40FR12B/A 1 d467792d40fr12ba.htm 40FR12B/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 40-F/A

(AMENDMENT NO. 1)

(Check One)

x | Registration statement pursuant to Section 12 of the Securities Exchange Act of 1934

or

¨ | Annual report pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934

For the fiscal year ended Commission file number:

ALAMOS GOLD INC.

(Exact name of registrant as specified in its charter)

British Columbia |  | 1040 |  | Not Applicable
(Province or other jurisdiction of incorporation or organization) |  | (Primary Standard Industrial Classification Code Number (if applicable)) |  | (I.R.S. Employer Identification Number)

2200-130 Adelaide Street West

Toronto, Ontario, Canada, M5H 3P5

(416) 368-9932

(Address and Telephone Number of Registrant’s Principal Executive Offices)

Torys LLP

1114 Avenue of the Americas

23rd Floor

New York, New York 10036

Attention: Mile T. Kurta

(212) 880-6000

(Name, Address (Including Zip Code) and Telephone Number (Including Area Code) of Agent For Service in the United States)

Securities registered or to be registered pursuant to Section 12(b) of the Act.

Title of Each Class |  | Name Of Exchange On Which Registered
Common Shares, Without Par Value |  | The New York Stock Exchange

Securities registered or to be registered pursuant to Section 12(g) of the Act: None

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: Common Shares, Without Par Value

For annual reports, indicate by check mark the information filed with this Form:

¨ Annual Information Form |  | ¨ Audited Annual Financial Statements

Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report: Not applicable

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the registrant was required to file such reports); and (2) has been subject to such filing requirements for the past 90 days.

Yes ¨ No x

Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such files).

Yes ¨ No ¨

EXPLANATORY NOTE

This Amendment No. 1 (this “Amendment No. 1”) to the Registration Statement on Form 40-F filed on January 15, 2013 (the “Registration Statement”) by Alamos Gold Inc. (“Alamos” or the “Registrant”) amends and supplements the Registration Statement. Alamos is filing this Amendment No. 1 for the sole purpose of filing the remaining exhibits to the Registration Statement. Except as specifically provided herein, this Amendment No. 1 does not modify or supplement any of the information previously reported in the Registration Statement.

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UNDERTAKING AND CONSENT TO SERVICE OF PROCESS

A. | Undertaking.

The Registrant undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the securities registered pursuant to Form 40-F, the securities in relation to which the obligation to file an annual report on Form 40-F arises; or transactions in said securities.

B. | Consent to Service of Process.

(1) | Concurrently with the filing of the Registration Statement, the Registrant filed a Form F-X with the Commission.

(2) | Any change to the name or address of the agent for service of the Registrant shall be communicated promptly to the Commission by amendment to Form F-X referencing the file number of the Registrant.

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SIGNATURES

Pursuant to the requirements of the United States Securities Exchange Act of 1934, as amended, the Registrant certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

Date: January 15, 2013 |  |  |  | ALAMOS GOLD INC.
|  |  |  | By: |  | /s/ John A. McCluskey
|  |  |  |  |  | Name: John A. McCluskey
|  |  |  |  |  | Title: Chief Executive Officer

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EXHIBIT INDEX

Exhibit |  |  | Description
|  |  |  | Annual Information
| 99.1 |  |  | Annual Information Form, dated March 29, 2012, for the Year Ended December 31, 2011*
| 99.2 |  |  | Management’s Discussion and Analysis for the Annual Audited Consolidated Financial Statements for the Year Ended December 31, 2011*
| 99.3 |  |  | Annual Audited Consolidated Financial Statements for the Year Ended December 31, 2011, including Consolidated Statements of Financial Position as at December 31, 2011, December 31, 2010 and January 1, 2010 and Consolidated Statements of Comprehensive Income and Changes in Equity and Cash Flows for the Years Ended December 31, 2011 and December 31, 2010 and Related Notes, together with the Auditors’ Report thereon, contained therein*
| 99.4 |  |  | Management’s Discussion and Analysis for the Annual Audited Consolidated Financial Statements for the Year Ended December 31, 2010
| 99.5 |  |  | Annual Information Form for the Year Ended December 31, 2010
| 99.6 |  |  | Annual Audited Consolidated Financial Statements for the Years Ended December 31, 2010 and December 31, 2009*
|  |  |  | Quarterly Information
| 99.7 |  |  | Unaudited Condensed Interim Consolidated Financial Statements for the Three and Nine Months Ended September 30, 2012, together with the Notes thereto*
| 99.8 |  |  | Management’s Discussion and Analysis for the Unaudited Condensed Interim Consolidated Financial Statements for the Three and Nine Months Ended September 30, 2012*
| 99.9 |  |  | Unaudited Condensed Interim Consolidated Financial Statements for the Three and Six Months Ended June 30, 2012*
| 99.10 |  |  | Management’s Discussion and Analysis for the Unaudited Condensed Interim Consolidated Financial Statements for the Three and Six Months Ended June 30, 2012
| 99.11 |  |  | Unaudited Condensed Interim Consolidated Financial Statements for the Three Months Ended March 31, 2012
| 99.12 |  |  | Management’s Discussion and Analysis for the Unaudited Condensed Interim Consolidated Financial Statements for the Three Months Ended March 31, 2012
| 99.13 |  |  | Unaudited Condensed Interim Consolidated Financial Statements for the Three and Nine Months Ended September 30, 2011
| 99.14 |  |  | Management’s Discussion and Analysis for the Unaudited Condensed Interim Consolidated Financial Statements for the Three and Nine Months Ended September 30, 2011
| 99.15 |  |  | Unaudited Condensed Interim Consolidated Financial Statements for the Three and Six Months Ended June 30, 2011
| 99.16 |  |  | Management’s Discussion and Analysis for the Unaudited Condensed Interim Consolidated Financial Statements for the Three and Six Months Ended June 30, 2011
| 99.17 |  |  | Unaudited Condensed Interim Consolidated Financial Statements for the Three Months Ended March 31, 2011 (amended)
| 99.18 |  |  | Unaudited Condensed Interim Consolidated Financial Statements for the Three Months Ended March 31, 2011
| 99.19 |  |  | Management’s Discussion and Analysis for the Unaudited Condensed Interim Consolidated Financial Statements for the Three Months Ended March 31, 2011
|  |  |  | Shareholder Meeting Materials
| 99.20 |  |  | Form of Proxy for Annual and Special General Meeting held on May 31, 2012*
| 99.21 |  |  | Amended Report of Voting Results from Annual and Special General Meeting of Shareholders dated June 7, 2012*
| 99.22 |  |  | Report of Voting Results from Annual and Special General Meeting of Shareholders on May 31, 2012 dated June 1, 2012*
| 99.23 |  |  | Notice of Annual and Special General Meeting of Shareholders dated April 26, 2012*
| 99.24 |  |  | Management Information Circular, dated April 26, 2012, in connection with the Annual Meeting of Shareholders Held on May 31, 2012*
| 99.25 |  |  | Notice of Annual General and Special Meeting and Record Date dated February 29, 2012*
| 99.26 |  |  | Report of Voting Results from Annual and Special General Meeting of Shareholders dated June 6, 2011
| 99.27 |  |  | Form of Proxy for Annual and Special General Meeting held on June 2, 2011
| 99.28 |  |  | Notice of Annual and Special General Meeting of Shareholders dated May 9, 2011
| 99.29 |  |  | Financial Statements Request Form filed May 9, 2011
| 99.30 |  |  | Management Information Circular dated April 29, 2011
| 99.31 |  |  | Notice of Annual and Special General Meeting (amended) and Record Date dated April 25, 2011
| 99.32 |  |  | Notice of Annual General Meeting and Record Date dated March 23, 2011
|  |  |  | News Releases
| 99.33 |  |  | News Release dated January 14, 2013*
| 99.34 |  |  | News Release dated January 14, 2013*
| 99.35 |  |  | News Release dated January 14, 2013*
| 99.36 |  |  | News Release dated January 10, 2013
| 99.37 |  |  | News Release dated January 8, 2013
| 99.38 |  |  | News Release dated December 6, 2012
| 99.39 |  |  | News Release dated October 25, 2012
| 99.40 |  |  | News Release dated October 15, 2012
| 99.41 |  |  | News Release dated September 27, 2012
| 99.42 |  |  | News Release dated September 27, 2012
| 99.43 |  |  | News Release dated July 26, 2012
| 99.44 |  |  | News Release dated July 5, 2012
| 99.45 |  |  | News Release dated June 28, 2012
| 99.46 |  |  | News Release dated June 1, 2012
| 99.47 |  |  | News Release dated June 1, 2012
| 99.48 |  |  | News Release dated May 1, 2012
| 99.49 |  |  | News Release dated April 2, 2012
| 99.50 |  |  | News Release dated March 27, 2012
| 99.51 |  |  | News Release dated February 27, 2012
| 99.52 |  |  | News Release dated February 23, 2012
| 99.53 |  |  | News Release dated January 9, 2012
| 99.54 |  |  | News Release dated January 9, 2012
| 99.55 |  |  | News Release dated November 3, 2011
| 99.56 |  |  | News Release dated October 17, 2011
| 99.57 |  |  | News Release dated October 6, 2011
| 99.58 |  |  | News Release dated September 26, 2011
| 99.59 |  |  | News Release dated September 16, 2011
| 99.60 |  |  | News Release dated September 15, 2011
| 99.61 |  |  | News Release dated August 4, 2011
| 99.62 |  |  | News Release dated July 12, 2011
| 99.63 |  |  | News Release dated July 6, 2011
| 99.64 |  |  | News Release dated June 21, 2011
| 99.65 |  |  | News Release dated June 21, 2011
| 99.66 |  |  | News Release dated June 16, 2011
| 99.67 |  |  | News Release dated June 16, 2011
| 99.68 |  |  | News Release dated June 3, 2011
| 99.69 |  |  | News Release dated June 3, 2011
| 99.70 |  |  | News Release dated June 2, 2011
| 99.71 |  |  | News Release dated May 5, 2011
| 99.72 |  |  | News Release dated April 6, 2011
| 99.73 |  |  | News Release dated March 24, 2011
| 99.74 |  |  | News Release dated March 15, 2011
| 99.75 |  |  | News Release dated March 14, 2011
| 99.76 |  |  | News Release dated February 16, 2011
| 99.77 |  |  | News Release dated February 3, 2011
| 99.78 |  |  | News Release dated January 17, 2011
|  |  |  | Other Material Documents Filed with Canadian Securities Regulators
| 99.79 |  |  | Offer and Circular dated January 14, 2013*
| 99.80 |  |  | Letter of Transmittal*
| 99.81 |  |  | Notice of Guaranteed Delivery*
| 99.82 |  |  | Early Warning Report dated January 14, 2013*
| 99.83 |  |  | Newspaper Advertisement dated January 14, 2013*
| 99.84 |  |  | Share Purchase Agreement, dated January 13, 2013, between Precious Metals and Minerals Fund, Series of USAA Mutual Funds Trust and Alamos Gold Inc.*
| 99.85 |  |  | Share Purchase Agreement, dated January 13, 2013, between Dynamic Precious Metals Fund and Dynamic Strategic Gold Class and Alamos Gold Inc.*
| 99.86 |  |  | Share Purchase Agreement dated January 11, 2013 between Van Eck Associates Corporation and Alamos Gold Inc.*
| 99.87 |  |  | Share Purchase Agreement dated January 10, 2013 between Montrusco Bolton Investments Inc. and Alamos Gold Inc.*
| 99.88 |  |  | Certificate of Dawn H. Garcia dated December 21, 2012*
| 99.89 |  |  | Certificate of Marc Jutras dated December 21, 2012*
| 99.90 |  |  | Certificate of Joseph M. Keane dated December 21, 2012*
| 99.91 |  |  | Certificate of Mark A. Odell dated December 21, 2012*
| 99.92 |  |  | Certificate of Herbert E. Welhener dated December 21, 2012*
| 99.93 |  |  | Certificate of Susan E. Ames dated December 21, 2012*
| 99.94 |  |  | Certificate of Kenneth J. Balleweg dated December 21, 2012*
| 99.95 |  |  | Certificate of Russell A. Browne dated December 21, 2012*
| 99.96 |  |  | Consent of Dawn H. Garcia dated January 14, 2013*
| 99.97 |  |  | Consent of Marc Jutras dated January 14, 2013*
| 99.98 |  |  | Consent of Joseph M. Keane dated January 14, 2013*
| 99.99 |  |  | Consent of Mark A. Odell dated January 14, 2013*
| 99.100 |  |  | Consent of Herbert E. Welhener dated January 14, 2013*
| 99.101 |  |  | Consent of Susan E. Ames dated January 14, 2013*
| 99.102 |  |  | Consent of Kenneth J. Balleweg dated January 14, 2013*
| 99.103 |  |  | Consent of Russell A. Browne dated January 14, 2013*
| 99.104 |  |  | Consent of Joseph M. Keane*
| 99.105 |  |  | Consent of Marc Jutras*
| 99.106 |  |  | Consent of Marc A. Jutras*
| 99.107 |  |  | Consent of Kenneth J. Balleweg*
| 99.108 |  |  | Consent of Herbert E. Welhener*
| 99.109 |  |  | Consent of Herbert E. Welhener*
| 99.110 |  |  | Consent of Mark A. Odell*
| 99.111 |  |  | Consent of Russell A. Browne*
| 99.112 |  |  | Consent of Russell A. Browne*
| 99.113 |  |  | Consent of Susan E. Ames*
| 99.114 |  |  | Consent of Dawn H. Garcia*
| 99.115 |  |  | Consent of Carl E. Defilippi*
| 99.116 |  |  | Consent of Michal Dobr*
| 99.117 |  |  | Consent of Dennis Ferrigno*
| 99.118 |  |  | Consent of Allen Ray Anderson*
| 99.119 |  |  | Consent of Pedro C. Repetto*
| 99.120 |  |  | Technical Report dated December 21, 2012*
| 99.121 |  |  | Early Warning Report dated December 9, 2012*
| 99.122 |  |  | Early Warning Report dated November 9, 2012*
| 99.123 |  |  | Certification of Interim Filings dated October 25, 2012*
| 99.124 |  |  | Certification of Interim Filings dated October 25, 2012*
| 99.125 |  |  | Early Warning Report dated October 9, 2012*
| 99.126 |  |  | Early Warning Report dated August 9, 2012*
| 99.127 |  |  | Consents and Certificates of Qualified Persons dated July 20, 2012, July 30, 2012 and July 31, 2012*
| 99.128 |  |  | Technical Report dated July 31, 2012*
| 99.129 |  |  | Certification of Interim Filings dated July 26, 2012*
| 99.130 |  |  | Certification of Interim Filings dated July 26, 2012*
| 99.131 |  |  | Certification of Interim Filings dated May 1, 2012*
| 99.132 |  |  | Certification of Interim Filings dated May 1, 2012*
| 99.133 |  |  | Certification of Annual Filings dated March 30, 2012*
| 99.134 |  |  | Certification of Annual Filings dated March 30, 2012*
| 99.135 |  |  | Early Warning Report dated March 9, 2012*
| 99.136 |  |  | Fee Rule Form 13-502F1 Class 1 Reporting Issuers (Participation Fee) filed February 23, 2012*
| 99.137 |  |  | Certification of Interim Filings dated November 3, 2011*
| 99.138 |  |  | Certification of Interim Filings dated November 3, 2011*
| 99.139 |  |  | Material Change Report (Form 51-102F3) dated November 1, 2011*
| 99.140 |  |  | Certification of Interim Filings dated August 24, 2011*
| 99.141 |  |  | Certification of Interim Filings dated August 24, 2011*
| 99.142 |  |  | Certification of Interim Filings dated August 5, 2011*
| 99.143 |  |  | Certification of Interim Filings dated August 5, 2011*
| 99.144 |  |  | Material Change Report (Form 51-102F3) dated July 25, 2011*
| 99.145 |  |  | Certification of Refiled Interim Filings dated May 24, 2011*
| 99.146 |  |  | Certification of Refiled Interim Filings dated May 24, 2011*
| 99.147 |  |  | Certification of Interim Filings dated May 5, 2011*
| 99.148 |  |  | Certification of Interim Filings dated May 5, 2011*
| 99.149 |  |  | Material Change Report (Form 51-102F3) dated May 5, 2011*
| 99.150 |  |  | Certification of Annual Filings dated March 30, 2011*
| 99.151 |  |  | Certification of Annual Filings dated March 30, 2011*
| 99.151 |  |  | Material Change Report (Form 51-102F3) dated March 24, 2011*
| 99.153 |  |  | Fee Rule Form 13-502F1 Class 1 Reporting Issuers (Participation Fee) filed March 15, 2011*
|  |  |  | Consents
| 99.154 |  |  | Consent of Ernst & Young LLP
| 99.155 |  |  | Consent of Joseph M. Keane*
| 99.156 |  |  | Consent of Marc Jutras*
| 99.157 |  |  | Consent of Marc A. Jutras*
| 99.158 |  |  | Consent of Kenneth J. Balleweg*
| 99.159 |  |  | Consent of Herbert E. Welhener*
| 99.160 |  |  | Consent of Herbert E. Welhener*
| 99.161 |  |  | Consent of Mark A. Odell*
| 99.162 |  |  | Consent of Russell A. Browne*
| 99.163 |  |  | Consent of Russell A. Browne*
| 99.164 |  |  | Consent of Susan E. Ames*
| 99.165 |  |  | Consent of Dawn H. Garcia*
| 99.166 |  |  | Consent of Dennis Ferrigno*
| 99.167 |  |  | Consent of Carl E. Defilippi*
| 99.168 |  |  | Consent of Pedro C. Repetto*
| 99.169 |  |  | Consent of Michal Dobr*
| 99.170 |  |  | Consent of Allen Ray Anderson*

* | Previously filed.

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