EX-1.01 2 graco2016sdexhibit101.htm EXHIBIT 1.01 Exhibit

Exhibit 1.01
GRACO INC.
Conflict Minerals Report
For the reporting period from January 1, 2015 to December 31, 2015
This is the Conflict Minerals Report (“Report”) of Graco Inc. (“Graco,” “we,” “our” or “us”) for the 2015 calendar year, pursuant to Rule 13p-1 of the Securities Exchange Act of 1934 (the “Rule”). Certain capitalized terms used but not defined herein have the meanings assigned to them in the Rule. This Report includes the activities of all subsidiaries of Graco that were required to be consolidated during the reporting period, other than any acquired companies that are not yet required by the Rule to be included in this Report.
The Rule requires certain SEC reporting companies that manufacture or contract to be manufactured products for which tantalum, tin, tungsten or gold (“3TG”) are necessary to the functionality or production of such products to disclose annually whether any of the 3TG in such products originated in the Democratic Republic of the Congo or one of its adjoining countries (collectively, the “Covered Countries”). If the company knows that its necessary 3TG originated in the Covered Countries, or has reason to believe that its 3TG may have originated in the Covered Countries and did not or may not have come from scrap or recycled sources, the company must exercise due diligence on the source and chain of custody of its 3TG and prepare and file a Report describing its due diligence measures.
Graco Overview
Graco is a multi-national manufacturer of systems and equipment that move, measure, control, dispense and spray fluid and powder materials. Our systems and equipment are used in the manufacturing, processing, construction and maintenance industries. Our primary products include air, electric, gas and hydraulic pumps and sprayers; electronic and mechanical controls and sensors; and automatic and manual dispense valves, meters and spray guns. Our products that contain control boards, certain other electronic components, motors, engines, batteries, spray tips, and certain pumps and valves contain 3TG.
We have established management systems to support the execution of our Conflict Minerals program and to ensure it operates effectively and is sustainable into the future. We have adopted a policy affirming our commitment to conducting business fairly and ethically with respect for human rights and in compliance with all applicable laws and regulations, including the Rule. Our policy also affirms our support for the responsible sourcing of 3TG through our global supply chain, and states that we are actively and diligently working with our global supply chain partners to determine the origin of any 3TG they may supply to us, and that we will continue to work with them towards the goal of providing greater supply chain transparency and responsible sourcing. In addition to establishing a policy on Conflict Minerals, we have assembled a cross-functional team with executive-level sponsorship and support to implement and oversee our Conflict Minerals compliance program. We have a process in place to engage

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relevant first-tier suppliers to educate them about the Rule and request information from them regarding 3TG, and to collect, analyze and retain any such information received from them. We also have a process in place to improve the number and quality of supplier responses year over year, and have an established grievance mechanism through which concerned parties may communicate their concerns to us. We also participate in Conflict Minerals working groups, and report annually on our supply chain due diligence by filing a Form SD and Conflict Minerals Report with the Securities Exchange Commission.
Reasonable Country of Origin Inquiry
We do not directly source 3TG. Instead, we purchase components and raw materials from third party suppliers that are multiple layers removed from the smelters and refiners of the 3TG that are in the components and raw materials ultimately supplied to us.
We evaluated our products and determined that certain products manufactured during calendar year 2015 were manufactured with components and raw materials that contain or likely contain 3TG that are necessary to the functionality or production of those products. We then identified the first-tier suppliers of those components and raw materials, and surveyed substantially all of them using the EICC-GeSI Conflict Minerals Reporting Template developed by the Electronic Industry Citizenship Coalition ® (EICC ®) and the Global Sustainability Initiative (GeSI). We also provided these suppliers with a list of components and raw materials they supply to us, background information on the Rule, a FAQ and a decision-tree to help educate them on the Rule and to aid them in responding to the survey. We requested that these suppliers make similar inquiries of their suppliers and sub-suppliers until the smelters and refiners of any 3TG in the components and raw materials supplied to us could be identified and compared to various smelter and refiner lists developed and maintained by the Conflict-Free Sourcing Initiative (CFSI).
We followed up with suppliers who did not provide us with a timely response, or who provided incomplete or inconsistent responses. We reviewed supplier responses and then summarized and categorized the responses based on several factors. We also compiled a list of entities identified as smelters and refiners by our suppliers.
Design of Due Diligence Measures

Our due diligence measures have been designed to be in conformity, in all material respects, with the applicable provisions of the internationally recognized framework in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, and the related supplements on 3TG.



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Due Diligence Measures Performed
The due diligence measures we performed include defining roles and responsibilities for our cross-functional Conflict Minerals team and designated members of senior management; reporting our Conflict Minerals findings to our cross-functional Conflict Minerals team and designated members of senior management; and comparing the smelter and refiner information received from our suppliers against the CFSI list of smelters and refiners that are compliant with the Conflict-Free Smelter Program (CFSP) assessment protocols, the CFSI list of smelters and refiners that have committed to undergo a CFSP audit, and the CFSI reference list of known smelters and refiners. With respect to smelters and refiners that were on the CFSI list of known smelters and refiners and certain other smelters and refiners that were not on the CFSI list of known smelters and refiners, we reviewed certain other publicly available sources of information.
Due Diligence Results

A majority of suppliers surveyed responded to the survey. The majority of those who responded provided data at a company-wide level rather than at a product or supplier-defined level, and reported that their products do not contain 3TG or, if they do, the 3TG in their products does not come from the Covered Countries. A number of suppliers reported that they do not know whether the 3TG in their products comes from the Covered Countries or from scrap or recycled sources. A small number of suppliers reported that the 3TG in their products comes from or may come from the Covered Countries, and some of these suppliers further reported that some of the 3TG in their products comes from scrap or recycled sources.

A small number of suppliers identified over 1,000 entities in their supply chains as part of their smelter and refiner lists. However, not all of the entities identified by these suppliers appear to be actual smelters or refiners as the total number of entities identified exceeds the number of entities on the CFSI list of known smelters and refiners. In addition, not all of the actual smelters and refiners identified by our suppliers may have processed the 3TG in the components and raw materials supplied to us. In some cases, our suppliers may have reported to us smelters and refiners that were not in our supply chain due to over-inclusiveness in information received from their suppliers or for other reasons.

A minority of suppliers responded at a supplier-product or supplier-defined level. Schedule 1 to this Report contains a list of smelters and refiners identified by these suppliers, and whose materials and components may or may not be in our products, including the status of each smelter and refiner as of May 19, 2016. (Schedule 1 excludes any smelters or refiners identified by these suppliers that do not appear on the CFSI list of known smelters or refiners.) 201 of the smelters and refiners identified by these suppliers have been deemed compliant with the CFSP assessment protocols by an independent third party auditor according to the CFSI list of compliant smelters and refiners. 41 of the smelters and refiners identified by these suppliers have not yet been deemed compliant but have committed to undergo a CFSP audit according to the CFSI list of smelters and refiners who have committed to undergo a CFSP audit. The remaining

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smelters and refiners identified by these suppliers either appear on the CFSI list of known smelters and refiners but have not begun participating in an independent third party audit program, or do not appear on the CFSI list of known smelters and refiners at all. Based on a limited review of publicly available information about the remaining smelters and refiners that are either on the CFSI list of known smelters and refiners or that are not on the CFSI list of known smelters and refiners but that were identified by suppliers who reported that the 3TG in their products comes from or may come from the Covered Countries, it appears the majority of these smelters and refiners source their 3TG from recycled or scrap sources or from outside the Covered Countries.


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Given that the majority of suppliers who responded to the survey provided their responses at a company-wide level rather than at a level specific to the materials and components they supplied to us, we were unable to determine which, if any, of the smelters and refiners listed in their responses were the actual source of 3TG they supplied.

Determination

Given that a number of suppliers did not respond to our survey, the majority of responses we received were provided at a company-wide level or other level not specific to the components and raw materials supplied to us, and that a number of suppliers do not know the origin of the 3TG in their products, we do not have sufficient information to determine the origin of the 3TG in our products subject to this Report, whether the 3TG came from scrap or recycled sources, the specific facilities used to process the 3TG, or the country of origin or the mine or location of origin of the 3TG.

Steps to be Taken to Mitigate Risk in 2016

We intend to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary 3TG in our products finance or benefit armed groups in the Covered Countries:
 
l
 
Continue to engage with our direct suppliers to increase the response rate to our survey and improve the content and quality of their responses; and
l
 
Continue to engage with our direct suppliers to receive more information farther upstream regarding the source and chain of custody of any 3TG in the components and raw materials they supply to us.

Subsequent to the 2015 reporting period, we decided to become a member of the CFSI in support of their efforts to carry out independent third-party audits of smelter and refiner due diligence activities and contribute to the improvement of smelter and refiner and upstream due diligence practices.


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Schedule 1

Metal
 
Smelter or Refiner Name
 
Facility Location
(Country)
 
Smelter or
Refiner Status*
Gold
 
Advanced Chemical Company
 
United States
 
Active
Gold
 
Aida Chemical Industries Co., Ltd.
 
Japan
 
Compliant
Gold
 
Al Etihad Gold Refinery DMCC
 
United Arab Emirates
 
On Standard List
Gold
 
Allgemeine Gold-und Silberscheideanstalt A.G.
 
Germany
 
Compliant
Gold
 
Almalyk Mining and Metallurgical Complex (AMMC)
 
Uzbekistan
 
Active
Gold
 
AngloGold Ashanti Córrego do Sítio Mineração
 
Brazil
 
Compliant
Gold
 
Argor-Heraeus S.A.
 
Switzerland
 
Compliant
Gold
 
Asahi Pretec Corporation
 
Japan
 
Compliant
Gold
 
Asahi Refining Canada Limited
 
Canada
 
Compliant
Gold
 
Asahi Refining USA Inc.
 
United States
 
Compliant
Gold
 
Asaka Riken Co., Ltd.
 
Japan
 
Compliant
Gold
 
Aurubis AG
 
Germany
 
Compliant
Gold
 
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
 
Philippines
 
Compliant
Gold
 
Boliden AB
 
Sweden
 
Compliant
Gold
 
C. Hafner GmbH + Co. KG
 
Germany
 
Compliant
Gold
 
Caridad
 
Mexico
 
On Standard List
Gold
 
CCR Refinery - Glencore Canada Corporation
 
Canada
 
Compliant
Gold
 
Cendres + Métaux S.A.
 
Switzerland
 
Active
Gold
 
Chimet S.p.A.
 
Italy
 
Compliant
Gold
 
Chugai Mining
 
Japan
 
On Standard List
Gold
 
Daejin Indus Co., Ltd.
 
Korea
 
Active
Gold
 
Daye Non-Ferrous Metals Mining Ltd.
 
China
 
On Standard List
Gold
 
DODUCO GmbH
 
Germany
 
Compliant
Gold
 
Do Sung Corporation
 
Korea
 
Active
Gold
 
Dowa
 
Japan
 
Compliant
Gold
 
Eco-System Recycling Co., Ltd.
 
Japan
 
Compliant
Gold
 
Emirates Gold DMCC
 
United Arab Emirates
 
Compliant
Gold
 
Faggi Enrico S.p.A.
 
Italy
 
Active
Gold
 
Fidelity Printers and Refiners Ltd.
 
Zimbabwe
 
On Standard List
Gold
 
Gansu Seemine Material Hi-Tech Co., Ltd.
 
China
 
On Standard List
Gold
 
Geib Refining Corporation
 
United States
 
Active
Gold
 
Great Wall Precious Metals Co., Ltd. of CBPM
 
China
 
On Standard List
Gold
 
Guangdong Jinding Gold Limited
 
China
 
On Standard List
Gold
 
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
 
China
 
On Standard List
Gold
 
Hangzhou Fuchunjiang Smelting Co., Ltd.
 
China
 
On Standard List
Gold
 
Heimerle + Meule GmbH
 
Germany
 
Compliant
Gold
 
Heraeus Ltd. Hong Kong
 
China
 
Compliant
Gold
 
Heraeus Precious Metals GmbH & Co. KG
 
Germany
 
Compliant
Gold
 
Hwasung CJ Co., Ltd.
 
Korea
 
On Standard List
Gold
 
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
 
China
 
Compliant
Gold
 
Ishifuku Metal Industry Co., Ltd.
 
Japan
 
Compliant
Gold
 
Istanbul Gold Refinery
 
Turkey
 
Compliant
Gold
 
Japan Mint
 
Japan
 
Compliant
Gold
 
Jiangxi Copper Co., Ltd.
 
China
 
Compliant

1



Gold
 
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
 
Russian Federation
 
Compliant
Gold
 
JSC Uralelectromed
 
Russian Federation
 
Compliant
Gold
 
JX Nippon Mining & Metals Co., Ltd.
 
Japan
 
Compliant
Gold
 
Kaloti Precious Metals
 
United Arab Emirates
 
On Standard List
Gold
 
Kazakhmys Smelting LLC
 
Kazakhstan
 
On Standard List
Gold
 
Kazzinc
 
Kazakhstan
 
Compliant
Gold
 
Kennecott Utah Copper LLC
 
United States
 
Compliant
Gold
 
KGHM Polska Miedź Spółka Akcyjna
 
Poland
 
Active
Gold
 
Kojima Chemicals Co., Ltd.
 
Japan
 
Compliant
Gold
 
Korea Metal Co., Ltd.
 
Korea
 
On Standard List
Gold
 
Korea Zinc Co. Ltd.
 
Korea
 
Active
Gold
 
Kyrgyzaltyn JSC
 
Kyrgyzstan
 
On Standard List
Gold
 
L' azurde Company For Jewelry
 
Saudi Arabia
 
On Standard List
Gold
 
Lingbao Gold Co., Ltd.
 
China
 
On Standard List
Gold
 
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
 
China
 
On Standard List
Gold
 
LS-NIKKO Copper Inc.
 
Korea
 
Compliant
Gold
 
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
 
China
 
On Standard List
Gold
 
Materion
 
United States
 
Compliant
Gold
 
Matsuda Sangyo Co., Ltd.
 
Japan
 
Compliant
Gold
 
Metalor Technologies (Hong Kong) Ltd.
 
China
 
Compliant
Gold
 
Metalor Technologies (Singapore) Pte., Ltd.
 
Singapore
 
Compliant
Gold
 
Metalor Technologies (Suzhou) Ltd.
 
China
 
Active
Gold
 
Metalor Technologies S.A.
 
Switzerland
 
Compliant
Gold
 
Metalor USA Refining Corporation
 
United States
 
Compliant
Gold
 
Metalúrgica Met-Mex Peñoles, S.A. de C.V.
 
Mexico
 
Compliant
Gold
 
Mitsubishi Materials Corporation
 
Japan
 
Compliant
Gold
 
Mitsui Mining and Smelting Co., Ltd.
 
Japan
 
Compliant
Gold
 
MMTC-PAMP India Pvt., Ltd.
 
India
 
Compliant
Gold
 
Morris and Watson
 
New Zealand
 
On Standard List
Gold
 
Moscow Special Alloys Processing Plant
 
Russian Federation
 
Compliant
Gold
 
Nadir Metal Rafineri San. Ve Tic. A.Ş.
 
Turkey
 
Compliant
Gold
 
Navoi Mining and Metallurgical Combinat
 
Uzbekistan
 
Active
Gold
 
Nihon Material Co., Ltd.
 
Japan
 
Compliant
Gold
 
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
 
Austria
 
Compliant
Gold
 
Ohio Precious Metals, LLC
 
United States
 
On Standard List
Gold
 
Ohura Precious Metal Industry Co., Ltd.
 
Japan
 
Compliant
Gold
 
OJSC Kolyma Refinery
 
Russian Federation
 
On Standard List
Gold
 
OJSC Novosibirsk Refinery
 
Russian Federation
 
Compliant
Gold
 
PAMP S.A.
 
Switzerland
 
Compliant
Gold
 
Penglai Penggang Gold Industry Co., Ltd.
 
China
 
On Standard List
Gold
 
Prioksky Plant of Non-Ferrous Metals
 
Russian Federation
 
Compliant
Gold
 
PT Aneka Tambang (Persero) Tbk
 
Indonesia
 
Compliant
Gold
 
PX Précinox S.A.
 
Switzerland
 
Compliant
Gold
 
Rand Refinery (Pty) Ltd.
 
South Africa
 
Compliant
Gold
 
Republic Metals Corporation
 
United States
 
Compliant
Gold
 
Royal Canadian Mint
 
Canada
 
Compliant
Gold
 
Sabin Metal Corp.
 
United States
 
On Standard List
Gold
 
Samduck Precious Metals
 
Korea
 
Active
Gold
 
SAMWON Metals Corp.
 
Korea
 
On Standard List

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Gold
 
SAXONIA Edelmetalle GmbH
 
Germany
 
Active
Gold
 
Schone Edelmetaal B.V.
 
Netherlands
 
Compliant
Gold
 
SEMPSA Joyería Platería S.A.
 
Spain
 
Compliant
Gold
 
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
 
China
 
On Standard List
Gold
 
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
 
China
 
Compliant
Gold
 
Sichuan Tianze Precious Metals Co., Ltd.
 
China
 
Compliant
Gold
 
Singway Technology Co., Ltd.
 
Taiwan
 
Compliant
Gold
 
So Accurate Group, Inc.
 
United States
 
On Standard List
Gold
 
SOE Shyolkovsky Factory of Secondary Precious Metals
 
Russian Federation
 
Compliant
Gold
 
Solar Applied Materials Technology Corp.
 
Taiwan
 
Compliant
Gold
 
Sudan Gold Refinery
 
Sudan
 
On Standard List
Gold
 
Sumitomo Metal Mining Co., Ltd.
 
Japan
 
Compliant
Gold
 
Tanaka Kikinzoku Kogyo K.K.
 
Japan
 
Compliant
Gold
 
T.C.A. S.p.A
 
Italy
 
Compliant
Gold
 
The Refinery of Shandong Gold Mining Co., Ltd.
 
China
 
Compliant
Gold
 
Tokuriki Honten Co., Ltd.
 
Japan
 
Compliant
Gold
 
Tongling Nonferrous Metals Group Co., Ltd.
 
China
 
On Standard List
Gold
 
Torecom
 
Korea
 
Active
Gold
 
Umicore Brasil Ltda.
 
Brazil
 
Compliant
Gold
 
Umicore Precious Metals Thailand
 
Thailand
 
Compliant
Gold
 
Umicore S.A. Business Unit Precious Metals Refining
 
Belgium
 
Compliant
Gold
 
United Precious Metal Refining, Inc.
 
United States
 
Compliant
Gold
 
Valcambi S.A.
 
Switzerland
 
Compliant
Gold
 
Western Australian Mint trading as The Perth Mint
 
Australia
 
Compliant
Gold
 
Wieland Edelmetalle GmbH
 
Germany
 
Active
Gold
 
Yamamoto Precious Metal Co., Ltd.
 
Japan
 
Compliant
Gold
 
Yokohama Metal Co., Ltd.
 
Japan
 
Compliant
Gold
 
Yunnan Copper Industry Co., Ltd.
 
China
 
On Standard List
Gold
 
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
 
China
 
Compliant
Gold
 
Zijin Mining Group Co., Ltd. Gold Refinery
 
China
 
Compliant
Tantalum
 
Changsha South Tantalum Niobium Co., Ltd.
 
China
 
Compliant
Tantalum
 
Conghua Tantalum and Niobium Smeltry
 
China
 
Compliant
Tantalum
 
D Block Metals, LLC
 
United States
 
Compliant
Tantalum
 
Duoluoshan
 
China
 
Compliant
Tantalum
 
Exotech Inc.
 
United States
 
Compliant
Tantalum
 
F&X Electro-Materials Ltd.
 
China
 
Compliant
Tantalum
 
FIR Metals & Resource Ltd.
 
China
 
Compliant
Tantalum
 
Global Advanced Metals Aizu
 
Japan
 
Compliant
Tantalum
 
Global Advanced Metals Boyertown
 
United States
 
Compliant
Tantalum
 
Guangdong Zhiyuan New Material Co., Ltd.
 
China
 
Compliant
Tantalum
 
H.C. Starck Co., Ltd.
 
Thailand
 
Compliant
Tantalum
 
H.C. Starck GmbH Goslar
 
Germany
 
Compliant
Tantalum
 
H.C. Starck GmbH Laufenburg
 
Germany
 
Compliant
Tantalum
 
H.C. Starck Inc.
 
United States
 
Compliant
Tantalum
 
H.C. Starck Ltd.
 
Japan
 
Compliant
Tantalum
 
H.C. Starck Smelting GmbH & Co. KG
 
Germany
 
Compliant
Tantalum
 
Hengyang King Xing Lifeng New Materials Co., Ltd.
 
China
 
Compliant
Tantalum
 
Hi-Temp Specialty Metals, Inc.
 
United States
 
Compliant
Tantalum
 
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
 
China
 
Compliant

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Tantalum
 
JiuJiang JinXin Nonferrous Metals Co., Ltd.
 
China
 
Compliant
Tantalum
 
Jiujiang Tanbre Co., Ltd.
 
China
 
Compliant
Tantalum
 
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
 
China
 
Compliant
Tantalum
 
KEMET Blue Metals
 
Mexico
 
Compliant
Tantalum
 
KEMET Blue Powder
 
United States
 
Compliant
Tantalum
 
King-Tan Tantalum Industry Ltd.
 
China
 
Compliant
Tantalum
 
LSM Brasil S.A.
 
Brazil
 
Compliant
Tantalum
 
Metallurgical Products India Pvt., Ltd.
 
India
 
Compliant
Tantalum
 
Molycorp Silmet A.S.
 
Estonia
 
Compliant
Tantalum
 
Ningxia Orient Tantalum Industry Co., Ltd.
 
China
 
Compliant
Tantalum
 
Plansee SE Liezen
 
Austria
 
Compliant
Tantalum
 
Plansee SE Reutte
 
Austria
 
Compliant
Tantalum
 
QuantumClean
 
United States
 
Compliant
Tantalum
 
RFH Tantalum Smeltry Co., Ltd.
 
China
 
Compliant
Tantalum
 
Solikamsk Magnesium Works OAO
 
Russian Federation
 
Compliant
Tantalum
 
Taki Chemicals
 
Japan
 
Compliant
Tantalum
 
Telex Metals
 
United States
 
Compliant
Tantalum
 
Tranzact, Inc.
 
United States
 
Compliant
Tantalum
 
Ulba Metallurgical Plant JSC
 
Kazakhstan
 
Compliant
Tantalum
 
XinXing HaoRong Electronic Material Co., Ltd.
 
China
 
Compliant
Tantalum
 
Yichun Jin Yang Rare Metal Co., Ltd.
 
China
 
Compliant
Tantalum
 
Zhuzhou Cemented Carbide
 
China
 
Compliant
Tin
 
Alpha
 
United States
 
Compliant
Tin
 
An Thai Minerals Company Limited
 
Vietnam
 
Active
Tin
 
An Vinh Joint Stock Mineral Processing Company
 
Vietnam
 
Active
Tin
 
Chenzhou Yunxiang Mining and Metallurgy Company Limited
 
China
 
Active
Tin
 
China Tin Group Co., Ltd.
 
China
 
Compliant
Tin
 
CNMC (Guangxi) PGMA Co., Ltd.
 
China
 
On Standard List
Tin
 
Cooperativa Metalurgica de Rondônia Ltda.
 
Brazil
 
Compliant
Tin
 
CV Ayi Jaya
 
Indonesia
 
Compliant
Tin
 
CV Dua Sekawan
 
Indonesia
 
Active
Tin
 
CV Gita Pesona
 
Indonesia
 
Compliant
Tin
 
CV Nurjanah
 
Indonesia
 
On Standard List
Tin
 
CV Serumpun Sebalai
 
Indonesia
 
Compliant
Tin
 
CV Tiga Sekawan
 
Indonesia
 
Active
Tin
 
CV United Smelting
 
Indonesia
 
Compliant
Tin
 
CV Venus Inti Perkasa
 
Indonesia
 
Compliant
Tin
 
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
 
Vietnam
 
Active
Tin
 
Elmet S.L.U.
 
Spain
 
Compliant
Tin
 
EM Vinto
 
Bolivia
 
Compliant
Tin
 
Estanho de Rondônia S.A.
 
Brazil
 
On Standard List
Tin
 
Feinhütte Halsbrücke GmbH
 
Germany
 
On Standard List
Tin
 
Fenix Metals
 
Poland
 
Compliant
Tin
 
Gejiu Fengming Metalurgy Chemical Plant
 
China
 
Active
Tin
 
Gejiu Kai Meng Industry and Trade LLC
 
China
 
Active
Tin
 
Gejiu Non-Ferrous Metal Processing Co., Ltd.
 
China
 
Compliant
Tin
 
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
 
China
 
Active
Tin
 
Gejiu Zili Mining And Metallurgy Co., Ltd.
 
China
 
On Standard List

4



Tin
 
Guanyang Guida Nonferrous Metal Smelting Plant
 
China
 
Active
Tin
 
HuiChang Hill Tin Industry Co., Ltd.
 
China
 
Active
Tin
 
Huichang Jinshunda Tin Co., Ltd.
 
China
 
On Standard List
Tin
 
Jiangxi Ketai Advanced Material Co., Ltd.
 
China
 
Compliant
Tin
 
Linwu Xianggui Ore Smelting Co., Ltd.
 
China
 
On Standard List
Tin
 
Magnu’s Minerais Metais e Ligas Ltda.
 
Brazil
 
Compliant
Tin
 
Malaysia Smelting Corporation (MSC)
 
Malaysia
 
Compliant
Tin
 
Melt Metais e Ligas S.A.
 
Brazil
 
Compliant
Tin
 
Metallic Resources, Inc.
 
United States
 
Compliant
Tin
 
Metallo-Chimique N.V.
 
Belgium
 
Compliant
Tin
 
Mineração Taboca S.A.
 
Brazil
 
Compliant
Tin
 
Minsur
 
Peru
 
Compliant
Tin
 
Nankang Nanshan Tin Manufactory Co., Ltd.
 
China
 
On Standard List
Tin
 
Nghe Tinh Non-Ferrous Metals Joint Stock Company
 
Vietnam
 
Active
Tin
 
O.M. Manufacturing (Thailand) Co., Ltd.
 
Thailand
 
Compliant
Tin
 
O.M. Manufacturing Philippines, Inc.
 
Philippines
 
Compliant
Tin
 
OMSA
 
Bolivia
 
On Standard List
Tin
 
Phoenix Metal Ltd.
 
Rwanda
 
Active
Tin
 
PT Alam Lestari Kencana
 
Indonesia
 
On Standard List
Tin
 
PT Artha Cipta Langgeng
 
Indonesia
 
Compliant
Tin
 
PT ATD Makmur Mandiri Jaya
 
Indonesia
 
Compliant
Tin
 
PT Babel Inti Perkasa
 
Indonesia
 
Compliant
Tin
 
PT Bangka Kudai Tin
 
Indonesia
 
On Standard List
Tin
 
PT Bangka Prima Tin
 
Indonesia
 
Compliant
Tin
 
PT Bangka Timah Utama Sejahtera
 
Indonesia
 
On Standard List
Tin
 
PT Bangka Tin Industry
 
Indonesia
 
Compliant
Tin
 
PT Belitung Industri Sejahtera
 
Indonesia
 
Compliant
Tin
 
PT BilliTin Makmur Lestari
 
Indonesia
 
Compliant
Tin
 
PT Bukit Timah
 
Indonesia
 
Compliant
Tin
 
PT Cipta Persada Mulia
 
Indonesia
 
Compliant
Tin
 
PT DS Jaya Abadi
 
Indonesia
 
Compliant
Tin
 
PT Eunindo Usaha Mandiri
 
Indonesia
 
Compliant
Tin
 
PT Fang Di MulTindo
 
Indonesia
 
On Standard List
Tin
 
PT Inti Stania Prima
 
Indonesia
 
Compliant
Tin
 
PT Justindo
 
Indonesia
 
Compliant
Tin
 
PT Karimun Mining
 
Indonesia
 
Active
Tin
 
PT Kijang Jaya Mandiri
 
Indonesia
 
Active
Tin
 
PT Mitra Stania Prima
 
Indonesia
 
Compliant
Tin
 
PT Panca Mega Persada
 
Indonesia
 
Compliant
Tin
 
PT Pelat Timah Nusantara Tbk
 
Indonesia
 
On Standard List
Tin
 
PT Prima Timah Utama
 
Indonesia
 
Compliant
Tin
 
PT Refined Bangka Tin
 
Indonesia
 
Compliant
Tin
 
PT Sariwiguna Binasentosa
 
Indonesia
 
Compliant
Tin
 
PT Seirama Tin Investment
 
Indonesia
 
On Standard List
Tin
 
PT Stanindo Inti Perkasa
 
Indonesia
 
Compliant
Tin
 
PT Sumber Jaya Indah
 
Indonesia
 
Compliant
Tin
 
PT Timah (Persero) Tbk Kundur
 
Indonesia
 
Compliant
Tin
 
PT Timah (Persero) Tbk Mentok
 
Indonesia
 
Compliant
Tin
 
PT Tinindo Inter Nusa
 
Indonesia
 
Compliant

5



Tin
 
PT Tirus Putra Mandiri
 
Indonesia
 
On Standard List
Tin
 
PT Tommy Utama
 
Indonesia
 
Compliant
Tin
 
PT Wahana Perkit Jaya
 
Indonesia
 
Compliant
Tin
 
Resind Indústria e Comércio Ltda.
 
Brazil
 
Compliant
Tin
 
Rui Da Hung
 
Taiwan
 
Compliant
Tin
 
Soft Metais Ltda.
 
Brazil
 
Compliant
Tin
 
Thaisarco
 
Thailand
 
Compliant
Tin
 
Tuyen Quang Non-Ferrous Metals Joint Stock Company
 
Vietnam
 
Active
Tin
 
VQB Mineral and Trading Group JSC
 
Vietnam
 
Compliant
Tin
 
White Solder Metalurgia e Mineração Ltda.
 
Brazil
 
Compliant
Tin
 
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
 
China
 
Active
Tin
 
Yunnan Tin Company Limited
 
China
 
Compliant
Tungsten
 
A.L.M.T. Tungsten Corp.
 
Japan
 
Compliant
Tungsten
 
Asia Tungsten Products Vietnam Ltd.
 
Vietnam
 
Compliant
Tungsten
 
Chenzhou Diamond Tungsten Products Co., Ltd.
 
China
 
Compliant
Tungsten
 
Chongyi Zhangyuan Tungsten Co., Ltd.
 
China
 
Compliant
Tungsten
 
Dayu Jincheng Tungsten Industry Co., Ltd.
 
China
 
Active
Tungsten
 
Dayu Weiliang Tungsten Co., Ltd.
 
China
 
Active
Tungsten
 
Fujian Jinxin Tungsten Co., Ltd.
 
China
 
Compliant
Tungsten
 
Ganxian Shirui New Material Co., Ltd.
 
China
 
On Standard List
Tungsten
 
Ganzhou Huaxing Tungsten Products Co., Ltd.
 
China
 
Compliant
Tungsten
 
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
 
China
 
Compliant
Tungsten
 
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
 
China
 
Active
Tungsten
 
Ganzhou Seadragon W & Mo Co., Ltd.
 
China
 
Compliant
Tungsten
 
Ganzhou Yatai Tungsten Co., Ltd.
 
China
 
Compliant
Tungsten
 
Global Tungsten & Powders Corp.
 
United States
 
Compliant
Tungsten
 
Guangdong Xianglu Tungsten Co., Ltd.
 
China
 
Compliant
Tungsten
 
H.C. Starck GmbH
 
Germany
 
Compliant
Tungsten
 
Hunan Chenzhou Mining Co., Ltd.
 
China
 
Compliant
Tungsten
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
 
China
 
Compliant
Tungsten
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
 
China
 
On Standard List
Tungsten
 
Hunan Chunchang Nonferrous Metals Co., Ltd.
 
China
 
Compliant
Tungsten
 
Hydrometallurg, JSC
 
Russian Federation
 
Compliant
Tungsten
 
Japan New Metals Co., Ltd.
 
Japan
 
Compliant
Tungsten
 
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
 
China
 
Active
Tungsten
 
Jiangxi Gan Bei Tungsten Co., Ltd.
 
China
 
Compliant
Tungsten
 
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
 
China
 
On Standard List
Tungsten
 
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
 
China
 
Active
Tungsten
 
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
 
China
 
Active
Tungsten
 
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
 
China
 
Compliant
Tungsten
 
Jiangxi Yaosheng Tungsten Co., Ltd.
 
China
 
Active
Tungsten
 
Kennametal Fallon
 
United States
 
Active
Tungsten
 
Kennametal Huntsville
 
United States
 
Compliant
Tungsten
 
Malipo Haiyu Tungsten Co., Ltd.
 
China
 
Compliant
Tungsten
 
Niagara Refining LLC
 
United States
 
Compliant
Tungsten
 
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
 
Vietnam
 
Compliant
Tungsten
 
Pobedit, JSC
 
Russian Federation
 
Active
Tungsten
 
Sanher Tungsten Vietnam Co., Ltd.
 
Vietnam
 
On Standard List

6



Tungsten
 
Tejing (Vietnam) Tungsten Co., Ltd.
 
Vietnam
 
Compliant
Tungsten
 
Vietnam Youngsun Tungsten Industry Co., Ltd.
 
Vietnam
 
Compliant
Tungsten
 
Wolfram Bergbau und Hütten AG
 
Austria
 
Compliant
Tungsten
 
Xiamen Tungsten Co., Ltd.
 
China
 
Compliant
Tungsten
 
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
 
China
 
Compliant

* “Compliant” means the smelter or refiner is included on the CFSI list of smelters and refiners that are compliant with the CFSP assessment protocols; “Active” means the smelter or refiner is included on the CFSI list of smelters and refiners that have committed to undergo a CFSP audit or are participating in a cross-recognized certification program; and “On Standard List” means the smelter or refiner is listed on the CFSI reference list of smelters and refiners but is not Compliant or Active.



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