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Insider Trading Arrangements
3 Months Ended 12 Months Ended
Dec. 31, 2023
shares
Dec. 31, 2023
shares
Trading Arrangements, by Individual    
Material Terms of Trading Arrangement  
Rule 10b5-1 Trading Plans
During the quarterly period ended December 31, 2023, certain of our directors and officers adopted or terminated trading plans, each of which was or is, as applicable, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (the “Rule 10b5-1 Trading Arrangements”). Each Rule 10b5-1 Trading Arrangement was entered into or terminated, as applicable, during an open trading window under our Securities Trading Policy. The following table presents the material terms of each Rule 10b5-1 Trading Arrangement adopted or terminated by our officers and directors during the three months ended December 31, 2023, other than terms with respect to the price at which the individual executing the Rule 10b5-1 Trading Arrangement is authorized to trade:
Name and Title of Officer or DirectorPlan ActionPlan Action DatePlan DurationTotal Securities to be Sold
Don Kassing, Director
Adoption11/8/20233/1/2024 - 1/7/20251,458
Arani Bose, Director
Adoption11/22/20232/28/2024 - 8/30/202430,000
Johanna Roberts, Executive Vice President, General Counsel and Secretary
Adoption11/29/20233/1/2024 - 12/31/20249,000
Adam Elsesser, Chairman, Chief Executive Officer and President
Adoption11/29/20235/20/2024 - 12/31/2024120,000
Lambert Shiu, Chief Accounting Officer
Termination(1)
11/7/202311/30/2023 - 5/10/20249,204
Thomas Wilder, Director
Termination(2)
11/8/202311/13/2023 - 8/30/2024840
(1)As of the termination date of his Rule 10b5-1 Trading Arrangement, Mr. Shiu had not sold any shares of common stock
under the terms thereof.
(2)As of the termination date of his Rule 10b5-1 Trading Arrangement, Mr. Wilder had not sold any shares of common
stock under the terms thereof.
Non-Rule 10b5-1 Arrangement Adopted false  
Non-Rule 10b5-1 Arrangement Terminated false  
Don Kassing [Member]    
Trading Arrangements, by Individual    
Name Don Kassing  
Title Director  
Rule 10b5-1 Arrangement Adopted true  
Adoption Date 11/8/2023  
Arrangement Duration 312 days  
Aggregate Available 1,458 1,458
Arani Bose [Member]    
Trading Arrangements, by Individual    
Name Arani Bose  
Title Director  
Rule 10b5-1 Arrangement Adopted true  
Adoption Date 11/22/2023  
Arrangement Duration 184 days  
Aggregate Available 30,000 30,000
Johanna Roberts [Member]    
Trading Arrangements, by Individual    
Name Johanna Roberts  
Title Executive Vice President, General Counsel and Secretary  
Rule 10b5-1 Arrangement Adopted true  
Adoption Date 11/29/2023  
Arrangement Duration 305 days  
Aggregate Available 9,000 9,000
Adam Elsesser [Member]    
Trading Arrangements, by Individual    
Name Adam Elsesser  
Title Chairman, Chief Executive Officer and President  
Rule 10b5-1 Arrangement Adopted true  
Adoption Date 11/29/2023  
Arrangement Duration 225 days  
Aggregate Available 120,000 120,000
Lambert Shiu [Member]    
Trading Arrangements, by Individual    
Name Lambert Shiu  
Title Chief Accounting Officer  
Adoption Date 11/7/2023  
Rule 10b5-1 Arrangement Terminated true  
Arrangement Duration 162 days  
Aggregate Available 9,204 9,204
Thomas Wilder [Member]    
Trading Arrangements, by Individual    
Name Thomas Wilder  
Title Director  
Adoption Date 11/8/2023  
Rule 10b5-1 Arrangement Terminated true  
Arrangement Duration 291 days  
Aggregate Available 840 840