<SEC-DOCUMENT>0001415889-19-001500.txt : 20191213
<SEC-HEADER>0001415889-19-001500.hdr.sgml : 20191213
<ACCEPTANCE-DATETIME>20191213163314
ACCESSION NUMBER:		0001415889-19-001500
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20191211
ITEM INFORMATION:		Submission of Matters to a Vote of Security Holders
FILED AS OF DATE:		20191213
DATE AS OF CHANGE:		20191213

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Ubiquiti Inc.
		CENTRAL INDEX KEY:			0001511737
		STANDARD INDUSTRIAL CLASSIFICATION:	RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
		IRS NUMBER:				320097377
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35300
		FILM NUMBER:		191284983

	BUSINESS ADDRESS:	
		STREET 1:		685 THIRD AVENUE, 27TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017
		BUSINESS PHONE:		646-780-7958

	MAIL ADDRESS:	
		STREET 1:		685 THIRD AVENUE, 27TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Ubiquiti Networks, Inc.
		DATE OF NAME CHANGE:	20110201
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k-12132019_011202.htm
<TEXT>
<!DOCTYPE html PUBLIC "-//W3C//DTD HTML 4.0 Transitional//EN" "http://www.w3.org/TR/REC-html40/loose.dtd">
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<p style="margin:0px; font-size:12pt" align="center"><b>UNITED STATES<br>
SECURITIES AND EXCHANGE COMMISSION<br></b><b style="font-size:11pt;font-weight:normal;"><b>WASHINGTON, D.C. 20549</b></b></p>
<p style="margin-top:0px; margin-bottom:6.667px" align="center"><u>&nbsp;&nbsp;&nbsp;</u></p>
<p style="margin:0px; font-size:18pt" align="center"><b>FORM 8-K</b></p>
<p style="margin-top:0px; margin-bottom:6.667px" align="center"><u>&nbsp;&nbsp;&nbsp;</u></p>
<p style="margin:0px; font-size:11pt" align="center"><b>CURRENT REPORT PURSUANT TO<br></b><b style="font-size:12pt;font-weight:normal;"><b>SECTION&nbsp;13 or 15(d) OF THE<br>
SECURITIES EXCHANGE ACT OF 1934<br><br></b></b><b style="font-size:10pt;font-weight:normal;"><b>Date of Report (Date of earliest event reported): &nbsp;December 11, 2019</b></b></p>
<p style="margin-top:0px; margin-bottom:6.667px" align="center"><u>&nbsp;&nbsp;&nbsp;</u></p>
<p style="margin:0px; font-size:22pt" align="center"><b>UBIQUITI INC.<br></b><b style="font-size:10pt;font-weight:normal;">(Exact name of registrant as specified in its charter)</b></p>
<p style="margin-top:0px; margin-bottom:13.333px" align="center"><u>&nbsp;&nbsp;&nbsp;</u></p>
<table style="margin-top:0px; font-size:10pt" cellpadding="0" cellspacing="0" width="100%" align="center"><tr style="font-size:0"><td width="244.8"></td>
<td width="244.8"></td>
<td width="244.8"></td>
</tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="734.4" colspan="3">
<p style="margin-top:0px; margin-bottom:3.333px" align="center"><b>Delaware<br></b><b style="font-size:9pt;font-weight:normal;">(State or other jurisdiction of incorporation)</b></p>
</td></tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="244.8">
<p style="margin-top:0px; margin-bottom:3.333px" align="center"><b>001-35300<br></b><b style="font-size:9pt;font-weight:normal;">(Commission File Number)</b></p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="244.8"><p style="margin:0px; padding-left:9.6px; padding-right:9.6px">&nbsp;</p></td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="244.8">
<p style="margin-top:0px; margin-bottom:3.333px" align="center"><b>32-0097377<br></b><b style="font-size:9pt;font-weight:normal;">(IRS Employer Identification No.)</b></p>
</td>
</tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="734.4" colspan="3">
<p style="margin-top:0px; margin-bottom:3.333px" align="center"><b>685 Third Avenue, 27th Floor</b></p>
<p style="margin-top:0px; margin-bottom:3.333px" align="center"><b>New York, New York 10017<br></b><b style="font-size:9pt;font-weight:normal;">(Address of principal executive offices, including zip code)</b></p>
</td></tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="734.4" colspan="3">
<p style="margin-top:0px; margin-bottom:3.333px" align="center"><b>(646) 780-7958<br></b><b style="font-size:9pt;font-weight:normal;">(Registrant&#146;s telephone number, including area code)</b></p>
</td></tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="734.4" colspan="3">
<p style="margin-top:0px; margin-bottom:3.333px" align="center"><b>N/A<br></b><b style="font-size:9pt;font-weight:normal;">(Former name or former address, if changed since last report)</b></p>
</td></tr></table><p style="margin-top:0px; margin-bottom:6.667px"><br></p>
<p style="margin-top:0px; margin-bottom:6px; font-size:9pt">Check the appropriate box below if the Form&nbsp;8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</p>
<a name="Check1"></a><p style="margin-top:0px; margin-bottom:-2px; width:48px; font-size:11pt; float:left"><font style="font-family:Arial Unicode MS,Times New Roman">&#9744;</font></p>
<p style="margin-top:0px; margin-bottom:14.667px; padding-left:48px; text-indent:-2px; font-size:11pt">Written communications pursuant to Rule&nbsp;425 under the Securities Act (17 CFR 230.425)</p>
<p style="margin-top:0px; margin-bottom:-2px; width:48px; font-size:11pt; clear:left; float:left"><font style="font-family:Arial Unicode MS,Times New Roman">&#9744;</font></p>
<p style="margin-top:0px; margin-bottom:14.667px; padding-left:48px; text-indent:-2px; font-size:11pt">Soliciting material pursuant to Rule&nbsp;14a-12 under the Exchange Act (17 CFR 240.14a-12)</p>
<p style="margin-top:0px; margin-bottom:-2px; width:48px; font-size:11pt; clear:left; float:left"><font style="font-family:Arial Unicode MS,Times New Roman">&#9744;</font></p>
<p style="margin-top:0px; margin-bottom:14.667px; padding-left:48px; text-indent:-2px; font-size:11pt">Pre-commencement communications pursuant to Rule&nbsp;14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</p>
<p style="margin-top:0px; margin-bottom:-2px; width:48px; font-size:11pt; clear:left; float:left"><font style="font-family:Arial Unicode MS,Times New Roman">&#9744;</font></p>
<p style="margin-top:0px; margin-bottom:14.667px; padding-left:48px; text-indent:-2px; font-size:11pt">Pre-commencement communications pursuant to Rule&nbsp;13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</p>
<p style="margin-top:3.333px; margin-bottom:0px; clear:left">Securities registered pursuant to Section 12(b) of the Act:</p>
<table style="margin-top:0px; font-size:10pt" cellpadding="0" cellspacing="0" align="center"><tr style="font-size:0"><td width="275"></td>
<td width="128"></td>
<td width="281"></td>
</tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="275">
<p style="margin-top:4.2px; margin-bottom:1.667px" align="center"><b><u>Title of each class</u></b></p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="128">
<p style="margin-top:4.2px; margin-bottom:1.667px" align="center"><b><u>Trading Symbol(s)</u></b></p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="281">
<p style="margin-top:4.2px; margin-bottom:1.667px" align="center"><b><u>Name of each exchange on which registered</u></b></p>
</td>
</tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="275">
<p style="margin-top:4.2px; margin-bottom:1.667px" align="center">Common Stock, $0.001 par value per share</p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="128">
<p style="margin-top:4.2px; margin-bottom:1.667px" align="center">UI</p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="281">
<p style="margin-top:4.2px; margin-bottom:1.667px" align="center">New York Stock Exchange</p>
</td>
</tr></table><p style="margin:0px"><br></p>
<p style="margin:0px">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&sect; 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&sect; 240.12b-2 of this chapter).</p>
<p style="margin:0px"><br></p>
<p style="margin:0px">Emerging Growth Company <font style="font-family:Arial Unicode MS,Times New Roman">&#9744;</font></p>
<p style="margin:0px"><br></p>
<p style="margin:0px">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange</p>
<p style="margin-top:0px; margin-bottom:14.667px; padding-left:48px; text-indent:-48px; font-size:11pt">Act. <font style="font-family:Arial Unicode MS,Times New Roman">&#9744;</font></p>
<p style="margin-top:13.333px; margin-bottom:0px; padding-top:4px; border-top:6px double #000000"><br></p>
<p style="margin-top:0px; margin-bottom:14.667px"><br></p>
<p style="line-height:10pt; margin:0px"><br></p>
<p style="margin:0px"><br></p>
<hr style="margin-bottom: 9.6px; padding-top: 9.6px;" noshade size="1"><p style="page-break-before:always;margin-top:0;margin-bottom:-4pt;font-size:4pt"></p>
<p style="margin-top:0px; margin-bottom:-2px; width:96px; font-size:11pt; float:left"><b>Item&nbsp;5.07 </b></p>
<p style="margin-top:0px; margin-bottom:14.667px; text-indent:-2px; font-size:11pt"><b>Submission of Matters to a Vote of Security Holders.</b></p>
<p style="margin:0px; text-indent:48px; font-size:11pt; clear:left">On December 11, 2019, Ubiquiti Inc. (the &#147;Company&#148;) held its Annual Meeting of Stockholders. The stockholders voted on the following proposals and cast their votes as described below. &nbsp;</p>
<p style="margin-top:0px; margin-bottom:14.667px"><br></p>
<p style="margin-top:0px; margin-bottom:14.667px; font-size:11pt">Proposal 1: &nbsp;To elect one Class II director to serve until the third annual meeting of the Company&#146;s stockholders following his election or until his successor is duly elected and qualified, subject to earlier death, resignation or removal. &nbsp;This proposal was approved.</p>
<table style="margin-top:0px; font-size:10pt" cellpadding="0" cellspacing="0" align="center"><tr style="font-size:0"><td width="186.333"></td>
<td width="147.333"></td>
<td width="121.667"></td>
<td width="140"></td>
</tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="186.333"><p style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</p></td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="147.333">
<p style="margin:0px; font-size:11pt" align="center"><b><u>For</u></b></p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="121.667">
<p style="margin:0px; font-size:11pt" align="center"><b><u>Withhold</u></b></p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="140">
<p style="margin:0px; font-size:11pt" align="center"><b><u>Broker Non-Votes</u></b></p>
</td>
</tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="186.333">
<p style="margin:0px; font-size:11pt">Ronald A. Sege</p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="147.333">
<p style="margin:0px; font-size:11pt" align="center">58,350,368</p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="121.667">
<p style="margin:0px; font-size:11pt" align="center">2,810,891</p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="140">
<p style="margin:0px; font-size:11pt" align="center">2,312,476</p>
</td>
</tr></table><p style="margin-top:0px; margin-bottom:14.667px"><br></p>
<p style="margin-top:0px; margin-bottom:14.667px; font-size:11pt">Proposal 2: &nbsp;To ratify the appointment of KPMG LLP as the Company&#146;s independent registered public accounting firm for the fiscal year ending June 30, 2020. This proposal was approved.</p>
<table style="margin-top:0px; font-size:10pt" cellpadding="0" cellspacing="0" align="center"><tr style="font-size:0"><td width="154.933"></td>
<td width="154.933"></td>
<td width="154.933"></td>
</tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="154.933">
<p style="margin:0px; font-size:11pt" align="center"><b><u>For</u></b></p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="154.933">
<p style="margin:0px; font-size:11pt" align="center"><b><u>Against</u></b></p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="top" width="154.933">
<p style="margin:0px; font-size:11pt" align="center"><b><u>Abstain</u></b></p>
</td>
</tr><tr><td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="154.933">
<p style="margin:0px; font-size:11pt" align="center">63,419,567</p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="154.933">
<p style="margin:0px; font-size:11pt" align="center">20,201</p>
</td>
<td style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign="bottom" width="154.933">
<p style="margin:0px; font-size:11pt" align="center">33,967</p>
</td>
</tr></table><p style="margin-top:0px; margin-bottom:14.667px"><br></p>
<p style="margin-top:0px; margin-bottom:14.667px"><br></p>
<p style="margin-top:0px; margin-bottom:14.667px"><br></p>
<p style="margin-top:0px; margin-bottom:14.667px"><br></p>
<p style="margin:0px" align="center">2</p>
<p style="line-height:10pt; margin:0px"><br></p>
<p style="line-height:10pt; margin:0px"><br></p>
<hr style="margin-bottom: 9.6px; padding-top: 9.6px;" noshade size="1"><p style="margin-top:0px; margin-bottom:14.667px; font-size:11pt; page-break-before:always"><b>SIGNATURES</b></p>
<p style="margin-top:0px; margin-bottom:14.667px; text-indent:48px; font-size:11pt">Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p>
<p style="margin-top:0px; margin-bottom:-2px; width:336px; font-size:11pt; float:left">Date: &nbsp;December 13, 2019</p>
<p style="margin:0px; text-indent:-2px; font-size:11pt">Ubiquiti Inc.</p>
<p style="margin:0px; clear:left"><br></p>
<p style="margin:0px"><br></p>
<p style="margin-top:0px; margin-bottom:-2px; text-indent:336px; width:390px; font-size:11pt; float:left">By: &nbsp;&nbsp;</p>
<p style="margin:0px; text-indent:-2px; font-size:11pt"><u>/s/ Robert J. Pera</u></p>
<p style="margin-top:0px; margin-bottom:-2px; text-indent:336px; width:390px; font-size:11pt; clear:left; float:left">Name: &nbsp;</p>
<p style="margin:0px; text-indent:-2px; font-size:11pt">Robert J. Pera</p>
<p style="margin-top:0px; margin-bottom:-2px; text-indent:336px; width:390px; font-size:11pt; clear:left; float:left">Title: </p>
<p style="margin:0px; text-indent:-2px; font-size:11pt">Chief Executive Officer</p>
<p style="margin:0px; clear:left" align="center"><br></p>
<p style="margin:0px" align="center"><br><br><br></p>
<p style="line-height:10pt; margin:0px"><br></p>
<p style="margin:0px"><br></p>
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</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
