EX-4.A-3 3 ppl-12312018ex4ax3.htm EXHIBIT 4.A-3
Exhibit 4(a)-3
AMENDMENT NO. 2
TO
PPL EMPLOYEE STOCK OWNERSHIP PLAN
WHEREAS, PPL Services Corporation (“PPL”) has adopted the PPL Employee Stock Ownership Plan (“Plan”) effective January 1, 2000; and
WHEREAS, the Plan was amended and restated effective December 1, 2016, and subsequently amended by Amendment No. 1; and
NOW, THEREFORE, the Plan is hereby amended as follows:

I. | Effective December 1, 2018, Appendix A is amended to read as follows:

Appendix A
Participating Company

Name | Effective Date
1. | PPL Services Corporation | July 1, 2000
2. | PPL Electric Utilities Corporation | January 1, 1975
3. | PPL EnergyPlus, LLC | July 14, 1998 (not participating as of June 1, 2015)
4. | PPL Generation, LLC | July 1, 2000 (not participating as of June 1, 2015)
5. | PPL Brunner Island, LLC | July 1, 2000 (not participating as of June 1, 2015)
6. | PPL Holtwood, LLC | July 1, 2000 (not participating as of June 1, 2015)
7. | PPL Martins Creek, LLC | July 1, 2000 (not participating as of June 1, 2015)
8. | PPL Montour, LLC | July 1, 2000 (not participating as of June 1, 2015)

9. | PPL Susquehanna, LLC | July 1, 2000 (not participating as of June 1, 2015)
10. | PPLSolutions, LLC | January 1, 2002
11. | Lower Mount Bethel Energy, LLC | September 30, 2002 (not participating as of June 1, 2015)
12. | PPL Development Company, LLC | January 1, 2006
13. | PPL Global, LLC | January 1, 2006
14. | PPL Energy Services Group, LLC | September 25, 2006 (not participating as of June 1, 2015)
15. | PPL Interstate Energy Company | January 1, 2008 (not participating as of June 1, 2015)
16. | PPL Strategic Development, LLC | January 1, 2012
17. | PPL EnergyPlus Retail, LLC | June 23, 2011 (not participating as of June 1, 2015)
18. | PPL Energy Supply, LLC | September 17, 2012 (not participating as of June 1, 2015)
19. | PPL TransLink, Inc | February 11, 2016
20. | PPL EU Services Corporation | Effective January 1, 2015
21. | PPL Distributed Energy Resources, LLC | December 1, 2018

II. Except as provided in this Amendment No. 2, all other provisions of the Plan shall remain in full force and effect.
IN WITNESS WHEREOF, this Amendment No. 2 is executed this _____ day of _______________, 2018.

|  | EMPLOYEE BENEFIT PLAN BOARD
|  | By:_________________________________
|  | Julissa Burgos
|  | Chair, Employee Benefit Plan Board