8-K 1 a17-3739_28k.htm 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report: February 2, 2017

CARPENTER TECHNOLOGY CORPORATION

(Exact name of registrant as specified in its charter)

Delaware |  | 1-5828 |  | 23-0458500
(State of or other jurisdiction of incorporation) |  | (Commission File Number) |  | (IRS Employer I.D. No.)

P.O. Box 14662 |  |
Reading, Pennsylvania |  | 19612-4662
(Address of principal executive offices) |  | (Zip Code)

(610) 208-2000
Registrant’s telephone number, including area code

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02 - Results of Operations and Financial Condition.

On February 2, 2017, Carpenter Technology Corporation held its second quarter fiscal 2017 earnings call, broadcast live by webcast. A copy of the slides presented during the call are furnished as Exhibit 99.1 to this Form 8-K and shall not be deemed to be “filed” for any purpose.

Item 9.01 - Financial Statements and Exhibits

(d) Exhibits

Exhibit No. |  | Description
99.1 |  | Slides presented during Carpenter Technology Corporation second quarter fiscal 2017 earnings call

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| CARPENTER TECHNOLOGY CORPORATION
| By | /s/ Damon J. Audia
|  | Damon J. Audia
|  | Senior Vice President — Finance and
|  | Chief Financial Officer
Date: February 3, 2017 |

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