<SEC-DOCUMENT>0000049071-17-000176.txt : 20171218
<SEC-HEADER>0000049071-17-000176.hdr.sgml : 20171218
<ACCEPTANCE-DATETIME>20171218095355
ACCESSION NUMBER:		0000049071-17-000176
CONFORMED SUBMISSION TYPE:	144
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20171218
DATE AS OF CHANGE:		20171218

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			HUMANA INC
		CENTRAL INDEX KEY:			0000049071
		STANDARD INDUSTRIAL CLASSIFICATION:	HOSPITAL & MEDICAL SERVICE PLANS [6324]
		IRS NUMBER:				610647538
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		144
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	001-05975
		FILM NUMBER:		171260542

	BUSINESS ADDRESS:	
		STREET 1:		500 W MAIN ST
		CITY:			LOUISVILLE
		STATE:			KY
		ZIP:			40202
		BUSINESS PHONE:		5025801000

	MAIL ADDRESS:	
		STREET 1:		500 W. MAIN ST
		CITY:			LOUISVILLE
		STATE:			KY
		ZIP:			40202

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	EXTENDICARE INC
		DATE OF NAME CHANGE:	19740404

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	HERITAGE HOUSE OF AMERICA INC
		DATE OF NAME CHANGE:	19671129

REPORTING-OWNER:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BILNEY JODY L
		CENTRAL INDEX KEY:			0001185995
		RELATIONSHIP:				OFFICER

	FILING VALUES:
		FORM TYPE:		144

	MAIL ADDRESS:	
		STREET 1:		2202 NORTH WEST SHORE BLVD.
		STREET 2:		SUITE 500
		CITY:			TAMPA
		STATE:			FL
		ZIP:			33607
</SEC-HEADER>
<DOCUMENT>
<TYPE>144
<SEQUENCE>1
<FILENAME>form144jlb12182017.htm
<DESCRIPTION>FORM 144 JLB 12/18/2017
<TEXT>
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<div style="TEXT-ALIGN: center; LINE-HEIGHT: 11.4pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold">UNITED STATES<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>SECURITIES AND EXCHANGE COMMISSION<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>Washington, D.C. 20549<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font></font><font style="LINE-HEIGHT: 11.4pt">&#160;</font></div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 12.55pt">FORM 144</div>

<div style="LINE-HEIGHT: 12.55pt">&#160;</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 12.55pt">NOTICE OF PROPOSED SALE OF SECURITIES<font style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933</div>

<div style="LINE-HEIGHT: 12.55pt">&#160;</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; MARGIN-LEFT: 89.1pt; LINE-HEIGHT: 12.55pt; TEXT-INDENT: -85.5pt"><font style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold">ATTENTION:</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or</font><font style="FONT-SIZE: 11pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">executing a sale directly with a market maker.</font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">OMB APPROVAL</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">OMB Number:&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;3235-0101<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>Expires:&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; December&#160; 31, 2017<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>Estimated average burden<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> hours per response.&#160;.&#160;.&#160;.&#160;.&#160;.&#160;.&#160;.&#160;.&#160;1.00</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">SEC USE ONLY</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">DOCUMENT SEQUENCE NO.</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">CUSIP NUMBER</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">WORK LOCATION</div>
</td>
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<td style="WIDTH: 50%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="6">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif">1&#160;&#160;</font><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic">(a)</font><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif">&#160;&#160;NAME OF ISSUER </font><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic">(Please type or print)</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif">Humana Inc.</font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif">(b)&#160;&#160;IRS IDENT. NO.</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif">&#160;&#160;&#160;&#160;&#160;&#160;61-0647538</font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif">(c)&#160;&#160;S.E.C. FILE NO.</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif">&#160;&#160;&#160;&#160;&#160;&#160;1-5975</font></div>
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<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 8pt">1&#160;&#160;(d)&#160;&#160;ADDRESS OF ISSUER &#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160;&#160; &#160;STREET&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160;&#160;&#160;&#160;&#160;CITY &#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; &#160; &#160; &#160;&#160; &#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;STATE &#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; &#160; &#160;&#160;&#160;ZIP CODE</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160;&#160;500 West Main Street&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;Louisville&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;KY&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;40202</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">(e)</font>&#160;&#160;TELEPHONE</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 7pt; FONT-FAMILY: Univers, sans-serif">AREA CODE</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font> 502</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 7pt; FONT-FAMILY: Univers, sans-serif">NUMBER</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font> 580-1000</div>
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<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 8pt">2&#160;&#160;<font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic">(a)</font>&#160;&#160;NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD<font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif">Jody L. Bilney</font></div>
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<td style="WIDTH: 13.75%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="3">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif">(b)&#160;&#160;RELATIONSHIP TO</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif">&#160;&#160;&#160;&#160;&#160;&#160;ISSUER</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif">SVP &amp; Chief Consumer Officer</font></div>
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<div style="TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif">(c)&#160;&#160;ADDRESS STREET &#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;CITY&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;STATE&#160;&#160;&#160;&#160;&#160;&#160;ZIP CODE</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font></font><font style="LINE-HEIGHT: 9.1pt">&#160;</font></div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">&#160;500 W. Main Street&#160;&#160;&#160;&#160;&#160; &#160; &#160;Louisville&#160;&#160; &#160;KY&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;40202</div>
</td>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">INSTRUCTION:</font>&#160;&#160;&#160;<font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">The person filing this notice should contact the issuer to obtain the I.R.S. identification Number and the S.E.C. File Number</font></div>
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<td style="WIDTH: 8.13%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" rowspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">3&#160;<font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">(a)</font></div>

<div style="FONT-SIZE: 7pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 8pt">Title of the Class of Securities<font style="FONT-SIZE: 7pt; FONT-FAMILY: Univers, sans-serif"><br>
</font> To Be Sold</div>
</td>
<td style="WIDTH: 21.25%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" rowspan="2">
<div style="TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">(b)<font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font></font><font style="LINE-HEIGHT: 9.1pt">&#160;</font></div>

<div style="FONT-SIZE: 6pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 6.85pt">Name and Address of Each Broker Through Whom the Securities Are To Be Offered or Each Market Maker who is Acquiring the Securities</div>
</td>
<td style="WIDTH: 9.38%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="FONT-SIZE: 7.5pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 8.55pt">SEC USE&#160;ONLY</div>
</td>
<td style="WIDTH: 12.5%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" rowspan="2" colspan="3">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">(c)</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Number of Shares</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">or Other Units</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">To Be Sold</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">(See Instr. 3 (c))</font></div>
</td>
<td style="WIDTH: 13.13%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" rowspan="2" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">(d)</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Aggregate</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Market</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Value</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font> (See Instr. 3(d)</div>
</td>
<td style="WIDTH: 13.13%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" rowspan="2" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">(e)</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Number of Shares</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">or Other Units</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Outstanding</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">(See Instr. 3(e))</font></div>
</td>
<td style="WIDTH: 12.5%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" rowspan="2" colspan="3">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">(f)</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Approximate Date of Sale</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font>(<font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">See Instr. 3(f))</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 7.5pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">(MO.&#160;&#160;DAY&#160;&#160;YR.)</font></div>
</td>
<td style="WIDTH: 10%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" rowspan="2" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">(g)</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Name of Each</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Securities</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold">Exchange</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-STYLE: italic">(See instr. 3 g))</font></div>
</td>
</tr>

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<td style="WIDTH: 9.38%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="LINE-HEIGHT: 9.1pt">&#160;</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">Broker-Dealer<font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font> File Number</div>
</td>
</tr>

<tr>
<td style="WIDTH: 8.13%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">Common</div>
</td>
<td style="WIDTH: 21.25%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">Charles Schwab &amp; Co., Inc.</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">9899 Schwab Way</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">Lone Tree, CO 80124</div>
</td>
<td style="WIDTH: 9.38%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">&#160;</td>
<td style="WIDTH: 12.5%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="3">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">7,054</div>
</td>
<td style="WIDTH: 13.13%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">$1,795,983.67</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">based on FMV on</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">12/14/2017 of $254.605</div>
</td>
<td style="WIDTH: 13.13%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">142,860,096 as of 9/30/2017</div>
</td>
<td style="WIDTH: 12.5%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="3">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">12/18/2017</div>
</td>
<td style="WIDTH: 10%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">NYSE</div>

<div style="LINE-HEIGHT: 11.4pt">&#160;</div>
</td>
</tr>

<tr>
<td style="WIDTH: 36.88%; VERTICAL-ALIGN: top" rowspan="5" colspan="3">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; LINE-HEIGHT: 9.1pt">INSTRUCTIONS:<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>1.&#160;(a)&#160;&#160;Name&#160;of&#160;Issuer<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>&#160;&#160;&#160; (b)&#160;&#160;Issuer's&#160;I.R.S.&#160;Identification&#160;Number<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>&#160;&#160;&#160;&#160;(c)&#160;&#160;Issuer's&#160;S.E.C.&#160;file&#160;number,&#160;if&#160;any<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>&#160;&#160;&#160;&#160;(d)&#160;&#160;Issuer's&#160;address,&#160;including&#160;zip&#160;code<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> &#160;&#160;&#160;&#160;(e)&#160;&#160;Issuer's&#160;telephone&#160;number,&#160;including&#160;area&#160;code</div>
</td>
<td style="WIDTH: 62.5%; VERTICAL-ALIGN: top" rowspan="5" colspan="12">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt">3.&#160;(a)&#160;&#160;Title&#160;of&#160;the&#160;class&#160;of&#160;securities&#160;to&#160;be&#160;sold<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>&#160;&#160;&#160;&#160;&#160;(b)&#160;&#160;Name&#160;and&#160;Address&#160;of&#160;each&#160;broker&#160;through&#160;whom&#160;the&#160;securities&#160;are&#160;intended&#160;to&#160;be&#160;sold<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> &#160;&#160;&#160;&#160; (c)&#160;&#160;Number&#160;of&#160;shares&#160;or&#160;other&#160;units&#160;to&#160;be&#160;sold&#160;(if&#160;debt&#160;securities,&#160;give&#160;the&#160;aggregate&#160;face&#160;amount)</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify; MARGIN-LEFT: 8.1pt; LINE-HEIGHT: 9.1pt; TEXT-INDENT: -8.1pt">&#160;&#160;&#160;&#160;&#160;(d)&#160;&#160;Aggregate&#160;market&#160;value&#160;of&#160;the&#160;securities&#160;to&#160;be&#160;sold&#160;as&#160;of&#160;a&#160;specified&#160;date&#160;within&#160;10&#160;days&#160;prior&#160;to&#160;the&#160;filing&#160;of&#160;this&#160;notice<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>&#160;(e)&#160;&#160;Number&#160;of&#160;shares&#160;or&#160;other&#160;units&#160;of&#160;the&#160;class&#160;outstanding,&#160;or&#160;if&#160;debt&#160;securities&#160;the&#160;face&#160;amount&#160;thereof&#160;outstanding,&#160;as&#160;shown<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;by&#160;the&#160;most&#160;recent&#160;report&#160;or&#160;statement&#160;published&#160;by&#160;the&#160;issuer<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>&#160;(f)&#160;&#160;Approximate&#160;date&#160;on&#160;which&#160;the&#160;securities&#160;are&#160;to&#160;be&#160;sold<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> &#160;(g)&#160;&#160;Name&#160;of&#160;each&#160;securities&#160;exchange,&#160;if&#160;any,&#160;on&#160;which&#160;the&#160;securities&#160;are&#160;intended&#160;to&#160;be&#160;sold</div>
</td>
<td style="WIDTH: 0.63%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.5%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.5%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.5%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.5%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 36.88%; VERTICAL-ALIGN: top" colspan="3">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt">2.&#160;(a)&#160;&#160;Name&#160;of&#160;person&#160;for&#160;whose&#160;account&#160;the&#160;securities&#160;are&#160;to&#160;be&#160;sold</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt">&#160;&#160;&#160;&#160;&#160;(b)&#160;&#160;Such&#160;person's&#160;relationship&#160;to&#160;the&#160;issuer&#160;(e.g.,&#160;officer,&#160;director,&#160;10%<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; stockholder,&#160;or&#160;member&#160;of&#160;immediate&#160;family&#160;of&#160;any&#160;of&#160;the&#160;foregoing)<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> &#160;&#160;&#160;&#160;(c)&#160; &#160;Such person's address, including zip code</div>
</td>
<td style="WIDTH: 62.5%; VERTICAL-ALIGN: top" colspan="12">&#160;</td>
<td style="WIDTH: 0.63%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 99.38%; VERTICAL-ALIGN: top" colspan="15">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">Potential persons who are to respond to the collection of information contained in this form are not<font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font> required to respond unless the form displays a currently valid OMB control number.&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</div>
</td>
<td style="WIDTH: 0.63%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 99.38%; VERTICAL-ALIGN: top" colspan="15">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: right; LINE-HEIGHT: 9.1pt">SEC 1147 (08-07)</div>
</td>
<td style="WIDTH: 0.63%; VERTICAL-ALIGN: top">&#160;</td>
</tr>
</table>

<div style="LINE-HEIGHT: 9.1pt"><br style="LINE-HEIGHT: 9.1pt">
</div>

<div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; CLEAR: both; MARGIN-TOP: 10pt">
<div id="DSPFPageBreak" style="PAGE-BREAK-AFTER: always">
<hr style="BORDER-LEFT-WIDTH: 0px; HEIGHT: 2px; BORDER-RIGHT-WIDTH: 0px; WIDTH: 100%; BORDER-BOTTOM-WIDTH: 0px; COLOR: #000000; CLEAR: both; MARGIN: 4px 0px; BORDER-TOP-WIDTH: 0px; BACKGROUND-COLOR: #000000" noshade="noshade">
</div>
</div>

<div style="LINE-HEIGHT: 9.1pt"><br style="LINE-HEIGHT: 9.1pt">
</div>

<table id="z67ae2d83cb074db9b9c38b6d520def1e" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 98.76%; VERTICAL-ALIGN: top" colspan="9">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold">TABLE I - SECURITIES TO BE SOLD</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic">Furnish the following information with respect to the acquisition of the securities to be sold</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic">and with respect to the payment of all or any part of the purchase price or other consideration therefor.</font></div>
</td>
<td style="WIDTH: 1.24%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.45%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 8pt">Title of<font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> the Class</div>
</td>
<td style="WIDTH: 7.45%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 8pt">Date you<font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Acquired</div>
</td>
<td style="WIDTH: 26.71%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 8pt">Nature of Acquisition Transaction</div>
</td>
<td style="WIDTH: 23.6%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 8pt">Name of the Person from Whom Acquired<font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic">(if gift, also give date donor acquired</font></div>
</td>
<td style="WIDTH: 12.42%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 8pt">Amount of<font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Securities Acquired</div>
</td>
<td style="WIDTH: 7.76%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 8pt">Date of<font style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Payment</div>
</td>
<td style="WIDTH: 13.35%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 8pt">Nature of Payment</div>
</td>
<td style="WIDTH: 1.24%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.45%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">Common</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>
</td>
<td style="WIDTH: 7.45%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">12/18/2017</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>
</td>
<td style="WIDTH: 26.71%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">Stock Option Exercise</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>
</td>
<td style="WIDTH: 23.6%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">Issuer</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>
</td>
<td style="WIDTH: 12.42%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">7,054</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>
</td>
<td style="WIDTH: 7.76%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">12/18/2017</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>
</td>
<td style="WIDTH: 13.35%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Univers (W1)', Arial, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">Cash</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>

<div style="LINE-HEIGHT: 9.1pt">&#160;</div>
</td>
<td style="WIDTH: 1.24%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 10.56%; VERTICAL-ALIGN: top" colspan="2">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt">INSTRUCTIONS:</div>
</td>
<td style="WIDTH: 34.16%; VERTICAL-ALIGN: top" colspan="3">
<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify; LINE-HEIGHT: 8pt">If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given.&#160; If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.</div>
</td>
<td style="WIDTH: 20.5%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 12.42%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 7.76%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 13.35%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 1.24%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 100%; VERTICAL-ALIGN: top" colspan="10">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt"><u>_____________________________________________________________________________________________________________________________________________________________________________</u></div>
</td>
</tr>
</table>

<div style="LINE-HEIGHT: 9.1pt"><br style="LINE-HEIGHT: 9.1pt">
</div>

<table id="zfeb7278d84a641a1b1fcafc4f6cb2d00" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 100%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid" colspan="5">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold">TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic">Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.</font></div>
</td>
</tr>

<tr>
<td style="WIDTH: 40.88%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Name and Address of Seller</div>
</td>
<td style="WIDTH: 21.38%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Title of Securities Sold</div>
</td>
<td style="WIDTH: 10.06%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Date of Sale</div>
</td>
<td style="WIDTH: 13.21%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">Amount of<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Securities Sold</div>
</td>
<td style="WIDTH: 14.47%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Gross Proceeds</div>
</td>
</tr>

<tr>
<td style="WIDTH: 40.88%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">&#160;</td>
<td style="WIDTH: 21.38%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">&#160;</td>
<td style="WIDTH: 10.06%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">&#160;</td>
<td style="WIDTH: 13.21%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">&#160;</td>
<td style="WIDTH: 14.47%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 100%; VERTICAL-ALIGN: top" colspan="5">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt; MARGIN-RIGHT: 8.1pt">REMARKS:</div>
</td>
</tr>
</table>

<div style="LINE-HEIGHT: 9.1pt"><br style="LINE-HEIGHT: 9.1pt">
</div>

<table id="zb836a65f745149ddbe3df0a252cc1501" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 47.17%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt">INSTRUCTIONS:</div>
</td>
<td style="WIDTH: 52.83%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt">ATTENTION:</div>
</td>
</tr>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify; LINE-HEIGHT: 9.1pt">See the definition of "person" in paragraph (a) of Rule 144.&#160; Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition.&#160; In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.</div>
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<div style="FONT-SIZE: 7pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic; TEXT-ALIGN: justify; LINE-HEIGHT: 8pt">The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the issuer of the securities to be sold which has not been publicly disclosed. If each person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.</div>

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<div style="TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt; TEXT-INDENT: 36pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; FONT-VARIANT: normal; FONT-WEIGHT: normal; FONT-STYLE: normal">&#160;&#160;&#160;&#160; &#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; 12/18/2017</font><font id="TRGRRTFtoHTMLTab" style="FONT-SIZE: 5pt"><font style="FONT-VARIANT: normal; FONT-WEIGHT: normal; FONT-STYLE: normal">&#160;&#160;</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">&#160;<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-VARIANT: normal; FONT-WEIGHT: bold; FONT-STYLE: normal"><u style="BORDER-BOTTOM: 1px solid">DATE OF NOTICE</u></font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt; TEXT-INDENT: 5.4pt"><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><u>/s/ Jody L. Bilney</u></font><font style="FONT-SIZE: 8pt; FONT-FAMILY: Univers, sans-serif"><br>
</font><font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold">(SIGNATURE)</font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">DATE OF PLAN OR GIVING OF INSTRUCTION,</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center; LINE-HEIGHT: 9.1pt">IF RELYING ON RULE 10B5-1</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; FONT-STYLE: italic; TEXT-ALIGN: center; MARGIN-LEFT: 13.5pt; LINE-HEIGHT: 11.4pt">This notice shall be signed by the person for whose account the securities are to be sold.&#160; At least one copy of the notice shall be manually signed.<font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif"><br>
</font> Any copies not manually signed shall bear typed or printed signatures.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: Arial, sans-serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 11.4pt">&#160;&#160;&#160;&#160;ATTENTION:&#160;&#160;&#160;&#160;Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: right; LINE-HEIGHT: 9.1pt">SEC 1147 (02-08)</div>
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