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Insider Trading Arrangements - Kamal Bhatia | 3 Months Ended
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Jun. 30, 2025 shares
Trading Arrangements, by Individual |
Material Terms of Trading Arrangement | On May 14, 2025, Kamal Bhatia, President and Chief Executive Officer - Principal Asset Management, adopted a Rule 10b5 - 1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5 - 1 (c) for the sale, by March 31, 2027, of up to (i) 2,921 shares of the Company’s common stock and (ii) the net shares received upon vesting after tax withholding from eighty percent of a restricted stock unit for 15,954 shares and eighty percent of a performance - based stock unit for a target number of 37,225 shares, plus all dividend equivalent units earned thereon.
Name | Kamal Bhatia
Title | President and Chief Executive Officer
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | May 14, 2025
Expiration Date | March 31, 2027
Common stock underlying stock options to the extent exercised for share purchases |
Trading Arrangements, by Individual |
Aggregate Available | 2,921
Net shares received upon vesting after tax withholding from a restricted stock unit |
Trading Arrangements, by Individual |
Aggregate Available | 15,954
Performance-based stock unit for a target number |
Trading Arrangements, by Individual |
Aggregate Available | 37,225

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