Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001104659-23-075346
Filing Date
2023-06-27
Accepted
2023-06-27 17:24:29
Documents
2

Document Format Files

Seq Description Document Type Size
1 40-APP/A tm2319632d1_40appa.htm 40-APP/A 359278
4 GRAPHIC m2319632d1_imag002.jpg GRAPHIC 2941
  Complete submission text file 0001104659-23-075346.txt   390183
Mailing Address BROOKFIELD PLACE 225 LIBERTY STREET, 43RD FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 225 LIBERTY STREET, 43RD FLOOR NEW YORK NY 10281 2125498400
Brookfield Public Securities Group LLC (Filer) CIK: 0001273887 (see all company filings)

EIN.: 133519673 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-39 | Film No.: 231048550

Mailing Address 73 FRONT STREET HAMILTON D0 HM12
Business Address 73 FRONT STREET HAMILTON D0 HM12 441 296-4480
Brookfield Infrastructure Partners L.P. (Filer) CIK: 0001406234 (see all company filings)

EIN.: 000000000 | State of Incorp.: D0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-12 | Film No.: 231048562
SIC: 4400 Water Transportation

Mailing Address BROOKFIELD PLACE, SUITE 100 181 BAY STREET TORONTO A6 M5F 2T3
Business Address BROOKFIELD PLACE, SUITE 100 181 BAY STREET TORONTO A6 M5F 2T3 416 956-5812
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP (Filer) CIK: 0001504716 (see all company filings)

EIN.: 000000000
Type: 40-APP/A | Act: 98 | File No.: 812-15415-13 | Film No.: 231048563

Mailing Address 73 FRONT STREET FIFTH FLOOR HAMILTON D0 HM 12
Business Address 73 FRONT STREET FIFTH FLOOR HAMILTON D0 HM 12 441-294-3304
Brookfield Renewable Partners L.P. (Filer) CIK: 0001533232 (see all company filings)

EIN.: 000000000 | State of Incorp.: D0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-11 | Film No.: 231048561
SIC: 4911 Electric Services

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-A (CR), L.P. (Filer) CIK: 0001660477 (see all company filings)

EIN.: 475479203 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-03 | Film No.: 231048553

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-D (CR), L.P. (Filer) CIK: 0001660478 (see all company filings)

EIN.: 475541359 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-02 | Film No.: 231048552

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-D, L.P. (Filer) CIK: 0001660479 (see all company filings)

EIN.: 475491378 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-04 | Film No.: 231048554

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-B, L.P. (Filer) CIK: 0001660481 (see all company filings)

EIN.: 475491378 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-05 | Film No.: 231048555

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-A, L.P. (Filer) CIK: 0001660482 (see all company filings)

EIN.: 475491378 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-06 | Film No.: 231048556

Mailing Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023
Business Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners L.P. (Filer) CIK: 0001742013 (see all company filings)

EIN.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-37 | Film No.: 231048548

Mailing Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023
Business Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (NUS) L.P. (Filer) CIK: 0001742016 (see all company filings)

EIN.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-35 | Film No.: 231048546

Mailing Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023
Business Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (TE) L.P. (Filer) CIK: 0001742021 (see all company filings)

EIN.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-36 | Film No.: 231048547

Mailing Address 6, RUE EUGENE RUPPERT LUXEMBOURG N4 L-2353
Business Address 6, RUE EUGENE RUPPERT LUXEMBOURG N4 L-2353 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (ER) SCSp (Filer) CIK: 0001742246 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-32 | Film No.: 231048543

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund IV-C, L.P. (Filer) CIK: 0001755439 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-25 | Film No.: 231048536

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund IV-B, L.P. (Filer) CIK: 0001755440 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-26 | Film No.: 231048537

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund IV-A, L.P. (Filer) CIK: 0001755441 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-27 | Film No.: 231048538

Mailing Address 19, RUE EUGENE RUPPORT LUXEMBOURG N4 L-2453
Business Address 19, RUE EUGENE RUPPORT LUXEMBOURG N4 L-2453 (212) 417-7000
Brookfield Infrastructure Fund IV (ER) SCSp (Filer) CIK: 0001758169 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-24 | Film No.: 231048535

Mailing Address C/O BID I GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address C/O BID I GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 814-5709
Brookfield Infrastructure Debt Fund II LP (Filer) CIK: 0001800393 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-08 | Film No.: 231048558

Mailing Address BID II-A GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address BID II-A GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 814-5709
Brookfield Infrastructure Debt Fund II-A LP (Filer) CIK: 0001800672 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-07 | Film No.: 231048557

Mailing Address C/O BID II-A GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address C/O BID II-A GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 814-5709
Brookfield Infrastructure Debt Fund II-B LP (Filer) CIK: 0001800978 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-31 | Film No.: 231048542

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 (212) 417-7000
Brookfield Global Transition Fund-B, L.P. (Filer) CIK: 0001860572 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-18 | Film No.: 231048529

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 (212) 417-7000
Brookfield Global Transition Fund-C, L.P. (Filer) CIK: 0001860573 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-17 | Film No.: 231048528

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 (212) 417-7000
Brookfield Global Transition Fund (ER) SCSp (Filer) CIK: 0001860574 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-16 | Film No.: 231048527

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 (212) 417-7000
Brookfield Global Transition Fund-A, L.P. (Filer) CIK: 0001860987 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-19 | Film No.: 231048530

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (CAN) TE L.P. (Filer) CIK: 0001914995 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-33 | Film No.: 231048544

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (CAN) L.P. (Filer) CIK: 0001914996 (see all company filings)

EIN.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-34 | Film No.: 231048545

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund V-A, L.P. (Filer) CIK: 0001915438 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-22 | Film No.: 231048533

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund V-B, L.P. (Filer) CIK: 0001915439 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-21 | Film No.: 231048532

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund V-C, L.P. (Filer) CIK: 0001915440 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-20 | Film No.: 231048531

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund V (ER) SCSp (Filer) CIK: 0001915555 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-23 | Film No.: 231048534

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 914-5977
Brookfield Infrastructure Debt Fund III-A LP (Filer) CIK: 0001923592 (see all company filings)

EIN.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-29 | Film No.: 231048540

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 914-5977
Brookfield Infrastructure Debt Fund III LP (Filer) CIK: 0001923593 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-30 | Film No.: 231048541

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 914-5977
Brookfield Infrastructure Debt Fund III-B LP (Filer) CIK: 0001923594 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-28 | Film No.: 231048539

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 2125498400
BROOKFIELD REAL ASSETS HYBRID ACCESS TRUST (CANADA) (Filer) CIK: 0001931544 (see all company filings)

EIN.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-14 | Film No.: 231048564

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 2125498400
BROOKFIELD PRIVATE REAL ASSETS MASTER FUND L.P. (Filer) CIK: 0001931548 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-01 | Film No.: 231048551

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 2125498400
Brookfield PSG ICAV - BROOKFIELD PRIVATE REAL ASSETS QIAIF FUND (Filer) CIK: 0001931749 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-15 | Film No.: 231048565

Mailing Address 26A, BOULEVARD ROYAL LUXEMBOURG N4 L-2449
Business Address 26A, BOULEVARD ROYAL LUXEMBOURG N4 L-2449 (212) 417-7000
Brookfield Infrastructure Debt Fund Europe II-A SCSp RAIF (Filer) CIK: 0001941168 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-09 | Film No.: 231048559

Mailing Address 26A, BOULEVARD ROYAL LUXEMBOURG N4 L-2449
Business Address 26A, BOULEVARD ROYAL LUXEMBOURG N4 L-2449 (212) 417-7000
Brookfield Infrastructure Debt Fund Europe II SCSp (Filer) CIK: 0001941169 (see all company filings)

EIN.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-10 | Film No.: 231048560

Mailing Address 250 VESEY STREET 15TH FLOOR NEW YORK NY 10281
Business Address 250 VESEY STREET 15TH FLOOR NEW YORK NY 10281 212-417-7000
Brookfield Infrastructure Income Fund Inc. (Filer) CIK: 0001955857 (see all company filings)

EIN.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415 | Film No.: 231048526

Mailing Address BROOKFIELD PLACE, SUITE 100 181 BAY STREET TORONTO A6 M5F 2T3
Business Address BROOKFIELD PLACE, SUITE 100 181 BAY STREET TORONTO A6 M5F 2T3 2124717000
Brookfield Renewable Energy Group LLC (Filer) CIK: 0001966545 (see all company filings)

EIN.: 000000000 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-38 | Film No.: 231048549