<SEC-DOCUMENT>0001193125-19-158435.txt : 20190528
<SEC-HEADER>0001193125-19-158435.hdr.sgml : 20190528
<ACCEPTANCE-DATETIME>20190528170103
ACCESSION NUMBER:		0001193125-19-158435
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20181231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20181231
</ITEM>
</RULE>
FILED AS OF DATE:		20190528
DATE AS OF CHANGE:		20190528

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CROWN HOLDINGS INC
		CENTRAL INDEX KEY:			0001219601
		STANDARD INDUSTRIAL CLASSIFICATION:	METAL CANS [3411]
		IRS NUMBER:				753099507
		STATE OF INCORPORATION:			PA
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-50189
		FILM NUMBER:		19858509

	BUSINESS ADDRESS:	
		STREET 1:		770 TOWNSHIP LINE ROAD
		CITY:			YARDLEY
		STATE:			PA
		ZIP:			19067
		BUSINESS PHONE:		2156985100

	MAIL ADDRESS:	
		STREET 1:		770 TOWNSHIP LINE ROAD
		CITY:			YARDLEY
		STATE:			PA
		ZIP:			19067
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>d753128dsd.htm
<DESCRIPTION>FORM SD
<TEXT>
<HTML><HEAD>
<TITLE>Form SD</TITLE>
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="margin-top:4pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Washington, D.C. 20549 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM SD
</B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Specialized Disclosure Report </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:24pt; font-family:Times New Roman" ALIGN="center"><B>CROWN
HOLDINGS, INC. </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(Exact name of registrant as specified in its charter) </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:8pt" ALIGN="center">


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<TD VALIGN="top" ALIGN="center"><B>Pennsylvania</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B><FONT STYLE="white-space:nowrap">000-50189</FONT></B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B><FONT STYLE="white-space:nowrap">75-3099507</FONT></B></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(State or other jurisdiction of</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>incorporation or organization)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Commission</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>File Number)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(IRS Employer</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Identification No.)</B></P></TD></TR>
</TABLE> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" COLSPAN="3" ALIGN="center"><B>770 Township Line Road, Yardley, Pennsylvania</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>19067</B></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" COLSPAN="3" ALIGN="center"><B>(Address of principal executive offices)</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>(Zip Code)</B></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>David A. Beaver </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(215) <FONT STYLE="white-space:nowrap">698-5100</FONT> </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Name and telephone number, including area code, of the person to contact in connection with this report.) </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form
applies: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">&#9746;</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Rule <FONT STYLE="white-space:nowrap">13p-1</FONT> under the Securities Exchange Act (17 CFR 240.13p-1) for the
reporting period from January&nbsp;1 to December&nbsp;31, 2018. </P></TD></TR></TABLE> <P STYLE="font-size:10pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P>
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Section&nbsp;1 - Conflict Minerals Disclosure </B></P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="12%" VALIGN="top" ALIGN="left"><B>Item&nbsp;1.01</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Conflict Minerals Disclosure and Report </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Conflict Minerals Disclosure </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">This Specialized Disclosure
Report on Form SD and the Conflict Minerals Report, filed as Exhibit 1.01 hereto, are publicly available at <U>www.crowncork.com/investors/</U><U>sec</U><U>-filings</U> as well as the Securities and Exchange Commission&#146;s EDGAR database at
<U>www.sec.gov</U>. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="12%" VALIGN="top" ALIGN="left"><B>Item&nbsp;1.02</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Exhibit </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Section&nbsp;2 - Exhibits </B></P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="12%" VALIGN="top" ALIGN="left"><B>Item&nbsp;2.01</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Exhibits </B></P></TD></TR></TABLE>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Exhibit 1.01 &#150; <A HREF="d753128dex101.htm">Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. </A> </P>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURE </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly
authorized undersigned. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" COLSPAN="7">CROWN HOLDINGS, INC.</TD></TR>
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<TD HEIGHT="16"></TD>
<TD HEIGHT="16" COLSPAN="2"></TD>
<TD HEIGHT="16" COLSPAN="2"></TD>
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<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman"><I>/s/ David A. Beaver</I></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="right">May&nbsp;28, 2019</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">By:</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">David A. Beaver</TD>
<TD VALIGN="bottom">&nbsp;</TD>
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<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Vice President and Corporate Controller</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD></TR>
</TABLE>
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<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>d753128dex101.htm
<DESCRIPTION>EX-1.01
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<TITLE>EX-1.01</TITLE>
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 1.01 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Conflict Minerals Report of Crown Holdings, Inc. </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">This Conflict Minerals Report (&#147;<U>CMR</U>&#148;) of Crown Holdings, Inc. (&#147;<U>Crown</U>&#148; or the &#147;<U>Company</U>&#148;) for calendar year
2018 was prepared in accordance with Rule <FONT STYLE="white-space:nowrap">13p-1</FONT> under the Securities Exchange Act of 1934. Numerous terms in this CMR are defined in Rule <FONT STYLE="white-space:nowrap">13p-1</FONT> or in the related
Securities and Exchange Commission (&#147;<U>SEC</U>&#148;) Release <FONT STYLE="white-space:nowrap">No.&nbsp;34-67716</FONT> (August 22, 2012) and the reader is referred to the same for such definitions. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Business Overview </I></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Crown, through its subsidiaries, is a
leading supplier of packaging products to consumer marketing companies around the world. The Company determined that tin is contained in the tinplate steel it purchases for its metal packaging businesses. Additionally, the Company determined that
tin, tantalum, tungsten and gold (&#147;<U>3TG</U>&#148;) may be contained in certain purchased components of the high-performance <FONT STYLE="white-space:nowrap">can-making</FONT> machinery manufactured by the Company. The vast majority of
suppliers that supply the Company with products that contain <FONT STYLE="white-space:nowrap">non-tin</FONT> 3TG are suppliers to Crown&#146;s <FONT STYLE="white-space:nowrap">can-making</FONT> machinery business. This business generates less than
2% of Crown&#146;s net sales. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Crown&#146;s supply chain is complex, and Crown is typically several tiers removed from the smelter or refiner and mineral
origin. Crown relies on its suppliers to provide information on the origin of the 3TG necessary to the functionality or production of Crown&#146;s products. Crown has limited visibility beyond its direct suppliers to entities within the supply
chain. Therefore, Crown relies principally on its direct suppliers to provide it with sourcing information. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Due Diligence Design Overview </I></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Crown&#146;s due diligence processes have been designed in conformance with the due diligence related steps of the framework in The Organisation for Economic <FONT
STYLE="white-space:nowrap">Co-operation</FONT> and Development (&#147;<U>OECD</U>&#148;) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and the related supplements for 3TG,
consistent with the Company&#146;s position as a downstream company. Crown also relied on information from the Responsible Minerals Assurance Process (&#147;<U>RMAP</U>&#148;), formerly known as the Conflict-Free Smelter Program, a voluntary
initiative managed by the Responsible Minerals Initiative (&#147;<U>RMI</U>&#148;), formerly known as the Conflict-Free Sourcing Initiative, in which an independent third party audits the procurement activities of a smelter or refiner to determine,
with reasonable confidence, that the minerals it processes originated from <FONT STYLE="white-space:nowrap">conflict-free</FONT> sources. Upon completion of a successful audit, the smelter or refiner is designated by the RMI as
&#147;Conformant.&#148; Where information from the RMI is not available, the Company conducts its own diligence, which includes: contacting its first-tier suppliers for additional information, conducting internet research and analyzing the
likelihood that the 3TG originated from a Covered Country based on the smelter&#146;s location. To guide its due diligence, the Company has established a due diligence compliance process that includes a documentation and record maintenance mechanism
to ensure the retention of relevant documentation in a structured electronic database. Crown expects to continue to refine, revise and improve this compliance process as appropriate. </P>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Company&#146;s due diligence on the source and chain of custody of the conflict minerals contained in
the covered products included the following measures: </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>OECD Step 1 &#150; Establish Strong Company Management Systems </I></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Policy</I>. Crown is in the process of adopting a company-wide Supplier Code of Conduct that will include Crown&#146;s commitment to responsible sourcing of
the conflict minerals in its products and its expectations that its suppliers will be similarly committed to responsible sourcing in the supply chain. Crown will communicate this to its first-tier suppliers and require them to acknowledge the
Supplier Code of Conduct. In addition, in Crown&#146;s purchase contracts for tinplate steel, Crown currently requires that its suppliers comply with the conflict minerals rules. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Personnel</I>. The Company&#146;s conflict minerals compliance effort involved a cross-functional group of personnel from the legal, finance and operations
functions. This team is responsible for implementing Crown&#146;s conflict minerals compliance strategy. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Supplier Engagement</I>. The Company
contacted all of the first-tier suppliers of tinplate steel for its metal packaging business and almost all of the first-tier suppliers for its <FONT STYLE="white-space:nowrap">can-making</FONT> machinery business to provide them with notice of the
relevant SEC requirements and to advise them of the Company&#146;s commitment to responsibly source materials and of its due diligence expectations. In addition, the Company plans to include its conflict minerals policy as part of its Supplier Code
of Conduct. The Company intends to archive the received supplier responses as part of its reasonable country of origin inquiry (&#147;<U>RCOI</U>&#148;) and due diligence. Feedback from this process will be used to modify, where appropriate, the
design of the Company&#146;s conflict minerals compliance program. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Grievance Mechanism</I>. The Company&#146;s existing procedures for reporting code
of conduct or other ethics violations are also available for reporting conflict minerals compliance problems. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>OECD Step 2 &#150; Identify and Assess
Risk in the Supply Chain </I></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Identification of Risk</I>. To identify risks in its supply chain, the Company first assessed the likelihood of the
presence of conflict minerals in each of its products. If a product clearly does not contain conflict minerals (e.g., aluminum cans), the inquiry ended. For each of its other products, the Company used its own and outside resources to determine
whether such product contains 3TG. At the end of this process, the Company determined that most of its steel packaging products (e.g., food cans) contain tin and that its <FONT STYLE="white-space:nowrap">can-making</FONT> machinery products may
contain 3TG. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Company then contacted all of the first-tier suppliers of tinplate steel for its metal packaging business and almost all of the
first-tier suppliers for its <FONT STYLE="white-space:nowrap">can-making</FONT> machinery business identified through its RCOI to request information regarding the source and chain of custody of conflict minerals in its supply chain. To facilitate
the collection of complete, accurate, standardized and verifiable information, the Company relied primarily on the Conflict Minerals Reporting Template (the &#147;<U>CMRT</U>&#148;) made available by the RMI. The CMRT facilitates the transfer of
information through the supply chain regarding country of origin, mine location and smelters and refiners used. Written instructions and recorded training illustrating the use of the CMRT are available on the RMI&#146;s website. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Assessment of Risk</I>.<I> </I>Upon receipt of completed CMRTs from its suppliers, the Company assessed the due diligence efforts of any identified smelter
or refiner by examining the information provided in the CMRT to determine if the smelter or refiner has been validated under the RMI&#146;s RMAP as &#147;Conformant.&#148; The RMAP provides information regarding those smelters or refiners that,
following an independent third-party audit, have been found to be compliant with the RMAP&#146;s assessment protocols to assure sourcing of only conflict-free materials. Where information from the RMI is not available, the Company conducts its own
diligence, which includes: contacting its first-tier suppliers for additional information, conducting internet research and analyzing the likelihood that the 3TG originated from a Covered Country based on the smelter&#146;s location. </P>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>OECD Step 3 &#150;&nbsp;Design and Implement a Strategy to Respond to Identified Risks </I></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Company expects to take the following steps, among others, to improve its due diligence measures, increase supply chain transparency and further mitigate
the risk that the conflict minerals contained in its products may finance or benefit armed groups in the Covered Countries: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">continue to track communication with suppliers to attempt to increase the response rate and improve the content
and accuracy of the supplier CMRT responses; </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">continue to engage suppliers to obtain current, accurate and complete information about the supply chain,
smelters, refiners and mineral origin; </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">endeavor to include covenants regarding the use of and reporting for conflict minerals in its purchase contracts
for tinplate steel and in its standard form purchase orders for its <FONT STYLE="white-space:nowrap">can-making</FONT> machinery business; </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">encourage suppliers to implement responsible sourcing and request that suppliers encourage smelters and each of
their refiners to obtain a &#147;conflict-free&#148; designation from an independent third-party auditor; and </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">report findings from Crown&#146;s conflict minerals due diligence compliance process to senior management.
</P></TD></TR></TABLE> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>OECD Step 4 &#150;&nbsp;Carry Out an Independent Third-Party Audit of Supply Chain Due Diligence </I></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The Company does not have any direct relationships with smelters or refiners that process conflict minerals, and it does not perform or direct audits of these
entities within its supply chain. As an alternative, the Company intends to rely on information collected and provided by independent third-party audit programs, such as the RMAP, when necessary. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>OECD Step 5 &#150; Report on Supply Chain Due Diligence </I></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Crown files this CMR on Form SD with the SEC. Crown also publishes this CMR on its website at <U>www.crowncork.com/investors/</U><U>sec</U><U>-filings</U>.
</P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Due Diligence Results </I></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Facilities and Country of
Origin of 3TG </I></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Metal Packaging Products </I></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Thirty-nine (39)&nbsp;smelters supply tin to Crown&#146;s tinplate steel suppliers. Tin from any of these smelters may be used in Crown&#146;s metal packaging
products. Tin is the only conflict mineral identified in the Company&#146;s metal packaging business. Every one of these tin smelters has been identified by the RMI as &#147;Conformant&#148; or was cleared by the Company&#146;s own due diligence
investigation. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Can-Making Machinery Products </I></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">None
of Crown&#146;s direct suppliers are 3TG smelters and Crown does not purchase any 3TG directly. Any 3TG materials that may be part of Crown&#146;s <FONT STYLE="white-space:nowrap">can-making</FONT> machinery products are incorporated into components
(or components of components) or raw materials that are purchased by Crown and included into the machinery products. </P>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">As a result of Crown&#146;s RCOI process and due diligence for its
<FONT STYLE="white-space:nowrap">can-making</FONT> machinery business products, which account for less than 2% of Crown&#146;s net sales, Crown identified as <FONT STYLE="white-space:nowrap">in-scope</FONT> and contacted a total of one hundred
forty-three (143)&nbsp;suppliers. One hundred thirty-nine (139) suppliers, representing more than 97% of the number of suppliers contacted and, collectively, over 90% of the <FONT STYLE="white-space:nowrap">can-making</FONT> machinery
business&#146;s annual purchases of raw materials and components, responded to Crown&#146;s inquiry. Of the suppliers who provided completed CMRTs, nine (9)&nbsp;suppliers indicated the intentional addition or use of 3TG in their products or
production process but were unable to confirm that the smelters that provided the 3TG found in the products sold to the <FONT STYLE="white-space:nowrap">can-making</FONT> machinery business did not source from a Covered Country. The information
provided by those nine suppliers was often incomplete or unverifiable. Additionally, based on the information provided by Crown&#146;s suppliers, it cannot be verified that all the smelters identified contributed to parts that ended up in Crown
products. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">All tin smelters that provided tin to the Company&#146;s tinplate steel suppliers, and therefore to the Company, were specifically identified
by the Company&#146;s tinplate steel suppliers. The countries of origin of the tin processed by smelters verified by the RMI and identified by the Company&#146;s tinplate steel suppliers are as follows: Belgium,&nbsp;Bolivia, Brazil, China,
Indonesia, Malaysia, Peru, Poland, Thailand and Vietnam. Because of the long supply chain from most smelters to the component suppliers to the Company&#146;s can-making machinery business, information provided to the Company by its component
suppliers did not enable the Company to verify the country of origin for all of the 3TG added to the specific parts that ended up in Crown&#146;s can-making machinery products. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>Due Diligence Improvements </I></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Crown will undertake the
following steps during the next compliance period: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">refine its due diligence process for suppliers who indicate the intentional addition or use of 3TG in their
products or production process but are unable to confirm whether the smelters that provided the 3TG found in the products sold to the <FONT STYLE="white-space:nowrap">can-making</FONT> machinery business source from a Covered Country;
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">further engage with suppliers that did not respond to the request for information for calendar year 2018;
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">further engage with relevant trade associations to share, define and improve best practices in accordance with
OECD guidance; and </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">continue to direct suppliers to the RMI for information and encourage them to support the RMI&#146;s efforts
through membership. </P></TD></TR></TABLE> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Forward-Looking Statements </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>All information contained in this CMR, other than statements of historical fact, constitute <FONT STYLE="white-space:nowrap">forward-looking</FONT>
statements within the meaning of federal securities laws. These forward-looking statements involve a number of risks, uncertainties, assumptions and other factors including, among other things, Crown&#146;s suppliers&#146; responsiveness and
cooperation with Crown&#146;s due diligence efforts, Crown&#146;s ability to implement improvements in its conflict minerals compliance program, changes to the sourcing status of smelters and refiners in Crown&#146;s supply chain, and Crown&#146;s
ability to identify and mitigate related risks in Crown&#146;s supply chain. Crown undertakes no obligation to review or update any forward-looking statements to reflect events or circumstances occurring after filing this CMR with the SEC. </I></P>
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