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CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (Parenthetical) - USD ($)
$ in Thousands

Sep. 30, 2023

Dec. 31, 2022

Pledged assets included in cash and cash equivalents

$ 866,501

$ 1,424,160

Pledged assets in securities

^[1]

69,860,730

65,789,907

^[2]

Pledged assets in loans, net

^[3]

1,793,140

1,809,832

^[2]

Pledged assets included in mortgage servicing rights

$ 2,234,813

$ 1,748,209

^[2]

Preferred stock, par value (USD per share)

$ 0.01

$ 0.01

Preferred stock authorized (shares)

63,500,000

63,500,000

Preferred stock issued (shares)

63,500,000

63,500,000

Preferred stock outstanding (shares)

63,500,000

63,500,000

Common stock, par value (USD per share)

$ 0.01

$ 0.01

Common stock authorized (shares)

1,468,250,000

2,936,500,000

Common stock issued (shares)

494,814,038

468,309,810

Common stock outstanding (shares)

494,814,038

468,309,810

Residential Mortgage Loans

Loans held-for-sale

$ 1,100

$ 1,300

Consolidated VIEs

Cash and Cash Equivalents, at Carrying Value

3,600

2,200

Consolidated VIEs | Non-Agency Mortgage-Backed Securities

Mortgage-backed securities

1,300,000

1,000,000

Asset Pledged as Collateral

Pledged assets in securities

65,884,416

60,660,121

Pledged assets in loans, net

1,649,034

1,653,464

Pledged assets included in mortgage servicing rights

$ 1,135,798

$ 684,703

[1]	(3)Excludes $1.3 billion and $1.0 billion at September 30, 2023 and December 31, 2022, respectively, of non-Agency mortgage-backed securities in consolidated VIEs pledged as collateral and eliminated from the Company’s Consolidated Statements of Financial Condition.
[2]	(1)Derived from the audited consolidated financial statements at December 31, 2022.
[3]	(4)Includes $1.1 million and $1.3 million of residential mortgage loans held for sale at September 30, 2023 and December 31, 2022, respectively.

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