<SEC-DOCUMENT>0001173382-14-000015.txt : 20140521
<SEC-HEADER>0001173382-14-000015.hdr.sgml : 20140521
<ACCEPTANCE-DATETIME>20140521143644
ACCESSION NUMBER:		0001173382-14-000015
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20131231
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FILED AS OF DATE:		20140521
DATE AS OF CHANGE:		20140521

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CAE INC
		CENTRAL INDEX KEY:			0001173382
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				000000000

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-31402
		FILM NUMBER:		14860384

	BUSINESS ADDRESS:	
		STREET 1:		2025 LOGISTICS DRIVE
		CITY:			MISSISSAUGA
		STATE:			A6
		ZIP:			L5S 1Z9
		BUSINESS PHONE:		514-341-6780

	MAIL ADDRESS:	
		STREET 1:		8585 COTE DE LIESSE, CP 1800
		STREET 2:		DEPT. 04
		CITY:			ST-LAURENT, QUEBEC
		STATE:			A6
		ZIP:			H4L 4X4
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<TYPE>SD
<SEQUENCE>1
<FILENAME>formsdmay20-14.htm
<DESCRIPTION>FORM SD
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<P style="TEXT-ALIGN: right"><FONT size=1 face=Calibri,Arial,Helvetica,sans-serif>OMB APPROVAL</FONT><BR><FONT size=1 face=Calibri,Arial,Helvetica,sans-serif>OMB Number: 3235-0697</FONT><BR><FONT size=1 face=Calibri,Arial,Helvetica,sans-serif>Expires: May 31, 2016</FONT><BR><FONT size=1 face=Calibri,Arial,Helvetica,sans-serif>Estimated average burden</FONT><BR><FONT size=1 face=Calibri,Arial,Helvetica,sans-serif>hours per response....480.61</FONT></P>

<P style="TEXT-ALIGN: center"><B><FONT size=5 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">UNITED STATES</FONT></B></P>

<P style="TEXT-ALIGN: center"><B><FONT size=5 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">SECURITIES AND EXCHANGE COMMISSION</FONT></B></P>

<P style="TEXT-ALIGN: center"><B><FONT size=3 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Washington, D.C. 20549</FONT></B></P>

<P style="TEXT-ALIGN: center"><B><FONT size=5 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">FORM SD</FONT></B><BR><B><FONT size=3 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Specialized Disclosure Report</FONT></B></P>

<P style="TEXT-ALIGN: center"><B><FONT size=6 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">CAE INC.</FONT></B></P>

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   <TD style="TEXT-INDENT: 21.6pt" align=left><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Canada</FONT></B></TD>

   <TD align=center><FONT size=2 face="Times New Roman,Times,serif">1-31402</FONT></TD>

   <TD align=center><FONT size=2 face="Times New Roman,Times,serif">Not Applicable</FONT></TD></TR>

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   <TD align=left><B><FONT size=1 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">(State of incorporation )</FONT></B></TD>

   <TD align=center><B><FONT size=1 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">(Commission</FONT></B></TD>

   <TD align=center><B><FONT size=1 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">(IRS Employer</FONT></B></TD></TR>

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   <TD align=center><B><FONT size=1 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">File Number)</FONT></B></TD>

   <TD align=center><B><FONT size=1 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Identification No. )</FONT></B></TD></TR></TABLE></DIV>

<P style="MARGIN: 0px">&nbsp;</P>

<P style="TEXT-ALIGN: center"><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">8585 C&#244;te-de-Liesse, Saint-Laurent, Qu&#233;bec, Canada H3Z 2G4</FONT></B><BR><B><FONT size=1 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">(Address of principal executive offices) (Postal Code)</FONT></B><BR><BR><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Hartland Paterson, telephone: (514) 734-5779<BR></FONT></B><B><FONT size=1 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">(Name and telephone number of the person to contact in connection with this report.)</FONT></B></P>

<P style="TEXT-ALIGN: left"><FONT size=2 face="Times New Roman,Times,serif">Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:</FONT></P>

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<LI>

<P align=justify><FONT size=2 face="Times New Roman,Times,serif"><FONT face=Wingdings>x </FONT>Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.</FONT></P></LI></UL></DIV>

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<P style="TEXT-ALIGN: left"><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Section I&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </FONT></B><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Conflict Minerals Disclosure</FONT></B></P>

<P style="TEXT-ALIGN: left"><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Item 1.01 Conflict Minerals Disclosure and Report, Exhibit</FONT></B></P>

<P style="TEXT-ALIGN: left"><FONT size=2 face="Times New Roman,Times,serif">A copy of CAE INC.&#8217;s Conflict Minerals Report is filed as Exhibit 2.01 hereto and is publicly available at </FONT><I><FONT size=2 face="TimesNewRomanPS-ItalicMT,Times New Roman,Times,serif">www.cae.com.</FONT></I></P>

<P style="TEXT-ALIGN: left"><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Item 1.02&nbsp;Exhibit</FONT></B></P>

<P style="TEXT-ALIGN: left"><FONT size=2 face="Times New Roman,Times,serif">CAE has filed, as an exhibit to this Form SD, the Conflict Minerals Report required by Item 1.01</FONT><FONT size=2 face=Calibri,Arial,Helvetica,sans-serif>.</FONT></P>

<P style="TEXT-ALIGN: left"><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Section 2&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </FONT></B><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Exhibit</FONT></B></P>

<P style="TEXT-ALIGN: left"><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Item 2.01 Exhibit</FONT></B></P>

<P style="TEXT-ALIGN: left"><FONT size=2 face="Times New Roman,Times,serif">The following exhibit is filed as part of this report:</FONT></P>

<P style="TEXT-ALIGN: left"><FONT size=2 face="Times New Roman,Times,serif">Exhibit 2.01 &#8212; Conflict Minerals Report as required by Item 1.01 and 1.02 of this Form.</FONT></P>

<P style="TEXT-ALIGN: left"><FONT size=2 face="Times New Roman,Times,serif">2</FONT></P></DIV>

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<P style="TEXT-ALIGN: center"><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">SIGNATURES</FONT></B></P>

<P style="TEXT-ALIGN: left"><FONT size=2 face="Times New Roman,Times,serif">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.</FONT></P>

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   <TD width="60%" colSpan=2 align=left><FONT size=2 face="Times New Roman,Times,serif">CAE INC.</FONT></TD>

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   <TD width="19%" align=left>&nbsp;</TD></TR>

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   <TD width="4%" align=left><FONT size=2 face="Times New Roman,Times,serif">By:</FONT></TD>

   <TD style="BORDER-BOTTOM: #000000 1px solid" width="56%" align=left><FONT size=2 face="Times New Roman,Times,serif">/s/ Hartland Paterson</FONT></TD>

   <TD width="20%" align=center><FONT size=2 face="Times New Roman,Times,serif"></FONT></TD>

   <TD width="19%" align=center><FONT size=2 face="Times New Roman,Times,serif">Date: May 20, 2014</FONT></TD></TR>

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   <TD width="60%" colSpan=2 align=left><FONT size=2 face="Times New Roman,Times,serif">Name: Hartland Paterson</FONT></TD>

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   <TD width="19%" align=left>&nbsp;</TD></TR>

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   <TD width="60%" colSpan=2 align=left><FONT size=2 face="Times New Roman,Times,serif">Title: General Counsel, Chief Compliance Officer and Secretary</FONT></TD>

   <TD width="20%" align=left></TD>

   <TD width="19%" align=left>&nbsp;</TD></TR>

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   <TD width="4%" align=left>&nbsp;</TD>

   <TD width="56%" align=left>&nbsp;</TD>

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   <TD width="19%" align=center><FONT size=2 face="Times New Roman,Times,serif">3</FONT></TD></TR></TABLE></DIV>

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<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>exhibit201may20-144.htm
<DESCRIPTION>EXHIBIT 2.01-CONFLICT MINERALS REPORT
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<B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Exhibit 2.01</FONT></B></P>
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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Conflict Minerals Report of CAE Inc. in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934</FONT></B></P>
<P style="text-align: left;">
<FONT size=2 face="Times New Roman,Times,serif">This is the Conflict Minerals Report of CAE Inc. (&#147;CAE&#148;) for calendar year 2013 in accordance with Rule 13p-1 (&#147;Rule 13p-1&#148;) under the Securities Exchange Act of 1934 (the &#147;1934 Act&#148;). Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 3467716 for definitions to the terms used in this Report, unless otherwise defined herein.</FONT></P>
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<FONT size=2 face="Times New Roman,Times,serif">In accordance with the rules, CAE undertook due diligence to determine the conflict minerals status of the necessary conflict minerals gold and tin used in components for manufacturing CAE&#146;s products. In conducting its due diligence, CAE applied guidance from the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD 2011) (&#147;OECD Framework&#148;), an internationally recognized due diligence framework.</FONT></P>
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<FONT size=2 face="Times New Roman,Times,serif">CAE has determined in good faith from its due diligence efforts that for calendar year 2013 conflict minerals used in components for manufacturing CAE&#146;s products are &#147;DRC conflict free&#148; (terms as defined in the 1934 Act).</FONT></P>
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<FONT size=2 face="Times New Roman,Times,serif">This Report has not been subject to an independent private sector audit as allowed under Rule 13p-1, which provides a temporary accommodation for the first two years following November 13, 2012.</FONT></P>
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<FONT size=2 face="Times New Roman,Times,serif">CAE&#146;s due diligence measures were based on the Electronic Industry Citizenship Coalition and Global e-Sustainability (&#147;EICC/GeSI&#148;) initiative with the smelters and refiners of conflict minerals who provide those conflict minerals to our suppliers. As a company in the simulator manufacturing business, CAE does not engage in the actual mining of conflict minerals. CAE does not make purchases of raw ore or unrefined conflict minerals and makes no purchases in the Covered Countries.</FONT></P>
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<FONT size=2 face="Times New Roman,Times,serif">CAE&#146;s due diligence measures included:</FONT></P>
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<P align="justify"><FONT size=2 face="Times New Roman,Times,serif">Determining which conflict minerals are necessary to the functionality or production of a product manufactured or contracted to be manufactured</FONT> <FONT size=2 face="Times New Roman,Times,serif">by CAE worldwide.</FONT></P></LI>
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<P align="justify"><FONT size=2 face="Times New Roman,Times,serif">Adopting a Conflict Mineral Policy and revised the CAE Procurement Terms and Conditions to flow down Conflict Minerals requirements to</FONT> <FONT size=2 face="Times New Roman,Times,serif">suppliers.</FONT></P></LI>
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<P align="justify"><FONT size=2 face="Times New Roman,Times,serif">Conducting a &#147;Reasonable Country of Origin Inquiries&#148; (RCOI) for &#147;in scope&#148; suppliers to ensure traceability throughout our supply chain to</FONT> <FONT size=2 face="Times New Roman,Times,serif">establish the origin of Conflict Minerals using the EICC/GeSI Conflict Minerals Reporting Template.</FONT></P></LI>
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<P align="justify"><FONT size=2 face="Times New Roman,Times,serif">Discontinuing business with any supplier determined as &#147;uncommitted&#148; to compliance.</FONT></P></LI>
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<FONT size=2 face="Times New Roman,Times,serif">As a result of the due diligence measures described above, CAE has no reason to believe that its necessary Conflict Minerals (tin &amp; gold) may have originated in the Democratic Republic of the Congo or An Adjoining Country.</FONT></P>
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