EX-1.01 2 tdsynnex-ex101rev052523.htm EX-1.01

Document

Exhibit 1.01

CONFLICT MINERALS REPORT

OVERVIEW

This report for the reporting period from January 1, 2022 to December 31, 2022 has been prepared by TD SYNNEX Corporation (the “Company,” “we,” “us” or “our”) pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). As used herein and consistent with the Conflict Minerals Rule, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin of the minerals or derivative metals.

We are a leading provider of a comprehensive range of distribution and integration solutions for the technology industry. We distribute IT hardware, software, and systems including personal computing devices and peripherals, mobile phones and accessories, printers, server and datacenter infrastructure, hybrid cloud, security, networking, communications and storage solutions, and system components. We also provide systems design and integration solutions. Our revenues for 2022 largely were from distribution and business services that were not in-scope for purposes of our compliance with the Conflict Minerals Rule.

PRODUCT SCOPING; REASONABLE COUNTRY OF ORIGIN INQUIRY; DUE DILIGENCE DETERMINATION

For 2022, a portion of our systems design and integration business involved our manufacture, through assembly or integration, of data center servers and storage products. 3TG were necessary to the functionality or

production of these manufactured products. Accordingly, these products were in-scope for purposes of our compliance with the Conflict Minerals Rule. Taken as a whole, our in-scope products contained one or more of 3TG.

We purchase only finished components and do not purchase 3TG directly from any smelter, refiner or mine. We have relationships with an extensive network of suppliers throughout the world, and we believe that there are generally multiple tiers between the mines, smelters, refiners and our direct suppliers. Therefore, we have requested our direct suppliers to work with their upstream suppliers so that they may provide us with information about the origin of 3TG in the components we purchase for inclusion in the products that we manufacture.

To determine whether any of the 3TG in the components contained in our data center servers and storage products originated in the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”), or were from recycled or scrap sources, we conducted a “reasonable country of origin inquiry” (“RCOI”) within the meaning of the Conflict Minerals Rule, requesting that suppliers of the components we included in our manufactured products for 2022 complete the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”), which includes questions regarding identified smelters and refiners in the supplier’s supply chain and the supplier’s compliance procedures. We determined that requesting that our suppliers complete the CMRT represented our reasonable best efforts to determine the mines or locations of origin of 3TG in our supply chain. Our RCOI utilized the processes and procedures contemplated by Steps 1 and 2 of the OECD Guidance (as defined below). Selected elements of those steps are discussed under “Due Diligence.”

A majority of the suppliers provided CMRT responses. Of the suppliers that completed CMRTs, the majority provided data at the company level, with a minority reporting at a level specific to the products or category of components that we purchased from them. For the suppliers that responded at the product level, some suppliers indicated that it was unknown if 3TG contained in their products were sourced from the Covered Countries, and some suppliers indicated that their products contain 3TG sourced from the Covered Countries, but

those suppliers also indicated that they require their direct suppliers to source the 3TG from smelters whose due diligence practices have been validated by an independent third party audit program.

After conducting an RCOI and exercising the due diligence described in this Conflict Minerals Report, as applicable, and in light of the limited information specific to our products provided to us by our suppliers, we concluded for 2022 that each of our data center servers and storage products contained 3TG of undetermined origin. Based on the information provided by the suppliers that completed CMRTs, we believe that the facilities used to process necessary 3TG contained in our in-scope products may include the smelters and refiners listed in the Annex at the end of this Conflict Minerals Report; we are not able to determine the countries of origin of the 3TG processed by such smelters and refiners. We endeavored to determine the mine or location of origin of the necessary 3TG contained in our in-scope products by requesting that the suppliers provide us with a completed CMRT and through the other procedures followed by us that are described in this Conflict Minerals Report.

DUE DILIGENCE

Our due diligence measures have been designed to conform, in all material respects, with the due diligence framework presented by the Organisation for Economic Co-operation and Development in the publication OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition), including the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”). The OECD Guidance has established a five-step framework for due diligence as a basis for responsible global supply chain management of minerals from conflict-affected and high-risk areas. Our implementation of the OECD Guidance in respect of 2022 is discussed below, but these were not all of the discrete measures that we took in furtherance of our conflict minerals policy (which is discussed below) or pursuant to the Conflict Minerals Rule and the OECD Guidance.

1.Establish Strong Company Management Systems

Our 3TG due diligence team was led by our Chief Legal Officer, and our President, Hyve Solutions, and included subject matter experts from legal, finance, supply chain, product management, sales, and environmental, social and governance.

We used the CMRT to identify smelters and refiners that were possibly in our supply chain. We maintain business records relating to 3TG due diligence in respect of 2022, including records of due diligence processes, findings and resulting decisions, on a computerized database, and relevant materials are preserved for appropriate periods consistent with the OECD Guidance.

We have a conflict minerals policy, which is available on our website at https://ir.tdsynnex.com/governance/default.aspx#section=governance-documents (the “Conflict Minerals Policy”). The Conflict Minerals Policy sets forth our expectation that the suppliers in our supply chain procure 3TG responsibly and avoid sourcing that funds armed conflict contributing to the crisis in the Covered Countries. Our Conflict Minerals Policy also sets forth

our expectation that our suppliers facilitate our efforts by providing us with appropriate information when we request, and conduct the necessary due diligence to identify smelters and refiners, from which the 3TG in their respective supply chains originate. We have a public email address (conflictmineralsinquiries@tdsynnex.com) available on our website for general inquiries and grievances regarding our 3TG program and sources of 3TG. This mechanism serves as our grievance mechanism.

We do not support the embargo of 3TG from the Covered Countries and other conflict-affected and high-risk regions and are supportive of suppliers continuing to source from responsible sources in those areas.

2.Identify and Assess Risks in the Supply Chain

To determine whether any of the necessary 3TG contained in our in-scope products originated in the Covered Countries, we requested that direct suppliers of the components we used in the in-scope products complete the CMRT. We requested our suppliers’ cooperation in gathering information from their respective suppliers.

We reviewed the completed CMRTs received from our suppliers. To the extent that a CMRT identified a smelter or refiner, we reviewed that information against the Smelter Look-up tab list of the CMRT and the list of “Conformant” and “Active” smelters and refiners published by the RMI. We also used the CMRT responses to review our direct suppliers’ due diligence activities, such as whether they had a conflict minerals policy and required their own suppliers to source from Conformant sources.

3.Design and Implement a Strategy to Respond to Identified Risks

Senior management was briefed about our due diligence efforts. We have a risk management plan that outlines our responses in general terms to identified risks.

4.Carry Out Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

In connection with our due diligence, we utilized and relied on information made available by the RMI concerning independent third-party audits of smelters and refiners. We do not have a direct relationship with any smelters or refiners and do not perform or direct audits of those entities within our supply chain.

5.Report on Supply Chain Due Diligence

This Conflict Minerals Report and our Form SD are available on our website and are filed with the Securities and Exchange Commission. Based on the information provided by our suppliers, we believe that the facilities used to process the 3TG in our products may include the smelters and refiners listed in the Annex below.

ANNEX

Capitalized terms used and not otherwise defined in this Annex have the meanings set forth in the Conflict Minerals Report of which this Annex is a part.

Smelters and Refiners (1)

The following list includes smelters and refiners in “product” level CMRTs that we received. The list may not include all of the smelters and refiners that processed 3TG in the products that we manufactured for 2022 and may include smelters and refiners that processed 3TG in the general category of components a supplier sells but were not in the individual components we purchased from the supplier, as (i) the list contains only smelters and refiners listed as smelters and refiners by the RMI, (ii) not all of our suppliers completed CMRTs, and (iii) not all of our suppliers confirmed to us that their CMRTs were limited to only the individual components we purchased.

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Gold			8853 S.p.A.			Italy			On Smelter Look-up Tab List Only
Gold			Abington Reldan Metals, LLC			United States of America			Conformant
Gold			Advanced Chemical Company			United States of America			On Smelter Look-up Tab List Only
Gold			Agosi AG			Germany			On Smelter Look-up Tab List Only
Gold			Aida Chemical Industries Co., Ltd.			Japan			Conformant
Gold			Al Etihad Gold Refinery DMCC			United Arab Emirates			On Smelter Look-up Tab List Only
Gold			Allgemeine Gold-und Silberscheideanstalt A.G.			Germany			On Smelter Look-up Tab List Only
Gold			Almalyk Mining and Metallurgical Complex (AMMC)			Uzbekistan			On Smelter Look-up Tab List Only

A-1

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Gold			AngloGold Ashanti Córrego do Sítio Mineração			Brazil			On Smelter Look-up Tab List Only
Gold			Argor-Heraeus SA			Switzerland			On Smelter Look-up Tab List Only
Gold			Asahi Pretec Corp.			Japan			On Smelter Look-up Tab List Only
Gold			Asahi Refining Canada Ltd.			Canada			On Smelter Look-up Tab List Only
Gold			Asahi Refining USA Inc.			United States of America			On Smelter Look-up Tab List Only
Gold			Asaka Riken Co., Ltd.			Japan			Conformant
Gold			Aurubis AG			Germany			On Smelter Look-up Tab List Only
Gold			Bangalore Refinery			India			Conformant
Gold			Bangko Sentral ng Pilipinas (Central Bank of the Philippines)			Philippines			On Smelter Look-up Tab List Only
Gold			Boliden AB			Sweden			On Smelter Look-up Tab List Only
Gold			C. Hafner GmbH + Co. KG			Germany			On Smelter Look-up Tab List Only
Gold			CCR Refinery - Glencore Canada Corporation			Canada			On Smelter Look-up Tab List Only
Gold			Cendres + Metaux S.A.			Switzerland			On Smelter Look-up Tab List Only
Gold			Chimet S.p.A.			Italy			On Smelter Look-up Tab List Only
Gold			Chugai Mining			Japan			Conformant
Gold			Daye Non-Ferrous Metals Mining Ltd.			China			On Smelter Look-up Tab List Only

A-2

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Gold			DODUCO Contacts and Refining GmbH			Germany			On Smelter Look-up Tab List Only
Gold			Dowa			Japan			Conformant
Gold			DSC (Do Sung Corporation)			Republic of Korea			Conformant
Gold			Eco-System Recycling Co., Ltd. East Plant			Japan			Conformant
Gold			Eco-System Recycling Co., Ltd. North Plant			Japan			Conformant
Gold			Eco-System Recycling Co., Ltd. West Plant			Japan			Conformant
Gold			Emirates Gold DMCC			United Arab Emirates			Conformant
Gold			Geib Refining Corporation			United States of America			Conformant
Gold			Gold Refinery of Zijing Mining Group Co., Ltd.			China			On Smelter Look-up Tab List Only
Gold			Great Wall Precious Metals Co., Ltd. of CBPM			China			On Smelter Look-up Tab List Only
Gold			Heimerle + Meule GmbH			Germany			On Smelter Look-up Tab List Only
Gold			Heraeus Germany GmbH Co. KG			Germany			Conformant
Gold			Heraeus Metals Hong Kong Ltd.			China			On Smelter Look-up Tab List Only
Gold			Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.			China			On Smelter Look-up Tab List Only
Gold			Ishifuku Metal Industry Co., Ltd.			Japan			On Smelter Look-up Tab List Only
Gold			Istanbul Gold Refinery			Turkey			On Smelter Look-up Tab List Only
Gold			Italpreziosi			Italy			On Smelter Look-up Tab List Only
Gold			Japan Mint			Japan			On Smelter Look-up Tab List Only

A-3

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Gold			Jiangxi Copper Co., Ltd.			China			On Smelter Look-up Tab List Only
Gold			JX Nippon Mining & Metals Co., Ltd.			Japan			On Smelter Look-up Tab List Only
Gold			Kazzinc			Kazakhstan			On Smelter Look-up Tab List Only
Gold			Kennecott Utah Copper LLC			United States of America			On Smelter Look-up Tab List Only
Gold			KGHM Polska Miedz Spolka Akcyjna			Poland			On Smelter Look-up Tab List Only
Gold			Kojima Chemicals Co., Ltd.			Japan			Conformant
Gold			Korea Zinc Co., Ltd.			Republic of Korea			Conformant
Gold			Kyrgyzaltyn JSC			Kyrgyzstan			On Smelter Look-up Tab List Only
Gold			L’Orfebre S.A.			Andorra			Conformant
Gold			LS-NIKKO Copper Inc.			Republic of Korea			On Smelter Look-up Tab List Only
Gold			LT Metal Ltd.			Republic of Korea			Conformant
Gold			Materion			United States of America			Conformant
Gold			Matsuda Sangyo Co., Ltd.			Japan			On Smelter Look-up Tab List Only
Gold			Metal Concentrators SA (Pty) Ltd.			South Africa			On Smelter Look-up Tab List Only
Gold			Metalor Technologies (Hong Kong) Ltd.			China			On Smelter Look-up Tab List Only
Gold			Metalor Technologies (Singapore) Pte., Ltd.			Singapore			On Smelter Look-up Tab List Only
Gold			Metalor Technologies (Suzhou) Ltd.			China			On Smelter Look-up Tab List Only
Gold			Metalor Technologies S.A.			Switzerland			On Smelter Look-up Tab List Only
Gold			Metalor USA Refining Corporation			United States of America			On Smelter Look-up Tab List Only

A-4

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Gold			Metalurgica Met-Mex Penoles S.A. De CV			Mexico			On Smelter Look-up Tab List Only
Gold			Mitsubishi Materials Corporation			Japan			On Smelter Look-up Tab List Only
Gold			Mitsui Mining and Smelting Co., Ltd.			Japan			On Smelter Look-up Tab List Only
Gold			MMTC-PAMP India Pvt., Ltd.			India			On Smelter Look-up Tab List Only
Gold			Nadir Metal Rafineri San. Ve Tic. A.S.			Turkey			On Smelter Look-up Tab List Only
Gold			Navoi Mining and Metallurgical Combinat			Uzbekistan			On Smelter Look-up Tab List Only
Gold			NH Recytech Company			Republic of Korea			Conformant
Gold			Nihon Material Co., Ltd.			Japan			On Smelter Look-up Tab List Only
Gold			Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH			Austria			On Smelter Look-up Tab List Only
Gold			Ohura Precious Metal Industry Co., Ltd.			Japan			Conformant
Gold			PAMP S.A.			Switzerland			On Smelter Look-up Tab List Only
Gold			Planta Recuperadora de Metales SpA			Chile			Conformant
Gold			PT Aneka Tambang (Persero) Tbk			Indonesia			On Smelter Look-up Tab List Only
Gold			PX Précinox S.A.			Switzerland			On Smelter Look-up Tab List Only
Gold			Rand Refinery (Pty) Ltd.			South Africa			On Smelter Look-up Tab List Only
Gold			REMONDIS PMR B.V.			Netherlands			Conformant
Gold			Royal Canadian Mint			Canada			On Smelter Look-up Tab List Only
Gold			SAAMP			France			On Smelter Look-up Tab List Only

A-5

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Gold			Safimet S.p.A			Italy			On Smelter Look-up Tab List Only
Gold			SAFINA A.S.			Czechia			Conformant
Gold			Samduck Precious Metals			Republic of Korea			On Smelter Look-up Tab List Only
Gold			SEMPSA Joyería Platería S.A.			Spain			On Smelter Look-up Tab List Only
Gold			Shandong Gold Smelting Co., Ltd.			China			On Smelter Look-up Tab List Only
Gold			Shandong Zhaojin Gold & Silver Refinery Co., Ltd..			China			On Smelter Look-up Tab List Only
Gold			Sichuan Tianze Precious Metals Co., Ltd.			China			On Smelter Look-up Tab List Only
Gold			Singway Technology Co., Ltd.			Taiwan, Province of China			On Smelter Look-up Tab List Only
Gold			Solar Applied Materials Technology Corp.			Taiwan, Province of China			On Smelter Look-up Tab List Only
Gold			Sumitomo Metal Mining Co., Ltd.			Japan			On Smelter Look-up Tab List Only
Gold			SungEel HiMetal Co., Ltd.			Republic of Korea			Conformant
Gold			T.C.A S.p.A			Italy			On Smelter Look-up Tab List Only
Gold			Tanaka Kikinzoku Kogyo K.K.			Japan			On Smelter Look-up Tab List Only
Gold			Tokuriki Honten Co., Ltd.			Japan			On Smelter Look-up Tab List Only
Gold			TOO Tau-Ken-Altyn			Kazakhstan			On Smelter Look-up Tab List Only
Gold			Torecom			Republic of Korea			Conformant
Gold			Umicore Precious Metals Thailand			Thailand			On Smelter Look-up Tab List Only
Gold			Umicore S.A. Business Unit Precious Metals Refining			Belgium			On Smelter Look-up Tab List Only

A-6

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Gold			United Precious Metal Refining, Inc.			United States of America			Conformant
Gold			Valcambi SA			Switzerland			On Smelter Look-up Tab List Only
Gold			Western Australian Mint (T/a The Perth Mint)			Australia			On Smelter Look-up Tab List Only
Gold			WIELAND Edelmetalle GmbH			Germany			On Smelter Look-up Tab List Only
Gold			Yamakin Co., Ltd.			Japan			Conformant
Gold			Yokohama Metal Co., Ltd.			Japan			Conformant
Gold			Zhongyuan Gold Smelter of Zhongjin Gold Corporation			China			On Smelter Look-up Tab List Only
Tantalum			AMG Brasil			Brazil			Conformant
Tantalum			Changsha South Tantalum Niobium Co., Ltd.			China			On Smelter Look-up Tab List Only
Tantalum			D Block Metals, LLC			United States of America			Conformant
Tantalum			F&X Electro-Materials Ltd.			China			Conformant
Tantalum			FIR Metals & Resource Ltd.			China			Conformant
Tantalum			Global Advanced Metals Aizu			Japan			Conformant
Tantalum			Global Advanced Metals Boyertown			United States of America			Conformant
Tantalum			H.C. Starck Hermsdorf GmbH			Germany			On Smelter Look-up Tab List Only
Tantalum			H.C. Starck Inc.			United States of America			On Smelter Look-up Tab List Only
Tantalum			Hengyang King Xing Lifeng New Materials Co., Ltd.			China			Conformant
Tantalum			Jiangxi Dinghai Tantalum & Niobium Co., Ltd.			China			Conformant
Tantalum			Jiangxi Tuohong New Raw Material			China			Conformant
Tantalum			Jiujiang JinXin Nonferrous Metals Co., Ltd.			China			Conformant
Tantalum			Jiujiang Tanbre Co., Ltd.			China			Conformant
Tantalum			Jiujiang Zhongao Tantalum & Niobium Co., Ltd.			China			Conformant
Tantalum			KEMET de Mexico			Mexico			Conformant
Tantalum			LSM Brasil S.A.			Brazil			On Smelter Look-up Tab List Only
Tantalum			Metallurgical Products India Pvt., Ltd.			India			Conformant
Tantalum			Mineracao Taboca S.A.			Brazil			Conformant
Tantalum			Mitsui Mining & Smelting Co., Ltd.			Japan			Conformant

A-7

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Tantalum			Ningxia Orient Tantalum Industry Co., Ltd.			China			Conformant
Tantalum			NPM Silmet AS			Estonia			Conformant
Tantalum			QuantumClean			United States of America			Conformant
Tantalum			Resind Industria e Comercio Ltda.			Brazil			Conformant
Tantalum			RFH Yancheng Jinye New Material Technology Co., Ltd			China			Conformant
Tantalum			Taki Chemicals Co., Ltd.			Japan			Conformant
Tantalum			TANIOBIS Co., Ltd.			Thailand			Conformant
Tantalum			TANIOBIS GmbH			Germany			Conformant
Tantalum			TANIOBIS Japan Co., Ltd.			Japan			Conformant
Tantalum			TANIOBIS Smelting GmbH & Co. KG			Germany			Conformant
Tantalum			Telex Metals			United States of America			Conformant
Tantalum			Ulba Metallurgical Plant JSC			Kazakhstan			Conformant
Tantalum			XIMEI RESOURCES (GUANGDONG) LIMITED			China			Conformant
Tantalum			XinXing HaoRong Electronic Material Co., Ltd.			China			Conformant
Tantalum			Yanling Jincheng Tantalum & Niobium Co., Ltd.			China			Conformant
Tin			Alpha			United States of America			Conformant
Tin			Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.			China			Conformant
Tin			Chifeng Dajingzi Tin Industry Co., Ltd.			China			Conformant
Tin			China Tin Group Co., Ltd.			China			Conformant
Tin			China Yunnan Tin Co Ltd.			China			On Smelter Look-up Tab List Only
Tin			CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda			Brazil			Conformant
Tin			CRM Synergies			Spain			Conformant
Tin			CV Venus Inti Perkasa			Indonesia			Conformant
Tin			Dowa			Japan			Conformant
Tin			EM Vinto			Bolivia (Plurinational State of)			Conformant
Tin			Estanho de Rondonia S.A.			Brazil			Conformant
Tin			Fabrica Auricchio Industria e Comercio Ltda.			Brazil			Conformant
Tin			Fenix Metals			Poland			Conformant
Tin			Gejiu Non-Ferrous Metal Processing Co., Ltd.			China			Conformant
Tin			Gejiu Zili Mining and Metallurgy Co., Ltd.			China			On Smelter Look-up Tab List Only
Tin			Guangdong Hanhe Non-Ferrous Metal Co., Ltd.			China			Conformant

A-8

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Tin			HuiChang Hill Tin Industry Co., Ltd.			China			Conformant
Tin			Jiangxi New Nanshan Technology Ltd.			China			Conformant
Tin			Luna Smelter, Ltd.			Rwanda			Conformant
Tin			Ma'anshan Weitai Tin Co., Ltd.			China			Conformant
Tin			Magnu's Minerais Metais e Ligas Ltda.			Brazil			Conformant
Tin			Malaysia Smelting Corporation (MSC)			Malaysia			Conformant
Tin			Metallic Resources, Inc.			United States of America			Conformant
Tin			Metallo Belgium N.V.			Belgium			On Smelter Look-up Tab List Only
Tin			Metallo Spain S.L.U.			Spain			On Smelter Look-up Tab List Only
Tin			Mineracao Taboca S.A.			Brazil			Conformant
Tin			Minsur			Peru			Conformant
Tin			Mitsubishi Materials Corporation			Japan			Conformant
Tin			O.M. Manufacturing (Thailand) Co., Ltd.			Thailand			Conformant
Tin			O.M. Manufacturing Philippines, Inc.			Philippines			Conformant
Tin			Operaciones Metalurgicas S.A.			Bolivia (Plurinational State of)			Conformant
Tin			PT Aries Kencana Sejahtera			Indonesia			Conformant
Tin			PT Artha Cipta Langgeng			Indonesia			Conformant
Tin			PT ATD Makmur Mandiri Jaya			Indonesia			Conformant
Tin			PT Babel Inti Perkasa			Indonesia			Conformant
Tin			PT Babel Surya Alam Lestari			Indonesia			Conformant
Tin			PT Bangka Serumpun			Indonesia			Conformant
Tin			PT Belitung Industri Sejahtera			Indonesia			Active
Tin			PT Bukit Timah			Indonesia			Conformant
Tin			PT Cipta Persada Mulia			Indonesia			Conformant
Tin			PT Menara Cipta Mulia			Indonesia			Conformant
Tin			PT Mitra Stania Prima			Indonesia			Conformant
Tin			PT Mitra Sukses Globalindo			Indonesia			Conformant
Tin			PT Prima Timah Utama			Indonesia			Conformant
Tin			PT Putera Sarana Shakti (PT PSS)			Indonesia			Conformant
Tin			PT Rajawali Rimba Perkasa			Indonesia			Conformant
Tin			PT Rajehan Ariq			Indonesia			Conformant
Tin			PT Refined Bangka Tin			Indonesia			Conformant

A-9

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Tin			PT Sariwiguna Binasentosa			Indonesia			Conformant
Tin			PT Stanindo Inti Perkasa			Indonesia			Conformant
Tin			PT Sukses Inti Makmur			Indonesia			Conformant
Tin			PT Timah Nusantara			Indonesia			Active
Tin			PT Timah Tbk Kundur			Indonesia			Conformant
Tin			PT Timah Tbk Mentok			Indonesia			Conformant
Tin			PT Tinindo Inter Nusa			Indonesia			On Smelter Look-up Tab List Only
Tin			PT Tommy Utama			Indonesia			Conformant
Tin			Resind Indústria e Comércio Ltda.			Brazil			Conformant
Tin			Rui Da Hung			Taiwan, Province of China			Conformant
Tin			Soft Metais Ltda.			Brazil			On Smelter Look-up Tab List Only
Tin			Super Ligas			Brazil			Active
Tin			Thai Nguyen Mining and Metallurgy Co., Ltd.			Viet Nam			Conformant
Tin			Thaisarco			Thailand			Conformant
Tin			Tin Smelting Branch of Yunnan Tin Co., Ltd.			China			Conformant
Tin			Tin Technology & Refining			United States of America			Conformant
Tin			White Solder Metalurgia e Mineração Ltda.			Brazil			Conformant
Tin			Yunnan Chengfeng Non-ferrous Metals Co., Ltd.			China			Conformant
Tin			Yunnan Gejiu Zili Metallurgy Co. Ltd.			China			On Smelter Look-up Tab List Only
Tungsten			ACL Metais Eireli			Brazil			On Smelter Look-up Tab List Only
Tungsten			A.L.M.T. Corp.			Japan			Conformant
Tungsten			Asia Tungsten Products Vietnam Ltd.			Viet Nam			Conformant
Tungsten			Chenzhou Diamond Tungsten Products Co., Ltd.			China			On Smelter Look-up Tab List Only
Tungsten			China Molybdenum Tungsten Co., Ltd.			China			Conformant
Tungsten			Chongyi Zhangyuan Tungsten Co., Ltd.			China			Conformant
Tungsten			Cronimet Brasil Ltda			Brazil			Conformant
Tungsten			Fujian Ganmin RareMetal Co., Ltd.			China			Conformant
Tungsten			Fujian Xinlu Tungsten Co., Ltd.			China			Conformant
Tungsten			Ganzhou Haichuang Tungsten Co., Ltd.			China			Conformant
Tungsten			Ganzhou Huaxing Tungsten Products Co., Ltd.			China			Conformant
Tungsten			Ganzhou Jiangwu Ferrotungsten Co., Ltd.			China			Conformant
Tungsten			Ganzhou Seadragon W & Mo Co., Ltd.			China			Conformant

A-10

Mineral			Smelter or Refiner Name			Smelter or Refiner Location			Compliance Status
Tungsten			Global Tungsten & Powders Corp.			United States of America			Conformant
Tungsten			Guangdong Xianglu Tungsten Co., Ltd.			China			Conformant
Tungsten			H.C. Starck Tungsten GmbH			Germany			Conformant
Tungsten			Hunan Chenzhou Mining Co., Ltd.			China			Conformant
Tungsten			Hunan Chunchang Nonferrous Metals Co., Ltd.			China			On Smelter Look-up Tab List Only
Tungsten			Japan New Metals Co., Ltd.			Japan			Conformant
Tungsten			Jiangwu H. C. Starck Tungsten Products Co., Ltd.			China			Conformant
Tungsten			Jiangxi Gan Bei Tungsten Co., Ltd.			China			Conformant
Tungsten			Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.			China			Conformant
Tungsten			Jiangxi Xinsheng Tungsten Industry Co., Ltd.			China			Conformant
Tungsten			Jiangxi Yaosheng Tungsten Co., Ltd.			China			Conformant
Tungsten			Jingmen Dewei GEM Tungsten Resources Recycling Co., Ltd.			China			On Smelter Look-up Tab List Only
Tungsten			Kennametal Fallon			United States of America			Conformant
Tungsten			Kennametal Huntsville			United States of America			Conformant
Tungsten			KGETS Co., Ltd.			Republic of Korea			Conformant
Tungsten			Lianyou Metals Co., Ltd.			Taiwan, Province of China			Conformant
Tungsten			Malipo Haiyu Tungsten Co., Ltd.			China			Conformant
Tungsten			Masan High-Tech Materials			Viet Nam			Conformant
Tungsten			Moliren Ltd.			Russian Federation			On Smelter Look-up Tab List Only
Tungsten			Niagara Refining LLC			United States of America			Conformant
Tungsten			Philippine Chuangxin Industrial Co., Inc.			Philippines			Conformant
Tungsten			TANIOBIS Smelting GmbH & Co. KG			Germany			Conformant
Tungsten			Wolfram Bergbau und Hütten AG			Austria			Conformant
Tungsten			Xiamen Tungsten (H.C.) Co., Ltd.			China			Conformant
Tungsten			Xiamen Tungsten Co., Ltd.			China			Conformant
Tungsten			Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.			China			Conformant

(1) We note the following in connection with the information contained in the foregoing table:

(a) All compliance status information in the table is based on information made publicly available by the RMI as of May 23, 2023.

A-11

(b) “Conformant” means that a smelter or refiner has successfully completed an assessment against the applicable Responsible Minerals Assurance Process (the “RMAP”) standard or an equivalent cross-recognized assessment. Included smelters and refiners were not necessarily Conformant for all or part of 2022 and may not continue to be Conformant for any future period.

(c) “Active” is a RMAP designation that means that the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. These may be in the pre-assessment, assessment, or corrective-action phases of the assessment.

(d) “On Smelter Look-up Tab List Only” means that a smelter or refiner is listed on the Smelter Look-up tab list of the CMRT, but is not listed as “Conformant” or “Active.”

(e) The compliance status and smelter and refiner location indicated in the table is based solely on information made publicly available by the RMI, without independent verification by us.

A-12