8-K 1 a8-kcy17xq4earningscalltra.htm 8-K - 2017 Q4 EARNINGS CALL TRANSCRIPT AND SLIDES AND 2018 Q1 INVESTOR INFO

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 20, 2018

THE MOSAIC COMPANY
(Exact name of registrant as specified in its charter)

Delaware |  | 001-32327 |  | 20-1026454
(State or other jurisdiction of incorporation) |  | (Commission File Number) |  | (IRS Employer Identification No.)

3033 Campus Drive Suite E490 Plymouth, Minnesota |  | 55441
(Address of principal executive offices) |  | (Zip Code)

Registrant’s telephone number, including area code: (800) 918-8270
Not applicable
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
¨ Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 2.02. Results of Operations and Financial Condition.
The following information is being “furnished” in accordance with General Instruction B.2. of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such filing:
On February 20, 2018, The Mosaic Company hosted a conference call discussing its financial results for the quarter and year ended December 31, 2017. Furnished herewith as Exhibits 99.1 and 99.2 and incorporated by reference herein are copies of the transcript of the conference call and slides that were shown during the webcast of the conference call.
Furnished herewith as Exhibit 99.3 and incorporated by reference herein is a copy of a presentation entitled “Investor Information - First Quarter 2018.”
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Reference is made to the exhibits furnished herewith. The exhibits listed in the Exhibit Index below are being “furnished” in accordance with General Instruction B.2. of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall they be deemed to be incorporated by reference in any filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing.

Exhibit No. |  | Description
99.1 |  | Transcript of conference call of The Mosaic Company held on February 20, 2018
99.2 |  | Slides shown during the webcast of the conference call of The Mosaic Company held on February 20, 2018
99.3 |  | Investor Information - First Quarter 2018

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

|  |  |  | THE MOSAIC COMPANY
Date: February 23, 2018 |  |  |  | By: |  | /s/ Mark J. Isaacson
|  |  |  | Name: |  | Mark J. Isaacson
|  |  |  | Title: |  | Senior Vice President, General Counsel
|  |  |  |  |  | and Corporate Secretary