Code of
Conduct, and for the investigation and resolution of all such reports. They include the Ethics Alertline at nrg.alertline.com and
the NRG Ethics Helpline at 888-263-0463, which permits individuals to provide confidential and anonymous reporting. The NRG Ethics
Helpline (888-263-0463) and Alertline (www.nrg.alertline.com) are available 24 hours a day, seven days a week. They are administered
by an outside company to ensure confidentiality and anonymity, if desired. Calls are not traced or recorded, and NRG does not keep
any identifiable information regarding the sender of an online communication.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">NRG&rsquo;s
Code of Conduct is accessible on the Company&rsquo;s website at https://investors.nrg.com/static-files/3911d684-818a-46f7-af82-23702c264ecc</FONT>.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Supplier Engagement</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">With respect to the OECD requirement to
strengthen engagement with suppliers, we have utilized the CMRT version 5.12 or higher and the Assent Compliance Manager web-based
reporting tool for collecting conflict minerals declarations from NRG&rsquo;s applicable suppliers. The use of these tools has
allowed us to assist suppliers in understanding our expectations and requirements and increase the rate of responses we have received
from our suppliers to our survey requests. As an improvement, this year we used Assent&rsquo;s learning management system, Assent
University, to make conflict minerals training courses available to all of our in-scope suppliers.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">We believe that the combination of the
Supplier Code of Conduct, our Conflict Minerals Policy, and direct engagement with suppliers for Conflict Minerals training and
requests constitute a strong program when it comes to supplier engagement.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Maintain records</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">NRG has a document retention policy, which
requires the Company to retain relevant documentation for a period of 7 years, which is consistent with the OECD requirement. We
implemented a document retention policy through Assent to retain conflict minerals related documents, including supplier responses
to CMRTs. We store all of the information and findings from this process in a database that can be audited by internal or external
parties.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify; text-indent: -0.5in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt"><B>2.
</B></FONT><B><U>Identify and Assess Risk in the Supply Chain</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Our reasonable country of origin inquiry
consisted of surveying tier one suppliers. We utilized the CMRT template, which includes information regarding the smelters, origin
of conflict minerals, supplier due diligence program and whether the material originates from recycled or scrap sources. We worked
with suppliers to identify the downstream sources of their conflict minerals through the CMRTs and follow-up on invalid responses
on the CMRTs, and used a risk-based assessment of identified smelters and assessment of the conflict minerals programs of its suppliers,
as described below. All of the information and findings from this process and activities are stored in a database maintained by
Assent that can be tracked and audited.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">One risk we identified with respect to
the reporting period ended 2019 related to the nature of the responses received. 50% of all responses received provided data at
a company level or were unable to specify the smelters or refiners used for 3TGs in the components supplied to us. Additionally,
some suppliers indicated that they received information regarding their supply chains from fewer than 75% of their suppliers and,
therefore, they could not provide a comprehensive list of all smelters or refiners in their supply chains.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">In accordance with OECD Guidelines, it
is important to understand risk levels associated with conflict minerals in the supply chain. Smelters not being certified DRC-Conflict
Free pose a significant risk to the Supply Chain. The Assent Compliance Manager software classifies each listed smelter or refiner
as high, medium or low risk based on three scoring criteria: Responsible Minerals Assurance Process &ndash; RMAP audit status,
geographic proximity to the Covered Countries, and known or plausible evidence of unethical or conflict sourcing.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Risks were identified by assessing the
due diligence practices of smelters and refiners identified in the supply chain by upstream suppliers that listed mineral processing
facilities on their CMRT declarations. Assent compared these facilities listed in the responses to the list of smelters and refiners
maintained by the RMI to ensure that the facilities met the RMI definition of a 3TGs processing facility that was operational during
the 2019 calendar year.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">In order to assess the risk that any of
these smelters posed to our supply chain, Assent determined if the smelter had been audited against a standard in conformance with
the OECD Guidance, such as the RMAP. We do not typically have a direct relationship with 3TGs smelters and refiners and do not
perform or direct audits of these entities within our supply chain. Smelters that have completed an RMAP audit are considered to
be DRC-Conflict Free. In cases where the smelter&rsquo;s due diligence practices have not been audited against the RMAP standard,
a potential supply chain risk exists.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">As of 8<SUP>th</SUP> May&nbsp;2020, we
have validated 194 smelters or refiners and are working to validate the additional smelter/refiner entries from the submitted CMRTs.
Due to the provision of primarily supplier-level CMRTs, we cannot definitely determine their connection to the Covered Products.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Each facility that meets the RMI definition
of a smelter or refiner of a 3TGs mineral is assessed according to red flag indicators defined in the OECD Guidance. Assent uses
numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors
include:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">Geographic proximity to the DRC and covered countries;</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">Known mineral source country of origin;</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">Responsible Minerals Assurance Process (RMAP) audit status;</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">Credible evidence of unethical or conflict sourcing;</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">&#9679;</FONT></TD><TD STYLE="text-align: justify">Peer Assessments conducted by credible third-party sources.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">As part of our risk management plan under
the OECD Guidance, when facilities with red flags were reported on a CMRT by one of the suppliers surveyed, risk mitigation activities
are initiated. Through Assent Compliance, submissions that include any red flag facilities immediately produce a receipt instructing
the supplier to take their own risk mitigation actions, including submission of a product specific CMRT to better identify the
connection to products that they supply to Goal Zero, and escalating up to removal of these red flag smelters from their supply
chain.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">As per the OECD Guidance, risk mitigation
will depend on the supplier&rsquo;s specific context. Suppliers are given clear performance objectives within reasonable timeframes
with the ultimate goal of progressive elimination of these red flags from the supply chain. In addition, suppliers are guided to
the Assent University learning platform to engage in educational materials on mitigating the risk of smelters or refiners on the
supply chain.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Additionally, suppliers are evaluated on
program strength (further assisting in identifying risk in the supply chain). Evaluating and tracking the strength of the program
does meet the OECD Due Diligence Guidelines and can assist in making key risk mitigation decisions as the program progresses. The
criteria used to evaluate the strength of the program are based on these four questions in the CMRT:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">A.</FONT><FONT STYLE="font-size: 10pt">&nbsp;</FONT>Do
you have a policy in place that includes DRC conflict-free sourcing?</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">E.</FONT><FONT STYLE="font-size: 10pt">&nbsp;</FONT>Have
you implemented due diligence measures for conflict-free sourcing?</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify">G. Do you review due diligence
information received from your suppliers against your company&rsquo;s expectations?</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.</FONT><FONT STYLE="font-size: 10pt">&nbsp;</FONT>Does
your review process include corrective action management?</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">When suppliers meet or exceed the criteria
(by responding Yes to questions A, E, G and H set forth above), they are deemed to have a strong program. When suppliers do not
meet the criteria, they are deemed to have a weak program. As of May&nbsp;8, 2020, 3 of our responded suppliers have been identified
as having a weak program.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">If any smelter or refiner is not recognized
by the RMI CFSI, we conduct outreach and research to gain more information about whether they are a smelter or a refiner, sourcing
practices, location, and country of origin. Additionally, if any smelter is not certified conflict-free, we conduct outreach providing
education on the RMAP and encouraging them to join this program. Through Assent, any CMRTs submitted by our suppliers that included
any Red Flag smelters were asked to submit a product-level CMRT so we could determine if there was a connection between the red
flag smelters originally listed and the products they supply to us. Suppliers were notified of the fact that one or more high-risk
smelters appeared on their CMRT and were encouraged to engage in risk mitigation activities.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Neither NRG nor Goal Zero have a direct
relationship with any smelters and refiners and, as a result, do not perform or direct audits of these entities within their supply
chain. Smelter and refiner information was captured as part of the CMRT, as some suppliers provided the names of facilities it
used as smelters or refiners. After obtaining the CMRT through the due diligence processes described above, we compared the smelters
and refiners used by relevant suppliers against an independently verified list of smelters and refiners leveraging the audit results
from the RMI (http://www.responsiblemineralsinitiative.org ) (which website is not incorporated by reference herein) as well as
responses in the CMRT to gather the country, location and mine of origin information.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify; text-indent: -0.5in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt"><B>3.
</B></FONT><FONT STYLE="font-size: 10pt">&nbsp;</FONT><B><U>Design and Implement a Strategy to Respond to Risks</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">NRG has created a risk management plan,
through which the conflict minerals program is implemented, managed and monitored. The status of and any updates to this risk management
plan are provided regularly to the Audit Committee and to senior management.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">As part of our risk management plan, to
ensure our applicable suppliers understand our expectations, we have communicated directly with these suppliers (orally and in
writing), and included relevant information in our contracts with these suppliers, the Manufacturing Standards and the NRG Code
of Conduct.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">As described above, NRG reserves the right
to terminate supplier agreements where we have reason to believe they are supplying us with 3TGs from sources that may support
conflict in the Covered Countries. Should a supplier report information on a CMRT that would lead us to believe that their sourcing
of 3TGs would support such conflict, we would engage in risk mitigation activities with such supplier.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">We believe that the inquiries and investigations
described above represent a reasonable effort to determine the mines or locations of origin of the 3TGs in Goal Zero&rsquo;s products,
including (1)&nbsp;seeking information about 3TG smelters and refiners in NRG&rsquo;s supply chain through requesting that suppliers
complete the CMRT, (2)&nbsp;verifying those smelters and refiners with the expanding RMI lists, (3)&nbsp;conducting the due diligence
review, and (4)&nbsp;obtaining additional documentation and verification, as applicable.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify; text-indent: -0.5in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt"><B>4.
</B></FONT><FONT STYLE="font-size: 10pt">&nbsp;</FONT><B><U>Carry out Independent Third Party Audit of Supply Chain Due Diligence
at Identified Points in the Supply Chain</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Since NRG does not source directly from
smelter or refiner processing facilities, we rely on the RMAP to oversee and coordinate third-party audits of these facilities,
which include audits conducted by RMI. The RMAP audit protocols and procedures were designed by the RMI who engage specially trained
third-party auditors to independently verify that these smelters and refiners can be deemed conflict-free. We utilize the information
provided by the RMI to validate the sourcing practices of processing facilities in NRG&rsquo;s supply chain. We also rely upon
various industry efforts to influence smelters and refineries to undergo audits and become certified, as appropriate.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify; text-indent: -0.5in"><B>Due Diligence
Results</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Survey Results</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Utilizing the process outlined above, we
received responses from 100% of the suppliers surveyed for the 2019 reporting year. We requested that the surveyed suppliers report
at an aggregate company level, specifically with respect to any products sold to NRG. We reviewed the responses to determine whether
further engagement with these suppliers was warranted. We considered untimely or incomplete responses as well as inconsistencies
within the data reported in the CMRT in making this determination. Assent then worked directly with suppliers to provide revised
responses.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">All final CMRT submissions were reviewed
and validated to ensure no inaccuracies or gaps in data were found. 2 suppliers were unable to correct their CMRTs and as such,
are still listed as invalid submissions.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Smelters and Refiners</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">The information that we received from a
majority of our applicable suppliers was at a company-wide level. Thus, the smelters or refiners identified by the suppliers contained
in the tables below may contain smelters or refiners that processed conflict minerals that were supplied to other customers, but
not to us. As a result, we are unable to conclusively determine whether the smelters or refiners included in the tables below were
used to process the conflict minerals necessary to the functionality or production of NRG products during calendar year 2019. Because
of this uncertainty, we are also unable to conclusively determine whether each of the countries of origin listed below were the
country of origin of conflict minerals in such products during calendar year 2019, and therefore also unable to conclusively determine
the source and chain of custody of those conflict minerals. In addition, the third-party audits conducted by the RMI and the information
that we receive from our applicable suppliers may yield inaccurate or incomplete information. For example, the information received
may be incomplete because a supplier may not have received accurate and complete conflict minerals information from all of the
suppliers in its own supply chain. We also do not have access to audit reports or detailed findings of the third-party audits conducted
as part of the RMAP and, as a result, are not responsible for the quality of these audits or the audit findings.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="text-align: justify; font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">At our direction, Assent compared the facilities listed in
the responses in the CMRTs to the list of smelters maintained by the RMI, and confirmed that the names were listed by RMI. As
of May&nbsp;8, 2020, we have confirmed that 194 smelters or refiners provided in our suppliers CMRTs were included on this list.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">If a supplier indicated that a facility
was certified as &ldquo;Conflict-Free,&rdquo; Assent then confirmed that it was listed as such by RMI. Based on the smelter and
refiner lists provided by suppliers through the CMRTs and validated against the RMI legitimate smelters and refiners information
as described above, we are aware of: (i)&nbsp;172 &ldquo;Conflict-Free&rdquo; smelters or refiners, (ii)&nbsp;0 smelters or refiners
that have begun the process to be validated as Conflict-Free, which are deemed as active in the RMAP but have not yet been validated
as &ldquo;Conflict-Free&rdquo;; and (iii)&nbsp;0 smelters or refiners that are not Conflict-Free and have not started the process
to become &ldquo;Conflict-Free.&rdquo; Attached as Appendix A is a list of all of the smelters and refiners listed by our suppliers
in their completed CMRTs that appear on the lists of smelters maintained by the RMI. Since many of the CMRTs we received from our
suppliers were made on a company or division level basis, rather than on a product-level basis, we are not able to identify which
smelters or refiners listed on Appendix A actually processed the 3TGs contained in our products. Therefore, our list of processing
smelters and refiners disclosed in Appendix A may contain more facilities than those that actually processed the conflict minerals
contained in our products.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Countries of Origin</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Confirmed smelter or refiner sourcing is
not generally available through public information sources related to the smelter or refiner however <U>Appendix B</U> does include
an aggregate country list of known smelter or refiner sourcing countries. Despite the additional smelter information obtained from
these suppliers, in most cases information has been provided on a company or division level, rather than on a product level. Therefore,
we cannot ascertain whether the smelters identified by our applicable suppliers are related to any parts or components actually
provided to us by such suppliers.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in; text-align: justify; text-indent: -0.5in"><B>Steps
to be taken to mitigate risk</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">We intend to take the following steps to
improve the due diligence conducted to further mitigate any risk that any conflict minerals in our products have been sourced from
the Covered Countries:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">a)</TD><TD STYLE="text-align: justify">Continue to require conflict minerals compliance language in our supplier agreements and refine
our internal operating procedures to continue to move towards a &ldquo;DRC conflict free&rdquo; supply chain.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">b)</TD><TD STYLE="text-align: justify">In the event that any of our suppliers are found to be providing products containing 3TGs from
sources that support conflict in the Covered Countries, work with them to establish alternative sources of 3TGs.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">c)</TD><TD STYLE="text-align: justify">Continue to monitor and track the due diligence progress of our non-RMI suppliers, including the
usage of smelters and refiners which have been certified by the RMI.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in">d)</TD><TD STYLE="text-align: justify">Continue to invest in conflict minerals due diligence tools.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 0.25in"></TD><TD STYLE="width: 0.25in"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">e)</FONT></TD><TD STYLE="text-align: justify">Continue to work closely with our third party conflict minerals service provider to obtain CMRTs
on a product-specific basis to enable us to determine which smelters and refiners actually process 3TGs contained in our products.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><U>Appendix A</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 8%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metal</FONT></TD>
    <TD STYLE="width: 32%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Standard Smelter Name</FONT></TD>
    <TD STYLE="width: 18%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Smelter Facility Location</FONT></TD>
    <TD STYLE="width: 13%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Smelter ID</FONT></TD>
    <TD STYLE="width: 13%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RMI Audit Status</FONT></TD>
    <TD STYLE="width: 16%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conflict Free?</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Aida Chemical Industries Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000019</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Allgemeine Gold-und Silberscheideanstalt A.G.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000035</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Almalyk Mining and Metallurgical Complex (AMMC)</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UZBEKISTAN</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000041</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">AngloGold Ashanti Corrego do Sitio Mineracao</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000058</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Argor-Heraeus S.A.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SWITZERLAND</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000077</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Asahi Pretec Corp.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000082</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Asahi Refining Canada Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CANADA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000924</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Asahi Refining USA Inc.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000920</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Asaka Riken Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000090</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Atasay Kuyumculuk Sanayi Ve Ticaret A.S.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">TURKEY</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000103</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Due Diligence Vetting Process</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Aurubis AG</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000113</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Bangko Sentral ng Pilipinas (Central Bank of the Philippines)</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PHILIPPINES</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000128</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Boliden AB</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SWEDEN</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000157</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">C. Hafner GmbH + Co. KG</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000176</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Caridad</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">MEXICO</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000180</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Communication Suspended - Not Interested</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CCR Refinery - Glencore Canada Corporation</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CANADA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000185</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Cendres + Metaux S.A.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SWITZERLAND</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000189</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Chimet S.p.A.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">ITALY</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000233</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

<!-- Field: Page; Sequence: 9 -->
    <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <!-- Field: /Page -->

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 8%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="width: 32%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Chugai Mining</FONT></TD>
    <TD STYLE="width: 18%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="width: 13%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000264</FONT></TD>
    <TD STYLE="width: 13%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="width: 16%; padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Daye Non-Ferrous Metals Mining Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000343</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">In Communication</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">DODUCO Contacts and Refining GmbH</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000362</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Dowa</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000401</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">DSC (Do Sung Corporation)</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KOREA, REPUBLIC OF</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000359</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Eco-System Recycling Co.,&nbsp;Ltd. East Plant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000425</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold Refinery of Zijin Mining Group Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002243</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Great Wall Precious Metals Co.,&nbsp;Ltd. of CBPM</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001909</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Guangdong Jinding Gold Limited</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002312</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Heimerle + Meule GmbH</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000694</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Heraeus Metals Hong Kong Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000707</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Heraeus Precious Metals GmbH&nbsp;&amp; Co. KG</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000711</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Hunan Chenzhou Mining Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000767</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Hunan Guiyang yinxing Nonferrous Smelting Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000773</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">HwaSeong CJ CO.,&nbsp;LTD.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KOREA, REPUBLIC OF</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000778</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Communication Suspended - Not Interested</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Inner Mongolia Qiankun Gold and Silver Refinery Share Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000801</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding-top: 5pt; padding-right: 5pt; padding-left: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <!-- Field: /Page -->

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

<!-- Field: Split-Segment; Name: 2 -->
<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Ishifuku Metal Industry Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000807</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Istanbul Gold Refinery</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">TURKEY</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000814</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Japan Mint</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000823</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Jiangxi Copper Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000855</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JSC Uralelectromed</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RUSSIAN FEDERATION</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000929</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JX Nippon Mining&nbsp;&amp; Metals Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000937</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Kazzinc</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KAZAKHSTAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000957</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Kennecott Utah Copper LLC</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000969</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Kojima Chemicals Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000981</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Kyrgyzaltyn JSC</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KYRGYZSTAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001029</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">L'azurde Company For Jewelry</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SAUDI ARABIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001032</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RMI Due Diligence Review - Unable to Proceed</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Lingbao Jinyuan Tonghui Refinery Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001058</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">LS-NIKKO Copper Inc.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KOREA, REPUBLIC OF</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001078</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Luoyang Zijin Yinhui Gold Refinery Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001093</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Materion</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001113</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Matsuda Sangyo Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001119</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<P STYLE="margin: 0"></P>

<!-- Field: Page; Sequence: 1 -->
    <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <!-- Field: /Page -->

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metalor Technologies (Hong Kong) Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001149</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metalor Technologies (Singapore) Pte.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SINGAPORE</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001152</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metalor Technologies (Suzhou) Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001147</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metalor Technologies S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SWITZERLAND</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001153</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metalor USA Refining Corporation</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001157</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metalurgica Met-Mex Penoles S.A. De C.V.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">MEXICO</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001161</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Mitsubishi Materials Corporation</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001188</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Mitsui Mining and Smelting Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001193</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Moscow Special Alloys Processing Plant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RUSSIAN FEDERATION</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001204</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Nadir Metal Rafineri San. Ve Tic. A.S.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">TURKEY</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001220</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Navoi Mining and Metallurgical Combinat</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UZBEKISTAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001236</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Nihon Material Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001259</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Ohura Precious Metal Industry Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001325</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">OJSC &quot;The Gulidov Krasnoyarsk Non-Ferrous Metals Plant&quot; (OJSC Krastsvetmet)</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RUSSIAN FEDERATION</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001326</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">OJSC Novosibirsk Refinery</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RUSSIAN FEDERATION</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000493</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PAMP S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SWITZERLAND</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001352</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<P STYLE="margin: 0"></P>

<!-- Field: Page; Sequence: 2 -->
    <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <!-- Field: /Page -->

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Penglai Penggang Gold Industry Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001362</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Prioksky Plant of Non-Ferrous Metals</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RUSSIAN FEDERATION</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001386</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PT Aneka Tambang (Persero) Tbk</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">INDONESIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001397</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PX Precinox S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SWITZERLAND</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001498</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Rand Refinery (Pty) Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SOUTH AFRICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001512</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Refinery of Seemine Gold Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000522</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Royal Canadian Mint</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CANADA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001534</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Sabin Metal Corp.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001546</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Samduck Precious Metals</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KOREA, REPUBLIC OF</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001555</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Samwon Metals Corp.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KOREA, REPUBLIC OF</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001562</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Communication Suspended - Not Interested</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SEMPSA Joyeria Plateria S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SPAIN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001585</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Shandong Tiancheng Biological Gold Industrial Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001619</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Shandong Zhaojin Gold&nbsp;&amp; Silver Refinery Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001622</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Singway Technology Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">TAIWAN, PROVINCE OF CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002516</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SOE Shyolkovsky Factory of Secondary Precious Metals</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RUSSIAN FEDERATION</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001756</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt"></FONT></P>

<!-- Field: Page; Sequence: 3 -->
    <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <!-- Field: /Page -->

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Solar Applied Materials Technology Corp.</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">TAIWAN, PROVINCE OF CHINA</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001761</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Sumitomo Metal Mining Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001798</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tanaka Kikinzoku Kogyo K.K.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001875</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">The Refinery of Shandong Gold Mining Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001916</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tokuriki Honten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001938</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tongling Nonferrous Metals Group Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001947</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Torecom</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KOREA, REPUBLIC OF</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001955</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Umicore Brasil Ltda.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001977</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Umicore Precious Metals Thailand</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">THAILAND</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002314</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Umicore S.A. Business Unit Precious Metals Refining</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BELGIUM</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001980</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">United Precious Metal Refining,&nbsp;Inc.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001993</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Valcambi S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SWITZERLAND</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002003</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Western Australian Mint (T/a The Perth Mint)</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">AUSTRALIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002030</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yamakin Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002100</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yokohama Metal Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002129</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yunnan Copper Industry Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000197</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
</TABLE>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<P STYLE="margin: 0"></P>

<!-- Field: Page; Sequence: 4 -->
    <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <!-- Field: /Page -->

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gold</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Zhongyuan Gold Smelter of Zhongjin Gold Corporation</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002224</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Changsha South Tantalum Niobium Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000211</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Exotech Inc.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000456</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">F&amp;X Electro-Materials Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000460</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Global Advanced Metals Aizu</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002558</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Global Advanced Metals Boyertown</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002557</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Guangdong Zhiyuan New Material Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000616</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.C. Starck Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">THAILAND</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002544</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.C. Starck Hermsdorf GmbH</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002547</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.C. Starck Inc.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002548</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.C. Starck Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002549</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.C. Starck Smelting GmbH&nbsp;&amp; Co. KG</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002550</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.C. Starck Tantalum and Niobium GmbH</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002545</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Hengyang King Xing Lifeng New Materials Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002492</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JiuJiang JinXin Nonferrous Metals Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000914</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>

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<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt"></FONT></P>

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<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Jiujiang Tanbre Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000917</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KEMET Blue Metals</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">MEXICO</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002539</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">LSM Brasil S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001076</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metallurgical Products India Pvt.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">INDIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001163</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Mineracao Taboca S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001175</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Mitsui Mining and Smelting Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001192</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Ningxia Orient Tantalum Industry Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001277</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">NPM Silmet AS</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">ESTONIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001200</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">QuantumClean</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001508</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Solikamsk Magnesium Works OAO</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RUSSIAN FEDERATION</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001769</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Taki Chemical Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001869</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Telex Metals</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001891</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Ulba Metallurgical Plant JSC</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">KAZAKHSTAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001969</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tantalum</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yanling Jincheng Tantalum&nbsp;&amp; Niobium Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001522</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Alpha</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000292</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">An Vinh Joint Stock Mineral Processing Company</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">VIET NAM</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002703</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Outreach Required</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
</TABLE>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt"></FONT></P>

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    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
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<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Chenzhou Yunxiang Mining and Metallurgy Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000228</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">China Tin Group Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001070</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Dowa</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000402</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">EM Vinto</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BOLIVIA (PLURINATIONAL STATE OF)</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000438</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Estanho de Rondonia S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000448</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">In Communication</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Fenix Metals</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">POLAND</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000468</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gejiu Kai Meng Industry and Trade LLC</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000942</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gejiu Non-Ferrous Metal Processing Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000538</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gejiu Yunxin Nonferrous Electrolysis Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001908</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Gejiu Zili Mining And Metallurgy Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000555</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Guangdong Hanhe Non-Ferrous Metal Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID003116</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Huichang Jinshunda Tin Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000760</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Jiangxi New Nanshan Technology Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001231</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Magnu's Minerais Metais e Ligas Ltda.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002468</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Malaysia Smelting Corporation (MSC)</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">MALAYSIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001105</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Melt Metais e Ligas S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002500</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt"></FONT></P>

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    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
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<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metallic Resources,&nbsp;Inc.</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001142</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metallo Belgium N.V.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BELGIUM</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002773</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Metallo Spain S.L.U.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">SPAIN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002774</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Mineracao Taboca S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001173</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Minsur</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PERU</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001182</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Mitsubishi Materials Corporation</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001191</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">O.M. Manufacturing (Thailand) Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">THAILAND</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001314</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">O.M. Manufacturing Philippines,&nbsp;Inc.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PHILIPPINES</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002517</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Operaciones Metalurgicas S.A.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BOLIVIA (PLURINATIONAL STATE OF)</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001337</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PT Artha Cipta Langgeng</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">INDONESIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001399</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PT ATD Makmur Mandiri Jaya</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">INDONESIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002503</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PT Mitra Stania Prima</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">INDONESIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001453</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PT Refined Bangka Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">INDONESIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001460</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PT Timah Tbk Kundur</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">INDONESIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001477</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">PT Timah Tbk Mentok</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">INDONESIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001482</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Rui Da Hung</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">TAIWAN, PROVINCE OF CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001539</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Soft Metais Ltda.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001758</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt"></FONT></P>

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<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Thaisarco</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">THAILAND</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001898</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">White Solder Metalurgia e Mineracao Ltda.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">BRAZIL</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002036</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yunnan Chengfeng Non-ferrous Metals Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002158</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tin</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yunnan Tin Company Limited</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002180</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">A.L.M.T. Corp.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000004</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Chenzhou Diamond Tungsten Products Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002513</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Chongyi Zhangyuan Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000258</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Fujian Jinxin Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000499</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Ganzhou Huaxing Tungsten Products Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000875</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Ganzhou Jiangwu Ferrotungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002315</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Ganzhou Seadragon W&nbsp;&amp; Mo Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002494</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Global Tungsten&nbsp;&amp; Powders Corp.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000568</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Guangdong Xianglu Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000218</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.C. Starck Smelting GmbH&nbsp;&amp; Co. KG</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002542</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">H.C. Starck Tungsten GmbH</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">GERMANY</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002541</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Hunan Chenzhou Mining Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000766</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt"></FONT></P>

<!-- Field: Page; Sequence: 9 -->
    <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
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<P STYLE="margin: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt; width: 8%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt; width: 32%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Hunan Chunchang Nonferrous Metals Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt; width: 18%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000769</FONT></TD>
    <TD STYLE="padding: 5pt; width: 13%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt; width: 16%"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Hydrometallurg, JSC</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">RUSSIAN FEDERATION</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002649</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Japan New Metals Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">JAPAN</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000825</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Jiangxi Gan Bei Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002321</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Jiangxi Minmetals Gao'an Non-ferrous Metals Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002313</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Communication Suspended - Not Interested</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Unknown</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Jiangxi Tonggu Non-ferrous Metallurgical&nbsp;&amp; Chemical Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002318</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Jiangxi Xinsheng Tungsten Industry Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002317</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Jiangxi Yaosheng Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002316</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Kennametal Fallon</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000966</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Kennametal Huntsville</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">UNITED STATES OF AMERICA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID000105</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Malipo Haiyu Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002319</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Masan Tungsten Chemical LLC (MTC)</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">VIET NAM</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002543</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tejing (Vietnam) Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">VIET NAM</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID001889</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Wolfram Bergbau und Hutten AG</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">AUSTRIA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002044</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Xiamen Tungsten (H.C.) Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002320</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Xiamen Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002082</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Tungsten</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Xinhai Rendan Shaoguan Tungsten Co.,&nbsp;Ltd.</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CHINA</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">CID002095</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Conformant</FONT></TD>
    <TD STYLE="padding: 5pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 10pt">Yes</FONT></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><U>Appendix B</U></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Countries of Origin</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="text-align: justify; font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Below is an aggregated list of countries of origin, to the extent
known, from which the SORs listed in Annex A are believed to have sourced conflict minerals. This list of potential countries of
origin is populated based on publicly available information, our RCOI and due diligence. It is important to note that this is also
based on company level responses and therefore, it is not certain which of these countries of origin can be linked to our products.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Afghanistan, Albania, Angola, Argentina,
Armenia, Australia, Austria, Belarus, Belgium, Bermuda, Bolivia, Brazil, Bulgaria, Burundi, Cambodia, Canada, Central African Republic,
Chile, China, Colombia, Czech Republic, Djibouti, Dominican Republic, DRC or an adjoining country (Covered Countries), Ecuador,
Egypt, England, Estonia, Ethiopia, Finland, France, Germany, Ghana, Guinea, Guyana, Hungary,&nbsp;India,&nbsp;Indonesia,&nbsp;Ireland,&nbsp;Israel,&nbsp;Italy,&nbsp;Ivory
Coast, Japan, Kazakhstan, Kenya, Kyrgyzstan, Laos, Liberia, Luxembourg, Madagascar, Malaysia, Mali, Mauritania, Mexico, Mongolia,
Morocco, Mozambique, Myanmar, Namibia, Netherlands, New Zealand, Niger, Nigeria, Papua, New Guinea, Peru, Philippines, Poland,
Portugal Republic, Republic Of Korea, Russia, Rwanda, Saudi Arabia, Sierra Leone, Singapore, Slovakia, Slovenia, South Africa,
Spain, Suri, Suriname, Sweden, Switzerland, Tanzania, Thailand, Turkey, Uganda, United Arab Emirates, United Kingdom, USA, Uzbekistan,
Viet Nam, Zambia, Zimbabwe.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>



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