EX-99.1 8 ex-459pgs5_test.htm THIS IS PART 6 OF 6 OF EXHIBIT H TO EXHIBIT 99.1 ex-459pgs5_test.htm
SCHEDULE 2.4(a)
 

 
LIST OF PREDECESSOR ENTITITES
 
1.
H.F. Ahmanson and Company, and its subsidiaries as of October 1, 2008, for all tax years ending on or prior to Ocober 1, 1998.1
 
2.
Dime Bancorp, Inc., and its subsidiaries as of January 4, 2002, for all tax years ending on or prior to January 4, 2002.2
 




 
1 Date that H.F. Ahmanson and Company merged into Washington Mutual, Inc. and became a member of the Washington Mutual, Inc. and Subsidiaries consolidated group for federal income tax purposes.
 
 
2 Date that Dime Bancorp, Inc. merged into Washington Mutual, Inc. and became a member of the Washington Mutual, Inc. and Subsidiaries consolidated group for federal income tax purposes.
 
 
 
 
 
 
 
 
 
 
 

SCHEDULE 2.4(a)
 
 

 

SCHEDULE 2.9(a)
 

 
LIST OF CLAIMS ASSOCIATED
 
WITH JPMC RABBI TRUSTS, ETC.
 
 
 
 
 
 
 
 
 
 
 



SCHEDULE 2.9(a)
 
 

 


Plan Name:
American Savings Bank - DCP
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2180
Brandt Burghall
$225,000.00
3059
Debra Kegel
$314,870.00
101
Fred Schweer
$264,174.67
418
Harold J. Hendricks
$308,379.00
1720
Karin Hill
$24,664.80
2883
Kathleen C. O'Mara
U
2929
Melody Gayeski
$23,987.39
1292
Michael Moore
$181,000.00
323
Robert Thurston
$150,625.00
1024
Ruth Price
$4,232.02
Total:
10
$1,496,932.88
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(a)-1

 


Plan Name:
ASB – SERP
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2194
Andrew Shiozaki
$150,500.00
1366
Arthur Porter
$1,591,000.00
2648
Brian Dale Shea
$295,590.00
2644
Carl Formato
$108,024.08
2645
Carolyn McKenzie
$592,436.16
2058
Craig Davis
$887,628.00
3059
Debra Kegel
$314,870.00
2459
Donald Royer
U
688
Doris Stern
U
2029
Faris Weber
U
101
Fred Schweer
$264,174.67
2641
Gloria Gowens
$142,632.00
1457
James Izu
$357,199.20
1851
James Parese
$4,251.00
2642
Jimmy Holland
$442,646.00
1067
John Freed
U
327
John Nunn
U
2066
John R. Donohue
$1,420,320.00
2650
Johnette Dowden Holland
$221,323.00
2071
Karen Christensen
$648,000.00
2392
Mario Antoci
$4,888,980.00
1081
Mary Light
U
2643
Mary Locatelli
$900,000.00
3009
Melody Gayeski
U
2647
Mitchell Rosenberg
$656,910.00
973
Patricia Joyce
U
2011
Richard Grout
$101,867.40
2068
Robert Barnum
$1,704,432.00
1773
Robert Henske
$117,464.00
2090
Samuel T.R Revell
U
1582
Ted Yates
U
2175
Thomas P Borer
$68,854.00
3731
Verne Griscom
U
2518
W Brent Robinson
$570,533.00
Total:
34
$16,449,634.51


 
SCHEDULE 2.9(a)-2

 


Plan Name:
Coast Federal Bank - Officers & Directors
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3792
C. William Jackson
$500,000.00
2460
Christine Stalder
$305,747.00
2458
Fred Stalder
$1,222,989.00
463
Harry Pflaumer
$176,484.00
689
Leon Angvire
$29,600.00
2447
Morris Sievert
$5,105.58
3455
Patricia Fritz
$102,941.16
782
W M Huyck
U
190, 191
Walter Holly
$1,300,000.00
Total:
9
$3,642,866.74
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(a)-3

 


Plan Name:
Coast Federal Bank - SERP
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
127
Gilbert Farley
$1,553,508.30
177
Donald Konrad
$303,000.00
Total:
2
$1,856,508.30

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(a)-4

 


Plan Name:
Dime - Benefit Restoration Plan
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3027
Arthur Anderson
U
2493
Carlos R. Munoz
U
2531
Donald Schwartz
U
2220
Elena Ferrara
U
2445
Frank P. Deangelo
U
2478
Franklin L. Wright
U
2481
Fred B. Koons
U
2437
Gene C. Brooks
U
2214
Jack L. Wagner
U
2552
James Kelly
U
2217
John B. Pettit Jr.
U
2216
John W. Sapanski
U
3067
Lawrence W. Peters
U
3086
Marie J. Alleva
U
2418
Murray F. Mascis
U
3056
Peyton Patterson
U
3089
Richard Mirro
U
2167
Richard Parsons
U
3190
Robert J. Murphy
U
1075
Robert Zabawa
$490.25
Total:
20
$490.25


 
SCHEDULE 2.9(a)-5

 


Plan Name:
Dime - Dir. Ret. Cont.
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2472
Addison Keim
U
2485
Edward Pierce
U
1018
Elizabeth Fanta
U
2215
John Satriale
U
2519
Rebecca Johnson
U
963
Robert Benson
U
3138
Robert Britton
U
3134
Robert Mahony
U
2718
Sanford Zimmerman
U
3040
Virginia Kopp
U
Total:
10
$0.00

 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(a)-6

 


Plan Name:
Dime - EVP SERP
   
Dime - NAMCO SERP
   
Dime – Individual Contracts
   
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
Plan Name
2493
Carlos R. Munoz
U
Dime - EVP SERP
3105
David Totaro
U
Dime - EVP SERP
2437
Eugene C. Brooks
U
Dime - EVP SERP
2481
Fred B. Koons
U
Dime - EVP SERP
2214
Jack L. Wagner
U
Dime - EVP SERP
3082
James M. Mack
U
Dime - EVP SERP
2523
Thomas Ducca
U
Dime - EVP SERP
2993
Covington (Diana) Hardee
U
Dime - Individual Contracts
3620
Harry W. Albright
$10,481.01
Dime - Individual Contracts
2168
James Large
U
Dime - Individual Contracts
2216
John W. Sapanski
U
Dime - Individual Contracts
2167
Richard Parsons
U
Dime - Individual Contracts
Total:
12
$10,481.01
 

 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(a)-7

 


Plan Name:
Dime - Vol. DCP DC
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3041
Edmund T Valenski
U
3085
Gerald D Filandro
U
2552
James E. Kelly
U
3082
James M. Mack
U
244
Jane E Silverman
$31,649.39
3673
John J Abruzzo
$83,819.29
2740
Kenneth A Schmidt
U
2169
Kevin J McLaughlin
U
2393
Norman Stafford
U
3083
Paul Carroll
U
2548
Paul L Brandel
U
3136
Richard Loconte
U
3144
Robert K Kettenmann
U
2870
Roberta S Treacy
$31,469.14
2162
Shirley B Bresler
U
2717
Stephen M Lane
U
2501
William M Neuner
U
2511
William S Burns
U
Total:
18
$146,937.82

 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(a)-8

 


Plan Name:
Dime - Vol. DCP Dir BTA
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3062
Eugene G. Schulz Jr.
U
Total:
1
$0.00

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


 
SCHEDULE 2.9(a)-9

 


Plan Name:
Great Western - DC Make-Up
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
835
Aldo Lombardi
$203,289.00
910
Alice Schenk
$439,461.93
1046
Armando Milo
U
1322
Bard Saladin
$119,462.00
1789
Beverly Duane
$49,460.04
1679
Bruce Antenberg
U
728
Donald Rowan
U
1944
Fred Kuntz
$6,417.84
2948
Gerald Pittenger
U
2944
Harold Johnson
U
837
Hope Wilder
$30,000.00
3271
James Sage
U
2225
Jeannie Bias
U
3055
John Gossett
U
800
Joseph Fellmeth
U
1680
Leni (B) Antenberg
U
3122
Lon Kuehl
U
2112
Louis Boitano
U
1154
Nadine Barbera
$150,000.00
1143
Patricia (B) Smith
$19,984.00
2004
Richard Moore
$102,067.42
1144
Richard Smith
$101,141.00
1749
Robert Akard
U
904
Roberta Yassin
$171,272.00
761
Ronald Rosen
U
1256
Ronald Rosso
U
2521
Ruben Vasquez
U
1261
Terry Scarlett
U
3213
Theodore Dixon
$17,856.00
1750
Waltraud (B) Akard
U
3530
William Wright
U
Total:
31
$1,410,411.23


 
SCHEDULE 2.9(a)-10

 


Plan Name:
Great Western - DCP Roll-in
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
818
Joe Jackson
$715,651.89
Total:
1
$715,651.89

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(a)-11

 


Plan Name:
Great Western - DCP - MLC
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2423
David Anderson
U
821
James Little
$218,424.89
3011
Marilynn Pylant
$158,441.27
2336
Mark Robbins
$2,802,014.36
3152
Rahim Shamash
$557,409.72
907
Randall Seltz
$80,000.00
1204
Richard Califano
$49,468.85
3337
Rick Kirk
$438,087.82
1505
Robert Vance
$41,672.91
3646
Saiid Rastegar
$115,637.86
661
Stanley Konopacki
$384,679.58
2702
Steven Johnson
$146,965.00
3030
Susan Goldstein
$188,983.00
885
Thomas Golon
$178,871.00
Total:
14
$5,358,706.26
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(a)-12

 


Plan Name:
Great Western - DCP - S&C
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
822
Billy Gastineau
$13,598.06
567
Charles Byrge
$13,630.87
1215
Christine Coburn
U
686
Christopher Milne
$19,415.00
3527
Douglas Crocker
$141,152.98
700
Eldene Norton
$88,003.51
2614
Fred Kuntz
$5,821.38
1041
Gail Bothun
$14,296.29
2542
Gary Runyan
$102,220.51
902
Gerald Egner
$5,775.38
1227
Gregory Schmidt
$116,000.00
921
Harold Sessa
$51,573.98
1364
Jackie Pounds
$226,000.00
1765
Jeff Loventhal
$400,694.32
734
Judith Chambers
$133,373.00
580
Linda Gwyn
$78,000.00
2436
Milton Bledsoe
$140,925.17
845
Philip Shaw
$56,267.72
1141
Richard Smith
$32,668.89
2232
Ronald Santucci
$5,656.53
1357
Sammie Ipock
$50,129.95
565
Sheldon Frank
$45,871.30
Total:
22
$1,741,074.84
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(a)-13

 


Plan Name:
Great Western - DCP - SO
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
910
Alice Schenk
$439,461.93
858
Allan Frazier
$84,474.62
3231
Barry Himel
$30,370.14
460
Carl Geuther
U
384
Charles Rossetti
$101,458.41
1577
Charles Sledd
$49,958.52
1529
Donald Cameron
$66,808.00
820
Edward Krause
U
448
Gloria Crane
$31,898.98
1112
Jane Wood
$60,680.60
818
Joe Jackson
$715,651.89
456
John Maher
U
1137
Michael Clawson
$46,651.37
3216
Patricia Benninger
$37,949.90
472
R. Altman
$429,155.14
Total:
15
$2,094,519.50

 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(a)-14

 


Plan Name:
Great Western - Dir DCP
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3915
James Montgomery
U
421
John Giovenco
$69,764.50
Total:
2
$69,764.50
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(a)-15

 


Plan Name:
Great Western - Director Retirement
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2590
Don Combs
$125,298.00
470
H. Frederick Christie
$11,650.00
378, 3915
James F. Montgomery
U
459
Janice Gryp
$20,261.74
1129
John Beane
$218,830.00
447
John D. Alexander
U
456
John F. Maher
U
421
John V. Giovenco
$69,764.50
2983
Margaret North
$63,000.00
970
Mary Davis
$591,250.00
450
Willis Wood
U
Total:
11
$1,100,054.24
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 



 
SCHEDULE 2.9(a)-16

 


Plan Name:
Great Western - ESIP
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
482
J. L. Erikson
U
3915
James F. Montgomery
U
818
Joe M. Jackson
$715,651.89
1605
Ursula(Michael) Pappas
$450,000.00
Total:
4
$1,165,651.89
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 



 
SCHEDULE 2.9(a)-17

 


Plan Name:
Great Western - GMS
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2944
Harold Johnson
U
2948
Gerald Pittenger
U
Total:
2
$0.00

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


 
SCHEDULE 2.9(a)-18

 


Plan Name:
Great Western - Gratuitous Retirement
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2235
Robert Holmes
U
411
Francis Jacobs
$55,500.00
1333
James Kemp
$179,731.00
898
William Lemmon
U
1628
Bonnie Miller
$1,590.57
783
Donna Salvin
U
Total:
6
$236,821.57

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


 
SCHEDULE 2.9(a)-19

 


Plan Name:
Great Western - Restoration
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
1679
Bruce Antenberg
U
1246
Ernest Lyons
$374,004.90
481
Jerry Weeks
U
1680
Leni Antenberg
U
471
Phillip Altman
U
Total:
5
$374,004.90

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


 
SCHEDULE 2.9(a)-20

 


Plan Name:
Great Western - SERP
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
835
Aldo T.  Lombardi
$203,281.00
460
Carl F. Geuther
U
455, 2915
Clifford A. Miller
U
469
Curtis J. Crivelli
U
2741
Deborah Lascala
U
458
Edward R. Hoffman
U
448
Gloria Crane
$31,898.98
482
J. L. Erikson
U
378, 3915
James F. Montgomery
U
459
Janice Gryp
$20,261.74
451
Jaynie Studenmund
U
828
Joe M. Jackson
U
456
John F. Maher
U
817
Lamberta R (B) Jackson
U
834
Nancy Lombardi
$31,239.00
1118
Ray Sims
U
1605
Ursula Pappas
$450,000.00
898
William Lemmon
U
453
William Schenck
U
Total:
19
$736,688.72

 
 
 
 


 
SCHEDULE 2.9(a)-21

 


Plan Name:
Providian - DCP
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2237
Daniel Sanford
$189,145.50
3080
Ellen Richey
U
790
Ron Claveloux
$1,812,415.36
2211
Tom Clancy
$102,596.99
Total:
4
$2,104,157.85

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


 
SCHEDULE 2.9(a)-22

 


Plan Name:
Providian - Individual Contract (Montanari)
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3698
Julie Montanari
$808,678.39
Total:
1
$808,678.39
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(a)-23

 


Plan Name:
Dime – KELP
   
ASB – ELIP
   
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
Plan Name
3093
1999 Phyllis Marino Family Trust C O J Andrew Rahl Jr
U
Dime - KELP
2453
Abraham S  Ossip
U
Dime - KELP
3000
Andrew  Hickey
U
Dime - KELP
3017
Anthony R  Burriesci
U
Dime - KELP
3016
Anthony R Burriesci Insurance Trust
U
Dime - KELP
3027
Arthur  Anderson
U
Dime - KELP
2998
Arthur  Bassin
U
Dime - KELP
2996
Arthur C  Bennett
U
Dime - KELP
2493
Carlos  Munoz
U
Dime - KELP
2465
D James Daras
U
Dime - KELP
3105
David J  Totaro
U
Dime - KELP
2531
Donald P  Schwartz
U
Dime - KELP
2537
Donald P Schwartz Irrevocable Insurance Trust
U
Dime - KELP
3708
Edward B Kramer
$281,250.00
Dime - KELP
1729
Elaine  Bent
U
Dime - KELP
2445
Frank  Deangelo
U
Dime - KELP
2478
Franklin  Wright
U
Dime - KELP
3038
Franklin L Wright Irrevocable Trust
U
Dime - KELP
2437
Gene C  Brooks
U
Dime - KELP
2461
Gene C Brooks Insurance Trust
U
Dime - KELP
3064
Harold E Reynolds C O J Andrew Rahl Jr Esq
U
Dime - KELP
2984
J Edward  Diamond
U
Dime - KELP
2214
Jack  Wagner
U
Dime - KELP
2552
James E  Kelly
U
Dime - KELP
2615
James E Kelly 1999 Trust Dated January 26 1999
U
Dime - KELP
2168
James Jr Large
U
Dime - KELP
2221
Jenne  Britell
U
Dime - KELP
2218
Jenne  Britell Irrevocable Deed Of Trust
U
Dime - KELP
 
 
 
 
SCHEDULE 2.9(a)-24

 
 
 
Plan Name:
Dime – KELP
   
ASB – ELIP
   
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
Plan Name
1481
Jenne K Britell Irrevocable Deed Of Trust Dated 8 21 96 As Transferee
$4,409,724.00
        Dime - KELP
2217
John B  Pettit Jr
U
Dime - KELP
1730
John Bent
U
Dime - KELP
2263
John J Monaghan
$477,000.00
Dime - KELP
2219
John V  Brull
U
Dime - KELP
3076
Joseph  Jiannetto
U
Dime - KELP
2628
Lawrence J  Toal
U
Dime - KELP
3067
Lawrence W Peters C O J Andrew Rahl Jr
U
Dime - KELP
3086
Marie  Alleva C O Andrew Rahl Jr
U
Dime - KELP
2427
Michael A  Gallagher
U
Dime - KELP
2490
Munoz, Carlos 1999 Irrevocable Life Insurance Trust
U
Dime - KELP
2418
Murray F  Mascis
U
Dime - KELP
3079
Murray F Mascis 1999 Insurance Trust C O Andrew
U
Dime - KELP
2393
Norman J  Stafford
U
Dime - KELP
3056
Peyton R  Patterson C O J Andrew Rahl Jr
U
Dime - KELP
3270
Phyllis  Marino C O J Andrew Rahl Jr
U
Dime - KELP
2167
Richard  Parsons
U
Dime - KELP
2164
Richard  Terzian Co J Andrew Rahl Jr Esq
U
Dime - KELP
3089
Richard A  Mirro C O J Andrew Rahl Jr Esq
U
Dime - KELP
3092
Richard A Mirro Irrevocable Trust C O J Andrew Rahl Jr
U
Dime - KELP
2165
Richard H Terzian And Bretta D Terzian Revocable
U
Dime - KELP
1536
Rita L Bligh
$80,805.00
Dime - KELP
3190
Robert  Murphy C O J Andrew Rahl Jr Esq
U
Dime - KELP
2166
Robert  Turner
U
Dime - KELP
3144
Robert K  Kettenmann
U
Dime - KELP
 
 
 
 
SCHEDULE 2.9(a)-25

 
 
 
Plan Name:
Dime – KELP
   
ASB – ELIP
   
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
Plan Name
3141
Robert K Kettenmann 1997 Irrevocable Life Insurance Trust
U
Dime - KELP
3214
Roger Williams
$480,000.00
Dime - KELP
3037
Stark, Dennis (dennis E Stark Fund At The Rhode Island Community Foundation)
U
Dime - KELP
2995
The Arthur Bennett Trust Uad May 22 2001
U
Dime - KELP
3074
The James M Large Jr September 1999 Trust C O J Andrew Rahl Jr
U
Dime - KELP
3072
The Lawrence W Peters Trust C O J Andrew Rahl Jr
U
Dime - KELP
2406
The Norman J Stafford Irrevocable Insurance Trust
U
Dime - KELP
1817
Thomas  Vanarsdale
U
Dime - KELP
2523
Thomas J  Ducca
U
Dime - KELP
2163
Thomas Vanarsdale
U
Dime - KELP
3186
Toal Descendants Insurance Trust C O J Andrew Rahl Jr
U
Dime - KELP
3106
Toal Family Insurance Trust C O J Andrew Rahl Jr
U
Dime - KELP
3188
William  Phillips C O J Andrew Rahl Jr
U
Dime - KELP
1366
Arthur Porter
$1,591,000.00
ASB - ELIP
2666
Don L Rigsbee
$200,000.00
ASB - ELIP
1881
W B Robinson
$670,000.00
ASB - ELIP
Total:
69
$8,189,779.00
 


 
SCHEDULE 2.9(a)-26

 


Plan Name:
CCBI – Individual Contracts
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2684
James Daley
$827,377.00
Total:
1
$827,377.00

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(a)-27

 


Plan Name:
Miscellaneous Individual Contracts
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2407
Alice Bogue
U
2326
James Calderhead
U
1234
Norma Fine-Eckley
U
706
Barbara Newbould
$700.68
1389
Avon Pirozuk
$10,921.75
1595
Louise Arneson
$28,107.38
2256
Daniel Relf
U
635
Anthony Nocella
$2,022,720.00
634
Barry Burkholder
$3,155,136.00
Total:
9
$5,217,585.81

 
 
 
 
 


 
SCHEDULE 2.9(a)-28

 


Wells Fargo Great Western Trustee Claims
Date Filed
Claim No.
Name
Total Filed
Claim Amount
Debtor Name
Nature
3/31/2009
2868
Wells Fargo Bank NA in its Capacity as Trustee of the Great Western Financial Corporation Umbrella Trust for Directors
13,121,013
Washington Mutual, Inc.
Secured
3/31/2009
2863
Wells Fargo Bank NA in its Capacity as Trustee of the Great Western Financial Corporation Umbrella Trust for Senior Officers
146,090,779
Washington Mutual, Inc.
Secured




 
SCHEDULE 2.9(a)-29

 

SCHEDULE 2.9(c)
 

 
LIST OF CLAIMS ASSOCIATED
 
WITH OTHER BENEFIT PLANS
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 




SCHEDULE 2.9(c)
 
 

 




Plan Name:
American Savings Bank - DCP
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2180
Brandt Burghall
$225,000.00
3059
Debra Kegel
$314,870.00
101
Fred Schweer
$264,174.67
418
Harold J. Hendricks
$308,379.00
1720
Karin Hill
$24,664.80
2883
Kathleen C. O'Mara
U
2929
Melody Gayeski
$23,987.39
1292
Michael Moore
$181,000.00
323
Robert Thurston
$150,625.00
1024
Ruth Price
$4,232.02
Total:
10
$1,496,932.88


 
SCHEDULE 2.9(c)-1

 


Plan Name:
ASB - SERP
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2194
Andrew Shiozaki
$150,500.00
1366
Arthur Porter
$1,591,000.00
2648
Brian Dale Shea
$295,590.00
2644
Carl Formato
$108,024.08
2645
Carolyn McKenzie
$592,436.16
2058
Craig Davis
$887,628.00
3059
Debra Kegel
$314,870.00
2459
Donald Royer
U
688
Doris Stern
U
2029
Faris Weber
U
101
Fred Schweer
$264,174.67
2641
Gloria Gowens
$142,632.00
1457
James Izu
$357,199.20
1851
James Parese
$4,251.00
2642
Jimmy Holland
$442,646.00
1067
John Freed
U
327
John Nunn
U
2066
John R. Donohue
$1,420,320.00
2650
Johnette Dowden Holland
$221,323.00
2071
Karen Christensen
$648,000.00
2392
Mario Antoci
$4,888,980.00
1081
Mary Light
U
2643
Mary Locatelli
$900,000.00
3009
Melody Gayeski
U
2647
Mitchell Rosenberg
$656,910.00
973
Patricia Joyce
U
2011
Richard Grout
$101,867.40
2068
Robert Barnum
$1,704,432.00
1773
Robert Henske
$117,464.00
2090
Samuel T.R Revell
U
1582
Ted Yates
U
2175
Thomas P Borer
$68,854.00
3731
Verne Griscom
U
2518
W Brent Robinson
$570,533.00
Total:
34
$16,449,634.51


 
SCHEDULE 2.9(c)-2

 


Plan Name:
Coast Federal Bank - Officers & Directors
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3792
C. William Jackson
$500,000.00
2460
Christine Stalder
$305,747.00
2458
Fred Stalder
$1,222,989.00
463
Harry Pflaumer
$176,484.00
689
Leon Angvire
$29,600.00
2447
Morris Sievert
$5,105.58
3455
Patricia Fritz
$102,941.16
782
W M Huyck
U
190, 191
Walter Holly
$1,300,000.00
Total:
9
$3,642,866.74


 
SCHEDULE 2.9(c)-3

 


Plan Name:
Coast Federal Bank - SERP
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
127
Gilbert Farley
$1,553,508.30
177
Donald Konrad
$303,000.00
Total:
2
$1,856,508.30


 
SCHEDULE 2.9(c)-4

 


Plan Name:
Dime - Benefit Restoration Plan
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3027
Arthur Anderson
U
2493
Carlos R. Munoz
U
2531
Donald Schwartz
U
2220
Elena Ferrara
U
2445
Frank P. Deangelo
U
2478
Franklin L. Wright
U
2481
Fred B. Koons
U
2437
Gene C. Brooks
U
2214
Jack L. Wagner
U
2552
James Kelly
U
2217
John B. Pettit Jr.
U
2216
John W. Sapanski
U
3067
Lawrence W. Peters
U
3086
Marie J. Alleva
U
2418
Murray F. Mascis
U
3056
Peyton Patterson
U
3089
Richard Mirro
U
2167
Richard Parsons
U
3190
Robert J. Murphy
U
1075
Robert Zabawa
$490.25
Total:
20
$490.25


 
SCHEDULE 2.9(c)-5

 


Plan Name:
Dime - Dir. Ret. Cont.
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2472
Addison Keim
U
2485
Edward Pierce
U
1018
Elizabeth Fanta
U
2215
John Satriale
U
2519
Rebecca Johnson
U
963
Robert Benson
U
3138
Robert Britton
U
3134
Robert Mahony
U
2718
Sanford Zimmerman
U
3040
Virginia Kopp
U
Total:
10
$0.00


 
SCHEDULE 2.9(c)-6

 


Plan Name:
Dime - EVP SERP
   
Dime - NAMCO SERP
   
Dime - Individual Contracts
   
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
Plan Name
2493
Carlos R. Munoz
U
Dime - EVP SERP
3105
David Totaro
U
Dime - EVP SERP
2437
Eugene C. Brooks
U
Dime - EVP SERP
2481
Fred B. Koons
U
Dime - EVP SERP
2214
Jack L. Wagner
U
Dime - EVP SERP
3082
James M. Mack
U
Dime - EVP SERP
2523
Thomas Ducca
U
Dime - EVP SERP
2993
Covington (Diana) Hardee
U
Dime - Individual Contracts
3620
Harry W. Albright
$10,481.01
Dime - Individual Contracts
2168
James Large
U
Dime - Individual Contracts
2216
John W. Sapanski
U
Dime - Individual Contracts
2167
Richard Parsons
U
Dime - Individual Contracts
Total:
12
$10,481.01
 


 
SCHEDULE 2.9(c)-7

 


Plan Name:
Dime - Vol. DCP DC
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3041
Edmund T Valenski
U
3085
Gerald D Filandro
U
2552
James E. Kelly
U
3082
James M. Mack
U
244
Jane E Silverman
$31,649.39
3673
John J Abruzzo
$83,819.29
2740
Kenneth A Schmidt
U
2169
Kevin J McLaughlin
U
2393
Norman Stafford
U
3083
Paul Carroll
U
2548
Paul L Brandel
U
3136
Richard Loconte
U
3144
Robert K Kettenmann
U
2870
Roberta S Treacy
$31,469.14
2162
Shirley B Bresler
U
2717
Stephen M Lane
U
2501
William M Neuner
U
2511
William S Burns
U
Total:
18
$146,937.82


 
SCHEDULE 2.9(c)-8

 


Plan Name:
Dime - Vol. DCP Dir BTA
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3062
Eugene G. Schulz Jr.
U
Total:
1
$0.00
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(c)-9

 


Plan Name:
Great Western - DC Make-Up
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
835
Aldo Lombardi
$203,289.00
910
Alice Schenk
$439,461.93
1046
Armando Milo
U
1322
Bard Saladin
$119,462.00
1789
Beverly Duane
$49,460.04
1679
Bruce Antenberg
U
728
Donald Rowan
U
1944
Fred Kuntz
$6,417.84
2948
Gerald Pittenger
U
2944
Harold Johnson
U
837
Hope Wilder
$30,000.00
2670; 3271
James Sage
U
2225
Jeannie Bias
U
3055
John Gossett
U
800
Joseph Fellmeth
U
1680
Leni (B) Antenberg
U
3122
Lon Kuehl
U
2112
Louis Boitano
U
1154
Nadine Barbera
$150,000.00
1143
Patricia (B) Smith
$19,984.00
2004
Richard Moore
$102,067.42
1144
Richard Smith
$101,141.00
1749
Robert Akard
U
904
Roberta Yassin
$171,272.00
761
Ronald Rosen
U
1256
Ronald Rosso
U
2516; 2521
Ruben Vasquez
U
1261
Terry Scarlett
U
3213
Theodore Dixon
$17,856.00
1750
Waltraud (B) Akard
U
3530
William Wright
U
Total:
31
$1,410,411.23


 
SCHEDULE 2.9(c)-10

 


Plan Name:
Great Western - DCP Roll-in
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
818
Joe Jackson
$715,651.89
Total:
1
$715,651.89

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(c)-11

 


Plan Name:
Great Western - DCP - MLC
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2423
David Anderson
U
821
James Little
$218,424.89
3011
Marilynn Pylant
$158,441.27
2336
Mark Robbins
$2,802,014.36
3152
Rahim Shamash
$557,409.72
907
Randall Seltz
$80,000.00
1204
Richard Califano
$49,468.85
3337
Rick Kirk
$438,087.82
1505
Robert Vance
$41,672.91
3646
Saiid Rastegar
$115,637.86
661
Stanley Konopacki
$384,679.58
2702
Steven Johnson
$146,965.00
3030
Susan Goldstein
$188,983.00
885
Thomas Golon
$178,871.00
Total:
14
$5,358,706.26
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(c)-12

 


Plan Name:
Great Western - DCP - S&C
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
822
Billy Gastineau
$13,598.06
567
Charles Byrge
$13,630.87
1215
Christine Coburn
U
686
Christopher Milne
$19,415.00
3527
Douglas Crocker
$88,435.08
700
Eldene Norton
$141,152.98
2614
Fred Kuntz
$5,821.38
1041
Gail Bothun
$14,296.29
2542
Gary Runyan
$102,220.51
902
Gerald Egner
$5,775.38
1227
Gregory Schmidt
$116,000.00
921
Harold Sessa
$51,573.98
1364
Jackie Pounds
$226,000.00
1765
Jeff Loventhal
$400,694.32
734
Judith Chambers
$133,373.00
580
Linda Gwyn
$78,000.00
2436
Milton Bledsoe
$140,925.17
845
Philip Shaw
$56,267.72
1141
Richard Smith
$32,668.89
2232
Ronald Santucci
$5,656.53
1357
Sammie Ipock
$50,129.95
565
Sheldon Frank
$45,871.30
Total:
22
$1,741,074.84


 
SCHEDULE 2.9(c)-13

 


Plan Name:
Great Western - DCP - SO
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
910
Alice Schenk
$439,461.93
858
Allan Frazier
$84,474.62
3231
Barry Himel
$30,370.14
460
Carl Geuther
U
384
Charles Rossetti
$101,458.41
1577
Charles Sledd
$49,958.52
1529
Donald Cameron
$66,808.00
820
Edward Krause
U
448
Gloria Crane
$31,898.98
1112
Jane Wood
$60,680.60
818
Joe Jackson
$715,651.89
456
John Maher
U
1137
Michael Clawson
$46,651.37
3216
Patricia Benninger
$37,949.90
472
R. Altman
$429,155.14
Total:
15
$2,094,519.50


 
SCHEDULE 2.9(c)-14

 


Plan Name:
Great Western - Dir DCP
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
381
James Montgomery
U
421
John Giovenco
$69,764.50
Total:
2
$69,764.50
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(c)-15

 


Plan Name:
Great Western - Director Retirement
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2590
Don Combs
$125,298.00
470
H. Frederick Christie
$11,650.00
378, 3915
James F. Montgomery
U
459
Janice Gryp
$20,261.74
1129
John Beane
$218,830.00
447
John D. Alexander
U
456
John F. Maher
U
421
John V. Giovenco
$69,764.50
2983
Margaret North
$63,000.00
970
Mary Davis
$591,250.00
450
Willis Wood
U
Total:
11
$1,100,054.24


 
SCHEDULE 2.9(c)-16

 


Plan Name:
Great Western - ESIP
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
482
J. L. Erikson
U
3915
James F. Montgomery
U
818
Joe M. Jackson
$715,651.89
1605
Ursula(Michael) Pappas
$450,000.00
Total:
4
$1,165,651.89


 
SCHEDULE 2.9(c)-17

 


Plan Name:
Great Western - GMS
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2944
Harold Johnson
U
2948
Gerald Pittenger
U
Total:
2
$0.00

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(c)-18

 


Plan Name:
Great Western - Gratuitous Retirement
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2235
Robert Holmes
U
411
Francis Jacobs
$55,500.00
1333
James Kemp
$179,731.00
898
William Lemmon
U
1628
Bonnie Miller
$1,590.57
783
Donna Salvin
U
Total:
6
$236,821.57

 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(c)-19

 


Plan Name:
Great Western - Restoration
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
1679
Bruce Antenberg
U
1246
Ernest Lyons
$374,004.90
481
Jerry Weeks
U
1680
Leni Antenberg
U
471
Phillip Altman
U
Total:
5
$374,004.90
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(c)-20

 


Plan Name:
Great Western - SERP
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
835
Aldo T.  Lombardi
$203,281.00
460
Carl F. Geuther
U
455, 2915
Clifford A. Miller
U
469
Curtis J. Crivelli
U
457, 2741, 2771
Deborah Lascala
U
458
Edward R. Hoffman
U
448
Gloria Crane
$31,898,98
482
J. L. Erikson
U
378, 3915
James F. Montgomery
U
459
Janice Gryp
$20,261.74
451
Jaynie Studenmund
U
828
Joe M. Jackson
U
456
John F. Maher
U
817
Lamberta R (B) Jackson
U
834
Nancy Lombardi
$31,239.00
1118
Ray Sims
U
1605
Ursula Pappas
$450,000.00
898
William Lemmon
U
453
William Schenck
U
Total:
19
$736,688.72

 
 
 

 
 
SCHEDULE 2.9(c)-21

 


Plan Name:
Providian - DCP
 
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2237
Daniel Sanford
$189,145.50
3080
Ellen Richey
U
790
Ron Claveloux
$1,812,415.36
2211
Tom Clancy
$102,596.99
Total:
4
$2,104,157.85
 
 
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(c)-22

 


Plan Name:
Providian - Individual Contract (Montanari)
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
3698
Julie Montanari
$808,678.39
Total:
1
$808,678.39
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(c)-23

 


Plan Name:
Dime - KELP
   
ASB - ELIP
   
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
Plan Name
3093
1999 Phyllis Marino Family Trust C O J Andrew Rahl Jr
U
Dime - KELP
2453
Abraham S  Ossip
U
Dime - KELP
3000
Andrew  Hickey
U
Dime - KELP
3017
Anthony R  Burriesci
U
Dime - KELP
3016
Anthony R Burriesci Insurance Trust
U
Dime - KELP
3027
Arthur  Anderson
U
Dime - KELP
2998
Arthur  Bassin
U
Dime - KELP
2996
Arthur C  Bennett
U
Dime - KELP
2493
Carlos  Munoz
U
Dime - KELP
2465
D James Daras
U
Dime - KELP
3105
David J  Totaro
U
Dime - KELP
2531
Donald P  Schwartz
U
Dime - KELP
2537
Donald P Schwartz Irrevocable Insurance Trust
U
Dime - KELP
3708
Edward B Kramer
$281,250.00
Dime - KELP
1729
Elaine  Bent
U
Dime - KELP
2445
Frank  Deangelo
U
Dime - KELP
2478
Franklin  Wright
U
Dime - KELP
3038
Franklin L Wright Irrevocable Trust
U
Dime - KELP
2437
Gene C  Brooks
U
Dime - KELP
2461
Gene C Brooks Insurance Trust
U
Dime - KELP
3064
Harold E Reynolds C O J Andrew Rahl Jr Esq
U
Dime - KELP
2984
J Edward  Diamond
U
Dime - KELP
2214
Jack  Wagner
U
Dime - KELP
2552
James E  Kelly
U
Dime - KELP
2615
James E Kelly 1999 Trust Dated January 26 1999
U
Dime - KELP
2168
James Jr Large
U
Dime - KELP
2221
Jenne  Britell
U
Dime - KELP
2218
Jenne  Britell Irrevocable Deed Of Trust
U
Dime - KELP
 
 
 
 
SCHEDULE 2.9(c)-24

 
 
 
Plan Name:
Dime - KELP
   
ASB - ELIP
   
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
Plan Name
1481
Jenne K Britell Irrevocable Deed Of Trust Dated 8 21 96 As Transferee
$4,409,724.00
Dime - KELP
2217
John B  Pettit Jr
U
Dime - KELP
1730
John Bent
U
Dime - KELP
2263
John J Monaghan
$477,000.00
Dime - KELP
2219
John V  Brull
U
Dime - KELP
3076
Joseph  Jiannetto
U
Dime - KELP
2628
Lawrence J  Toal
U
Dime - KELP
3067
Lawrence W Peters C O J Andrew Rahl Jr
U
Dime - KELP
3086
Marie  Alleva C O Andrew Rahl Jr
U
Dime - KELP
2427
Michael A  Gallagher
U
Dime - KELP
2490
Munoz, Carlos 1999 Irrevocable Life Insurance Trust
U
Dime - KELP
2418
Murray F  Mascis
U
Dime - KELP
3079
Murray F Mascis 1999 Insurance Trust C O Andrew
U
Dime - KELP
2393
Norman J  Stafford
U
Dime - KELP
3056
Peyton R  Patterson C O J Andrew Rahl Jr
U
Dime - KELP
3270
Phyllis  Marino C O J Andrew Rahl Jr
U
Dime - KELP
2167
Richard  Parsons
U
Dime - KELP
2164
Richard  Terzian Co J Andrew Rahl Jr Esq
U
Dime - KELP
3089
Richard A  Mirro C O J Andrew Rahl Jr Esq
U
Dime - KELP
3092
Richard A Mirro Irrevocable Trust C O J Andrew Rahl Jr
U
Dime - KELP
2165
Richard H Terzian And Bretta D Terzian Revocable
U
Dime - KELP
1536
Rita L Bligh
$80,805.00
Dime - KELP
3190
Robert  Murphy C O J Andrew Rahl Jr Esq
U
Dime - KELP
2166
Robert  Turner
U
Dime - KELP
3144
Robert K  Kettenmann
U
Dime - KELP
3141
Robert K Kettenmann 1997 Irrevocable Life Insurance Trust
U
Dime - KELP
 
 
 
 
SCHEDULE 2.9(c)-25

 
 
 
Plan Name:
Dime - KELP
   
ASB - ELIP
   
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
Plan Name
3214
Roger Williams
$480,000.00
Dime - KELP
3037
Stark, Dennis (dennis E Stark Fund At The Rhode Island Community Foundation)
U
Dime - KELP
2995
The Arthur Bennett Trust Uad May 22 2001
U
Dime - KELP
3074
The James M Large Jr September 1999 Trust C O J Andrew Rahl Jr
U
Dime - KELP
3072
The Lawrence W Peters Trust C O J Andrew Rahl Jr
U
Dime - KELP
2406
The Norman J Stafford Irrevocable Insurance Trust
U
Dime - KELP
1817
Thomas  Vanarsdale
U
Dime - KELP
2523
Thomas J  Ducca
U
Dime - KELP
2163
Thomas Vanarsdale
U
Dime - KELP
3186
Toal Descendants Insurance Trust C O J Andrew Rahl Jr
U
Dime - KELP
3106
Toal Family Insurance Trust C O J Andrew Rahl Jr
U
Dime - KELP
3188
William  Phillips C O J Andrew Rahl Jr
U
Dime - KELP
1366
Arthur Porter
$475,000.00
ASB - ELIP
2666
Don L Rigsbee
$200,000.00
ASB - ELIP
1881
W B Robinson
$670,000.00
ASB - ELIP
Total:
69
$7,073,779.00
 

 
 
 
 
 

 
 
SCHEDULE 2.9(c)-26

 


Plan Name:
CCBI - Individual Contracts
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2684
James Daley
$827,377.00
Total:
1
$827,377.00

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
SCHEDULE 2.9(c)-27

 


Plan Name:
Miscellaneous Individual Contracts
Proof of Claim #
Claimant
Filed Claim Amount
(U = Unliquidated Claim)
2407
Alice Bogue
U
2326
James Calderhead
U
1234
Norma Fine-Eckley
U
706
Barbara Newbould
$700.68
1389
Avon Pirozuk
$10,921.75
1595
Louise Arneson
$28,107.38
2256
Daniel Relf
U
635
Anthony Nocella
$2,022,720.00
634
Barry Burkholder
$3,155,136.00
Total:
9
$5,217,585.81
 
 
 
 
 
 
 
 
 
 

 

 
SCHEDULE 2.9(c)-28

 


Wells Fargo Great Western Trustee Claims
Date Filed
Claim No.
Name
Total Filed
Claim Amount
Debtor Name
Nature
3/31/2009
2868
Wells Fargo Bank NA in its Capacity as Trustee of the Great Western Financial Corporation Umbrella Trust for Directors
13,121,013
Washington Mutual, Inc.
Secured
3/31/2009
2863
Wells Fargo Bank NA in its Capacity as Trustee of the Great Western Financial Corporation Umbrella Trust for Senior Officers
146,090,779
Washington Mutual, Inc.
Secured



 
 
 
 
 
 
 
 
 
 

 
SCHEDULE 2.9(c)-29

 

SCHEDULE 2.10
 

 
LIST OF CLAIMS ASSOCIATED
WITH QUALIFIED PLANS
 
 
 
 
 
 
 
 
 
 
 

 


SCHEDULE 2.10
 
 

 

Qualified Plan Claims
         
                 
POC #
   
Filed Claim Amount
 
Claimant Name
 
Debtor
Nature
2498
   
$161.59
 
J Leticia Serrado
 
Washington Mutual, Inc.
Priority
1812
   
$499.11
 
ESTHER RUIZ
 
Washington Mutual, Inc.
Secured
2772
   
$2,210.00
 
Heinz and Gerlinde Beneke
 
Washington Mutual, Inc.
Priority
888
   
$20,000.00
 
ELINORE J KRAUSE
 
Washington Mutual, Inc.
Priority
498
   
$21,779.65
 
DEAN B ARNOLD
 
Washington Mutual, Inc.
Priority
1578
   
$30,089.85
 
CHERYL A FELTGEN
 
Washington Mutual, Inc.
Priority
1430
   
$35,000.00
 
Marvin Allen Baldwin Jr
 
Washington Mutual, Inc.
Secured
2772
   
$40,442.00
 
Heinz and Gerlinde Beneke
 
Washington Mutual, Inc.
General Unsecured
1217
   
$47,105.47
 
RADHA THOMPSON
 
Washington Mutual, Inc.
Priority
155
   
$63,877.18
 
Carey M Brennan
 
Washington Mutual, Inc.
Priority
3541
   
$66,846.96
 
Harold Marvin Medgpath
 
Washington Mutual, Inc.
Priority
2226
   
$100,000.00
 
HOWARD P ARATA
 
Washington Mutual, Inc.
Priority
1182
   
$133,671.00
 
Melba Ann Bartels
 
Washington Mutual, Inc.
Priority
3623
   
$174,561.70
 
James Corcoran
 
Washington Mutual, Inc.
General Unsecured
573
   
$188,084.00
 
John F Robinson
 
Washington Mutual, Inc.
Priority
937
   
$214,078.00
 
BARBARA J SNYDER
 
Washington Mutual, Inc.
Priority
2545
   
$432,390.00
 
Janice D Turner
 
Washington Mutual, Inc.
Priority
2362
   
$483,319.00
 
Edward Smith Jr
 
Washington Mutual, Inc.
General Unsecured
2255
   
$565,316.39
 
Michael A Wolf
 
Washington Mutual, Inc.
Secured
2963
   
$628,144.00
 
Elaine Schoch
 
Washington Mutual, Inc.
Priority
1799
   
$823,497.60
 
Geoffrey G Olsen
 
Washington Mutual, Inc.
Priority
2452
   
$941,380.34
 
John Engman
 
Washington Mutual, Inc.
Secured
1955
   
$956,387.00
 
Donna J Wardlow
 
Washington Mutual, Inc.
Priority
2967
   
$4,000.00
 
ELIZABETH M SCHAEFFER ILEY
 
Washington Mutual, Inc.
General Unsecured
1690
   
566,628.00
 
Marc Wane
 
Washington Mutual, Inc.
Priority
1735
   
57,591.36
 
GERALDINE KING
 
Washington Mutual, Inc.
Priority
705
 
U
Unliquidated
 
B JOYCE PATTERSON
 
Washington Mutual, Inc.
General Unsecured
708
 
U
Unliquidated
 
NUBAR ERAMIAN
 
Washington Mutual, Inc.
General Unsecured
793
 
U
Unliquidated
 
ERNEST PORTER
 
Washington Mutual, Inc.
General Unsecured
819
 
U
Unliquidated
 
DIANNE KRAUSE
 
Washington Mutual, Inc.
Priority
827
 
U
Unliquidated
 
ERMA L DESLONGCHAMPS
 
Washington Mutual, Inc.
General Unsecured
841
 
U
Unliquidated
 
ELVIRA A DREIZLER
 
Washington Mutual, Inc.
Priority
886
 
U
Unliquidated
 
ELLEN CHING
 
Washington Mutual, Inc.
Priority
890
 
U
Unliquidated
 
R Stephan
 
Washington Mutual, Inc.
General Unsecured
891
 
U
Unliquidated
 
ROBERT B DREIZLER
 
Washington Mutual, Inc.
Priority
941
 
U
Unliquidated
 
HELENE GUTOWITZ
 
Washington Mutual, Inc.
Priority
977
 
U
Unliquidated
 
WILLIAM O PHEGLEY
 
Washington Mutual, Inc.
General Unsecured
 
 
 
 
SCHEDULE 2.10-1

 
 
 
Plan Claims
         
                 
POC #
   
Filed Claim Amount
 
Claimant Name
 
Debtor
Nature
989
 
U
Unliquidated
 
O BRIEN BISSOO
 
Washington Mutual, Inc.
General Unsecured
1056
 
U
Unliquidated
 
HELEN HORNIKEL
 
Washington Mutual, Inc.
Secured
1060
 
U
Unliquidated
 
JANET MAYOTTE
 
Washington Mutual, Inc.
Priority
1098
 
U
Unliquidated
 
GEORGEANE LAWLER
 
Washington Mutual, Inc.
Priority
1138
 
U
Unliquidated
 
DORIS ASPEL
 
Washington Mutual, Inc.
General Unsecured
1258
 
U
Unliquidated
 
CONNIE L HAMILTON
 
Washington Mutual, Inc.
Priority
1287
 
U
Unliquidated
 
RICHARD STEWART
 
Washington Mutual, Inc.
Secured
1321
 
U
Unliquidated
 
AMELIA CANNON
 
Washington Mutual, Inc.
General Unsecured
1396
 
U
Unliquidated
 
G YOUNTS
 
Washington Mutual, Inc.
Priority
1425
 
U
Unliquidated
 
R VALDEZ
 
Washington Mutual, Inc.
General Unsecured
1436
 
U
Unliquidated
 
GLORIA MORSCH
 
Washington Mutual, Inc.
General Unsecured
1452
 
U
Unliquidated
 
STEPHEN F ADAMS
 
Washington Mutual, Inc.
General Unsecured
1478
 
U
Unliquidated
 
VIRGINIA A TARAMASCO
 
Washington Mutual, Inc.
General Unsecured
1478
 
U
Unliquidated
 
VIRGINIA A TARAMASCO
 
Washington Mutual, Inc.
Priority
1482
 
U
Unliquidated
 
Elinor Jeanne Whornham
 
Washington Mutual, Inc.
Priority
1669
 
U
Unliquidated
 
GWENDOLYN A HEATH
 
Washington Mutual, Inc.
Priority
1673
 
U
Unliquidated
 
ANN L PIKE
 
Washington Mutual, Inc.
General Unsecured
1679
 
U
Unliquidated
 
BRUCE F ANTENBERG
 
Washington Mutual, Inc.
General Unsecured
1680
 
U
Unliquidated
 
LENI E ANTENBERG
 
Washington Mutual, Inc.
General Unsecured
1749
 
U
Unliquidated
 
ROBERT B AKARD
 
Washington Mutual, Inc.
General Unsecured
1750
 
U
Unliquidated
 
WALTRAUD AKARD
 
Washington Mutual, Inc.
General Unsecured
1784
 
U
Unliquidated
 
ELEANOR FOX
 
Washington Mutual, Inc.
General Unsecured
1785
 
U
Unliquidated
 
JEROME M RICKS
 
Washington Mutual, Inc.
Secured
1794
 
U
Unliquidated
 
MARIE B BABAYAN
 
Washington Mutual, Inc.
Priority
1811
 
U
Unliquidated
 
DOUGLAS THORNSJO
 
Washington Mutual, Inc.
Priority
1811
 
U
Unliquidated
 
DOUGLAS THORNSJO
 
Washington Mutual, Inc.
Secured
1813
 
U
Unliquidated
 
NIELS JORGENSEN
 
Washington Mutual, Inc.
Priority
1853
 
U
Unliquidated
 
ELLISON RABUN
 
Washington Mutual, Inc.
General Unsecured
1868
 
U
Unliquidated
 
ARLYNE BEARSE
 
Washington Mutual, Inc.
General Unsecured
1883
 
U
Unliquidated
 
Gordon McKay
 
Washington Mutual, Inc.
Priority
1885
 
U
Unliquidated
 
JAMES HENSCHEL
 
Washington Mutual, Inc.
General Unsecured
1888
 
U
Unliquidated
 
J VALDES CUGAT
 
Washington Mutual, Inc.
General Unsecured
1889
 
U
Unliquidated
 
ROLLIN AYERS
 
Washington Mutual, Inc.
General Unsecured
1939
 
U
Unliquidated
 
BERNICE C BAKER
 
Washington Mutual, Inc.
General Unsecured
2042
 
U
Unliquidated
 
THERESA MULRANE
 
Washington Mutual, Inc.
General Unsecured
2054
 
U
Unliquidated
 
BETTE JACOBSON
 
Washington Mutual, Inc.
General Unsecured
2086
 
U
Unliquidated
 
CHARLOTTE J GORE
 
Washington Mutual, Inc.
Priority
 
 
 
 
SCHEDULE 2.10-2

 
 
 
Plan Claims
         
                 
POC #
   
Filed Claim Amount
 
Claimant Name
 
Debtor
Nature
2250
 
U
Unliquidated
 
ROBERT MANNING
 
Washington Mutual, Inc.
Priority
2251
 
U
Unliquidated
 
CAROLINE STAKELON
 
Washington Mutual, Inc.
Priority
2273
 
U
Unliquidated
 
KRYSTYNA KACZMARSKI
 
Washington Mutual, Inc.
General Unsecured
2277
 
U
Unliquidated
 
VIRGINIA J MAGUIRE
 
Washington Mutual, Inc.
General Unsecured
2358
 
U
Unliquidated
 
RUBY P ALDERMAN
 
Washington Mutual, Inc.
Priority
2434
 
U
Unliquidated
 
ROBERT S NOBLE
 
Washington Mutual, Inc.
General Unsecured
2474
 
U
Unliquidated
 
Norman Parker
 
Washington Mutual, Inc.
Secured
2488
 
U
Unliquidated
 
JAMES L HESTER
 
Washington Mutual, Inc.
Priority
2491
 
U
Unliquidated
 
THERESE A ASTI
 
Washington Mutual, Inc.
Priority
2502
 
U
Unliquidated
 
Merrill Wall
 
Washington Mutual, Inc.
Secured
2508
 
U
Unliquidated
 
Robert Stevens
 
Washington Mutual, Inc.
Secured
2510
 
U
Unliquidated
 
Charles Rinehart
 
Washington Mutual, Inc.
Secured
2514
 
U
Unliquidated
 
Edward McGrath
 
Washington Mutual, Inc.
Secured
2517
 
U
Unliquidated
 
George Miranda
 
Washington Mutual, Inc.
Secured
2557
 
U
Unliquidated
 
MARILYN E KIRK
 
Washington Mutual, Inc.
General Unsecured
2596
 
U
Unliquidated
 
SHIFFIE DILIBERTO
 
Washington Mutual, Inc.
General Unsecured
2657
 
U
Unliquidated
 
Carol Hove Ahmanson
 
Washington Mutual, Inc.
General Unsecured
2751
 
U
Unliquidated
 
Bruce Crouch
 
Washington Mutual, Inc.
General Unsecured
2751
 
U
Unliquidated
 
Bruce Crouch
 
Washington Mutual, Inc.
Secured
2837
 
U
Unliquidated
 
RICHARD CAREAGA
 
Washington Mutual, Inc.
Priority
2849
 
U
Unliquidated
 
JERRY HAVRANEK
 
Washington Mutual, Inc.
General Unsecured
2924
 
U
Unliquidated
 
MARY NIGRO
 
Washington Mutual, Inc.
General Unsecured
2954
 
U
Unliquidated
 
EDYTHE HAVRANEK
 
Washington Mutual, Inc.
General Unsecured
3032
 
U
Unliquidated
 
Leanne M Matthews
 
Washington Mutual, Inc.
General Unsecured
3111
 
U
Unliquidated
 
STELLA ELEFTHERIADIS
 
Washington Mutual, Inc.
Priority
3119
 
U
Unliquidated
 
Richard Deihl
 
Washington Mutual, Inc.
Secured
3119
 
U
Unliquidated
 
Richard Deihl
 
Washington Mutual, Inc.
General Unsecured
3157
 
U
Unliquidated
 
LOIS R COTTON
 
Washington Mutual, Inc.
General Unsecured
3167
 
U
Unliquidated
 
Robert De Kruif
 
Washington Mutual, Inc.
Secured
3167
 
U
Unliquidated
 
Robert De Kruif
 
Washington Mutual, Inc.
General Unsecured
3171
 
U
Unliquidated
 
Jerry Iverson
 
Washington Mutual, Inc.
Secured
3171
 
U
Unliquidated
 
Jerry Iverson
 
Washington Mutual, Inc.
General Unsecured
3173
 
U
Unliquidated
 
E NANCY MARKLE
 
Washington Mutual, Inc.
Secured
3173
 
U
Unliquidated
 
E NANCY MARKLE
 
Washington Mutual, Inc.
General Unsecured
3181
 
U
Unliquidated
 
CHARLES E HARTZELL
 
Washington Mutual, Inc.
General Unsecured
3182
 
U
Unliquidated
 
HELEN C HARTZELL
 
Washington Mutual, Inc.
General Unsecured
3195
 
U
Unliquidated
 
MARILYN CAPALDO
 
Washington Mutual, Inc.
General Unsecured
 
 
 
 
SCHEDULE 2.10-3

 
 
 
Plan Claims
         
                 
POC #
   
Filed Claim Amount
 
Claimant Name
 
Debtor
Nature
3235
 
U
Unliquidated
 
MARION J HENTZ
 
Washington Mutual, Inc.
General Unsecured
3355
 
U
Unliquidated
 
GLORIA V HOST
 
Washington Mutual, Inc.
Secured
3530
 
U
Unliquidated
 
WILLIAM WRIGHT
 
Washington Mutual, Inc.
General Unsecured
3552
 
U
Unliquidated
 
MARC B WRIGHT
 
Washington Mutual, Inc.
Priority
                 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
 
SCHEDULE 2.10-4

 


LAKEVIEW CLAIM
   
         
POC #
Claimant Name
Filed Claim
Amount
Debtor
Nature
2838
RICHARD GREGORY SKINNER
$214,699.00
Washington Mutual, Inc.
Priority




 
SCHEDULE 2.10-5

 

SCHEDULE 2.11(a)
 

 
LIST OF TOWER INSURANCE PROGRAMS
POLICIES AND BOND
 
 
 
 
 
 
 
 
 
 
 



SCHEDULE 2.11(a)
 
 

 

Schedule 2.11(a)
 
Blended Tower Insurance Program:
 
Type
Policy Term
Expiration
Policy Number
Line of Coverage
Carrier
Blended Program
5/1/07 - 5/1/08
 
509/QA015407
Primary
Lloyds of London
Blended Program
5/1/07 - 5/1/08
 
IPR 3757675-02
1st Excess
Zurich
Blended Program
5/1/07 - 5/1/08
 
6804-4507
2nd Excess
Federal Insurance Co.
Blended Program
5/1/07 - 5/1/08
 
741-99-20
3rd Excess
National Union Fire Insurance Co.
Blended Program
5/1/07 – 5/1/08
 
BFI0014974-01
3rd Excess
Arch
Financial Institution Bond
5/1/07 - 5/1/08
 
509/QA015607
Excess FIB/ECCP
Lloyds of London
Blended Program
5/1/08 - 5/1/09
 
FD0806211
Primary
Lloyds of London
Blended Program
5/1/08 - 5/1/09
 
14-MG-08-A9112
1st Excess
HCC
Blended Program
5/1/08 - 5/1/09
 
C009430/001
2nd Excess
Allied World Assurance Co.
Blended Program
5/1/08 - 5/1/09
 
00-474-69-61
3rd Excess
AIG Casualty Co
Blended Program
5/1/08 - 5/1/09
 
DOX G23646298 001
4th Excess
ACE USA Professional Risk
Financial Institution Bond
5/1/08 - 5/1/09
9/26/08
8212-6709
Excess FIB/ECCP
Federal Insurance Co.
Financial Institution Bond
5/1/08 - 5/1/09
9/26/08
478-11-50
Excess FIB/ECCP
National Union Fire Insurance Co.
Financial Institution Bond
5/1/08 - 5/1/09
9/26/08
FID 596698800
Excess FIB/ECCP
Zurich
Blended Program = Financial Institution Bond, Electronic and Computer Crime, Banker’s Professional Liability, Employment Practices Liability and Fiduciary Liability coverage.
 
FIB = Financial Institution Bond
 
Directors & Officers Insurance:
 
Type
Policy Term
Expiration
Policy Number
Line of Coverage
Carrier
ABC D&O
5/01/07 – 05/01/08
 
741-98-06
Primary
Chartis
ABC D&O
5/01/07 – 05/01/08
 
ELU097687-07
1st Excess
XL Specialty Insurance Co.
ABC D&O
5/01/07 – 05/01/08
 
00 DA 1497374-07
2nd Excess
Twin City Fire Insurance Co.
ABC D&O
5/01/07 – 05/01/08
 
DOX G21669994 004
3rd Excess
ACE American Insurance Co.
ABC D&O
5/01/07 – 05/01/08
 
DOX0006090-02
4th Excess
Arch Insurance Group
ABC D&O
5/01/07 – 05/01/08
 
8208-3395
5th Excess
Federal Insurance Co.
ABC D&O
5/01/07 – 05/01/08
 
287127607
5th Excess
Continental Casualty Co.
ABC D&O
5/01/07 – 05/01/08
 
590CM2684
6th Excess
St. Paul Travelers Inc.
ABC D&O
5/01/07 – 05/01/08
 
G238226001
7th Excess
Ace Westchester
ABC D&O
5/01/07 – 05/01/08
 
HS625033
7th Excess
RSUI Group, Inc.
 
 
 
 
SCHEDULE 2.11(a)-1

 
 
 
Type
Policy Term
Expiration
Policy Number
Line of Coverage
Carrier
ABC D&O
5/01/07 – 05/01/08
 
347-2092
8th Excess
National Union Fire Insurance Co.
Side A
5/01/07 – 05/01/08
 
ELU097685-07
Primary Side A
XL Specialty Insurance Co.
Side A
5/01/07 – 05/01/08
 
6802-6117
Side A 1st Excess
Federal Insurance Co.
Side A
5/01/07 – 05/01/08
 
00DA021819707
Side A 2nd Excess
Twin City Fire Insurance Co.
Side A
5/01/07 – 05/01/08
 
287127641
Side A 3rd Excess
CNA Global Specialty Lines
Side A
5/01/07 – 05/01/08
 
RNN713043/01/2007
Side A 3rd Excess
Axis Financial Insurance
Side A
5/01/07 – 05/01/08
 
QA015507
Side A 4th Excess
Lloyds of London
ABC D&O
5/1/08 - 5/1/09
 
ELU104380-08
Primary
XL Specialty Insurance Co.
ABC D&O
5/1/08 - 5/1/09
 
463-33-47
1st Excess
National Union Fire Insurance Co.
Side A
5/1/08 - 5/1/09
 
287127641
Primary Side A
Columbia Casualty Co.
Side A
5/1/08 - 5/1/09
 
MNN 713043/01/2008
Side A 1st Excess
Axis Insurance Co.
Side A
5/1/08 - 5/1/09
 
DOX G21669994 005
Side A 2nd Excess
ACE USA Professional Risk
Side A
5/1/08 - 5/1/09
 
ABX0027001-00
Side A 3rd Excess
Arch Insurance Co.
Side A
5/1/08 - 5/1/09
 
NHS628955
Side A 4th Excess
RSUI Indemnity Co.
Side A
5/1/08 - 5/1/09
 
358-0734
Side A 5th Excess
AIG Casualty Co.
Side A
5/1/08 - 5/1/09
 
14-MG-08-A9106
Side A 6th Excess
Houston Casualty Co.
Side A
5/1/08 - 5/1/09
 
B0509QA027908
Side A 7th Excess
Lloyd's of London
Side A
5/1/08 - 5/1/09
 
C009436/001
Side A 8th Excess
Allied World Assurance Co.
Side A
5/1/08 - 5/1/09
 
XMI0800039
Side A 9th Excess
Scottsdale Indemnity Co.
DIP D&O (Post-petition)
9/26/08-9/26/09
 
ELU108345-08
1st Extension
XL Specialty Insurance Co.
DIP D&O (Post-petition)
9/26/09-9/26/10
 
ELU108345-08
2nd Extension
XL Specialty Insurance Co.
D&O Run-off (Pre-petition)
9/26/08-5/1/10
 
ELU104380-08
1st Extension
XL Specialty Insurance Co.
D&O Run-off (Pre-petition)
5/1/10-5/1/12
 
ELU104380-08
2nd Extension
XL Specialty Insurance Co.

 





 
 
SCHEDULE 2.11(a)-2

 

SCHEDULE 2.15(a)
 

 
LIST OF CLAIMS ASSOCIATED
WITH VISA SHARES
 
 
 
 
 
 
 
 
 
 
 
 


SCHEDULE 2.15(a)
 
 

 


Claim No.
Name
Total Filed
Claim Amount
Debtor Name
Nature
2483
Visa USA Inc
Unliquidated
WMI
GUC & Secured
2787
JPMorgan Chase Bank National Association
Unliquidated
WMI
GUC & Secured
2812
David L Mitchell Esq and Thomas B Hatch Esq.
5,064,200,000
WMI
GUC
3260
JPMorgan Chase Bank National Association
Unliquidated
WMI
GUC & Secured

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
SCHEDULE 2.15(a)-1
 
 

 

SCHEDULE 2.21
 

 
LIST OF BKK-RELATED POLICIES
AND BKK-RELATED CARRIERS
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


SCHEDULE 2.21
 
 

 

BKK-RELATED POLICIES
 
CARRIER
POLICY
YEARS
Aetna/Associated Int’l Ins. Co.
59XN20WCA and all policies identified as underlying insurance in such policy
4/1/85 – 4/1/86
Aetna/Travelers
59XN10WCA and all policies identified as underlying insurance in such policy
04/01/84 – 04/01/85
Aetna/Travelers
59XN6WCA and all policies identified as underlying insurance in such policy
04/01/83 – 04/01/84
Aetna/Travelers
33AL800011SC(Y)
04/01/68 – 05/16/71
American Home/AIG
275-00-26 and all policies identified as underlying insurance in such policy
Excess Umbrella
11/28/72 – 11/28/75
American Home/AIG
359-15-34 and all policies identified as underlying insurance in such policy
Excess Umbrella
04/01/75 – 04/01/78
Central National of Omaha (ACE)
CNU 16-38-24
04/01/82 – 04/01/83
Central National of Omaha (ACE)
CNU 00-14-16 and all policies identified as underlying insurance in such policy
04/01/83 – 04/01/84
Century Indemnity Company (ACE)
CIU 55-05-74 and all policies identified as underlying insurance in such policy
04/01/84 – 04/01/85
Century Indemnity Company (ACE)
CIU 551990 and all policies identified as underlying insurance in such policy
04/01/85 – 04/01/86
Century Indemnity Company (ACE)
CIU 55-25-53 and all policies identified as underlying insurance in such policy
4/1/86 – 4/1/87
 
 

 
SCHEDULE 2.21-1
 
 

 


Federal Insurance Company
79205803 and all policies identified as underlying insurance
04/01/75 – 04/01/78
Federal Insurance Company
FMP6825264 (64A, 64B 64C)
05/16/71 – 05/16/76
Federal Insurance Company
3510-74-10
12/31/76 – 04/01/86
Federal Insurance Company
GLP(85)7143-81-57
04/01/80 – 04/01/86
Federal Insurance Company
GLP(79)7762-37-44
04/01/72 – 12/31/79
Fireman’s Fund Ins. Co.
XLX 1438712 and all policies identified as underlying insurance in such policy
04/01/83 - 04/01/84
Fireman’s Fund Ins. Co.
TP 60435
04/01/65 – 04/01/68
Fireman’s Fund Ins. Co.
XLX 1619882 and all policies identified as underlying insurance in such policy
04/01/84 – 04/01/85
Fireman’s Fund Ins. Co.
XLX 1689534 and all policies identified as underlying insurance in such policy
04/01/85 – 04/01/86
Pacific Indemnity Co.
LC77187488
04/01/63 – 04/01/65
U.S. Fire Ins. Co.
CCL 142226 and all policies identified as underlying insurance in such policy
04/01/63 – 04/01/66
U.S. Fire Ins. Co.
CCL 208348 and all policies identified as underlying insurance in such policy
04/01/66 – 04/01/69
U.S. Fire Ins. Co.
DCL 494927 and all policies identified as underlying insurance in such policy
04/01/69 – 04/01/72
Any other policies that may be identified as possibly providing coverage for the liabilities identified as the BKK Liabilities

 
 

 

SCHEDULE 2.21-2
 
 

 

SCHEDULE 2.23
 

 
LIST OF CLAIMS ASSOCIATED
WITH BONDING CLAIMS
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 



SCHEDULE 2.23
 
 

 


Lakeview Claim
     
         
POC #
Claimant Name
Filed Claim Amount
Debtor
Nature
2838
RICHARD GREGORY SKINNER
$214,699.00
Washington Mutual,
Inc.
Priority



Safeco Surety Bond Claim
       
           
Date Filed
Claim No.
Name
Total Field
Claim Amount
Debtor Name
Nature
08/12/2009
3760
Safeco Insurance Company of America
2,701,755
WMI
Secured
08/12/2009
3760
Safeco Insurance Company of America
222,798,245
WMI
General
Unsecured
 
 
 
 
 
 
 
 
 
 

 

SCHEDULE 2.23
 
 

 

SCHEDULE 3.1(a)
 

 
LIST OF ORDINARY COURSE PROFESSIONALS
 
 
 
 
 
 
 
 
 
 
 
 
 

 

SCHEDULE 3.1(a)
 
 

 

Kathleen C. Dewar
Christy Vernor, CPA
60th Street Advisors/Carey M. Bregnan


 
 
 
 
 
 
 
 
 
 

SCHEDULE 3.1(a)
 
 

 

SCHEDULE 3.1(b)
 

 
LIST OF POST-PETITION DATE AGREEMENTS
RE:  WMI ENTITIES
 
 
 
 
 
 
 
 
 
 
 




SCHEDULE 3.1(b)
 
 

 

1.  
Agreement Regarding WaMu Savings Plan, dated as of June 16, 2009, between Washington Mutual, Inc., JPMorgan Chase Bank, N.A. and their respective affiliates and subsidiaries.
 
2.  
Assignment of Trust Agreement, dated as of August 10, 2009, between Washington Mutual, Inc. and Fidelity Management Trust Company, consented to by JPMorgan Bank Chase Bank, N.A.
 
3.  
Agreement, dated October ___, 2009, between Ahmanson Obligation Company and JPMorgan Chase Bank, N.A.
 
4.  
Stipulation and Agreement , dated October 9, 2009 among Washington Mutual, Inc. and WMI Investment Corporation (collectively, the “Debtors”), Dell Marketing L.P. and JPMorgan Chase Bank, N.A. resolving Motion of Debtors Pursuant to Rule 9024 of the Federal Rules of Bankruptcy Procedure for Reconsideration of the Order Approving That Certain Stipulation by an between Debtors and Dell Marketing, L.P., dated December 17, 2008.
 
5.  
Agreement Regarding Reconciliation of State Tax Refunds entered into by and among Washington Mutual, Inc., JPMorgan Chase Bank, N.A. and Federal Deposit Corporation, dated May 29, 2009.
 
6.  
Limited Power of Attorney by Ahmanson Obligation Company in favor of JPMorgan Chase Bank, N.A. regarding servicing and administration of certain mortgage loans, , dated September 29, 2009.
 
7.  
Settlement Agreement, dated ___, 2010, by and among Zurich American Insurance Company and its subsidiaries and affiliated companies, Washington Mutual, Inc., WMI Investment Corp. and JPMorgan Chase Bank, N.A.
 
8.  
Settlement Agreement, dated ___, 2010, by and among Old Republic Insurance Company and its subsidiaries and affiliated companies, Washington Mutual, Inc., WMI Investment Corp. and JPMorgan Chase Bank, N.A.
 
9.  
Settlement Agreement, dated ___, 2010, by and among Lumbermens Mutual Casualty Company, American Motorists Insurance Company, American Manufacturing Mutual Insurance Company, American Protection Insurance Company, Washington Mutual, Inc., WMI Investment Corp. and JPMorgan Chase Bank, N.A.
 
10.  
Agreement, dated November 24, 2008, by and between Washington Mutual, Inc. and JPMorgan Chase Bank, N.A. for indemnification of JPMorgan Chase Bank, N.A. for certain work relating to Internal Revenue Code Section 409A.
 
 
 
 
SCHEDULE 3.1(b)-1

 
 
 
 
11.  
Letter Agreement, dated April 9, 2010, entered into between JPMorgan Chase Bank, N.A. and NorLease Inc. and acknowledged and consented to in part by Washington Mutual, Inc.
 
12.  
Assignment And Assumption Agreement, dated as of February 10, 2009, among Washington Mutual, Inc., JPMorgan Chase Bank, N.A., and PGA Plaza Associates, Ltd.
 
13.  
Assignment And Assumption Agreement, dated as of February 10, 2009, among Washington Mutual, Inc., JPMorgan Chase Bank, N.A., and Batac Corporation.
 
 
 
 
 
 
 
 
 
 
 
 
 

 

 
 
SCHEDULE 3.1(b)-2

 

SCHEDULE 3.2
 

 
LIST OF POST-PETITION DATE AGREEMENT
RE:  JPMC ENTITIES
 
 
 
 
 
 
 
 
 
 
 



SCHEDULE 3.2
 
 

 

1.  
Agreement Regarding WaMu Savings Plan, dated as of June 16, 2009, between Washington Mutual, Inc., JPMorgan Chase Bank, N.A. and their respective affiliates and subsidiaries.
 
2.  
Assignment of Trust Agreement, dated as of August 10, 2009, between Washington Mutual, Inc. and Fidelity Management Trust Company, consented to by JPMorgan Bank Chase Bank, N.A.
 
3.  
Agreement, dated October ___, 2009, between Ahmanson Obligation Company and JPMorgan Chase Bank, N.A.
 
4.  
Stipulation and Agreement , dated October 9, 2009 among Washington Mutual, Inc. and WMI Investment Corporation (collectively, the “Debtors”), Dell Marketing L.P. and JPMorgan Chase Bank, N.A. resolving Motion of Debtors Pursuant to Rule 9024 of the Federal Rules of Bankruptcy Procedure for Reconsideration of the Order Approving That Certain Stipulation by an between Debtors and Dell Marketing, L.P., dated December 17, 2008.
 
5.  
Agreement Regarding Reconciliation of State Tax Refunds entered into by and among Washington Mutual, Inc., JPMorgan Chase Bank, N.A. and Federal Deposit Corporation, dated May 29, 2009.
 
6.  
Limited Power of Attorney by Ahmanson Obligation Company in favor of JPMorgan Chase Bank, N.A. regarding servicing and administration of certain mortgage loans, , dated September 29, 2009.
 
7.  
Settlement Agreement, dated ___, 2010, by and among Zurich American Insurance Company and its subsidiaries and affiliated companies, Washington Mutual, Inc., WMI Investment Corp. and JPMorgan Chase Bank, N.A.
 
8.  
Settlement Agreement, dated ___, 2010, by and among Old Republic Insurance Company and its subsidiaries and affiliated companies, Washington Mutual, Inc., WMI Investment Corp. and JPMorgan Chase Bank, N.A.
 
9.  
Settlement Agreement, dated ___, 2010, by and among Lumbermens Mutual Casualty Company, American Motorists Insurance Company, American Manufacturing Mutual Insurance Company, American Protection Insurance Company, Washington Mutual, Inc., WMI Investment Corp. and JPMorgan Chase Bank, N.A.
 
10.  
Agreement, dated November 24, 2008, by and between Washington Mutual, Inc. and JPMorgan Chase Bank, N.A. for indemnification of JPMorgan Chase Bank, N.A. for certain work relating to Internal Revenue Code Section 409A.
 
 
 
 
SCHEDULE 3.2-1

 
 
 
 
11.  
Letter Agreement, dated April 9, 2010, entered into between JPMorgan Chase Bank, N.A. and NorLease Inc. and acknowledged and consented to in part by Washington Mutual, Inc.
 
12.  
Assignment And Assumption Agreement, dated as of February 10, 2009, among Washington Mutual, Inc., JPMorgan Chase Bank, N.A., and PGA Plaza Associates, Ltd.
 
13.  
Assignment And Assumption Agreement, dated as of February 10, 2009, among Washington Mutual, Inc., JPMorgan Chase Bank, N.A., and Batac Corporation.
 
 
 
 
 
 
 
 
 
 
 

 

 
 
SCHEDULE 3.2-2

 

SCHEDULE 3.3
 

 
LIST OF POST-PETITION DATE AGREEMENTS
RE:  FDIC ENTITIES
 
 
NONE
 
 
 
 
 
 
 
 
 
 

SCHEDULE 3.3
 
 

 

SCHEDULE 3.5
 

 
LIST OF POST-PETITION DATE AGREEMENTS
RE:  CREDITORS’ COMMITTEE
 
 
NONE
 
 
 
 
 
 
 
 
 
 
 
SCHEDULE 3.5