<SEC-DOCUMENT>0001299933-16-003018.txt : 20161003
<SEC-HEADER>0001299933-16-003018.hdr.sgml : 20161003
<ACCEPTANCE-DATETIME>20161003161709
ACCESSION NUMBER:		0001299933-16-003018
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20161003
ITEM INFORMATION:		Other Events
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20161003
DATE AS OF CHANGE:		20161003

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			MKS INSTRUMENTS INC
		CENTRAL INDEX KEY:			0001049502
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
		IRS NUMBER:				042277512
		STATE OF INCORPORATION:			MA
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-23621
		FILM NUMBER:		161915919

	BUSINESS ADDRESS:	
		STREET 1:		2 TECH DRIVE
		STREET 2:		SUITE 201
		CITY:			ANDOVER
		STATE:			MA
		ZIP:			01810
		BUSINESS PHONE:		978-645-5500

	MAIL ADDRESS:	
		STREET 1:		2 TECH DRIVE
		STREET 2:		SUITE 201
		CITY:			ANDOVER
		STATE:			MA
		ZIP:			01810
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<TYPE>8-K
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<DESCRIPTION>LIVE FILING
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<TITLE> MKS Instruments, Inc. (Form: 8-K) </TITLE>
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		UNITED STATES<BR>
	SECURITIES AND EXCHANGE COMMISSION
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	WASHINGTON, D.C. 20549
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	FORM 8-K
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	CURRENT REPORT
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	Pursuant to Section&nbsp;13 or 15(d) of the Securities Exchange Act of 1934
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	Date of Report (Date of Earliest Event Reported):
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	&nbsp;
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	October 3, 2016
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	MKS Instruments, Inc.
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	(Exact name of registrant as specified in its charter)
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	Massachusetts
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	000-23621
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	04-2277512
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_____________________<BR>
	(State or other jurisdiction
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_____________<BR>
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	of incorporation)
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	File Number)
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	Identification No.)
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	2 Tech Drive, Suite 201, Andover, Massachusetts
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	01810
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_________________________________<BR>
	(Address of principal executive offices)
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___________<BR>
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	978-645-5500
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	Not Applicable
<BR>______________________________________________<BR>
	Former name or former address, if changed since last report
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	&nbsp;
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Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:</FONT>
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[&nbsp;&nbsp;]&nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))<br>
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	Item 8.01 Other Events.
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On October 3, 2016, MKS Instruments, Inc. announced that it had made a $60 million voluntary principal prepayment on its term loan and entered into an interest rate swap agreement to fix the rate on approximately 50% of its remaining outstanding term loan balance.  The full text of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.
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	Item 9.01 Financial Statements and Exhibits.
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    99.1  	Press Release issued by MKS Instruments, Inc. on October 3, 2016
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	SIGNATURES
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	Pursuant to the requirements of the Securities Exchange Act of 1934, the
	registrant has duly caused this report to be signed on its behalf by the
	undersigned hereunto duly authorized.
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	MKS Instruments, Inc.
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	October 3, 2016
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	By:
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	/s/ Seth H. Bagshaw
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	Name: Seth H. Bagshaw
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	Title: Vice President, Chief Financial Officer & Treasurer
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	Exhibit&nbsp;Index
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	Exhibit No.
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	99.1
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Press Release issued by MKS Instruments, Inc. on October 3, 2016
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<P align="left" style="font-size: 10pt"><FONT style="font-size: 10pt">(mks logo)
</FONT>

<P align="right" style="font-size: 10pt"><FONT style="font-size: 12pt">Exhibit&nbsp;99.1</FONT>



<P align="right" style="font-size: 12pt"><FONT style="font-size: 18pt"><B>For Immediate Release</B></FONT>



<P align="center" style="font-size: 18pt"><FONT style="font-size: 14pt"><B>MKS Instruments Makes a Voluntary $60 Million Prepayment on its Term Loan and Enters into an<BR>
Interest Rate Swap Agreement</B></FONT>



<P align="left" style="font-size: 14pt; text-indent: 2%"><FONT style="font-size: 12pt">Andover, Mass., October&nbsp;3, 2016 &#150; MKS Instruments, Inc. (NASDAQ: MKSI), a global provider
of technologies that enable advanced processes and improve productivity, made a $60&nbsp;million
voluntary principal prepayment on its term loan. The prepayment was made through a tax efficient
repatriation of cash from international operations. This prepayment is in addition to a scheduled
principal payment of $1.8&nbsp;million and reduces the outstanding principal amount of the term loan to
$668&nbsp;million as of September&nbsp;30, 2016.
</FONT>

<P align="left" style="font-size: 12pt; text-indent: 2%">In addition, the Company also entered into an interest rate swap agreement to fix the rate on
approximately 50% of its remaining outstanding term loan balance. The swap converts the floating
rate on $335&nbsp;million of the outstanding principal amount of the term loan to a fixed interest rate
of 4.70% through September&nbsp;2020.


<P align="left" style="font-size: 12pt; text-indent: 2%">&#147;This represents our second voluntary term loan prepayment in the last four months, bringing
our total voluntary prepayments to $110&nbsp;million, and demonstrates our continued commitment to
deleveraging our balance sheet and minimizing our cost of capital,&#148; said Seth H. Bagshaw, Vice
President and Chief Financial Officer. &#147;The execution of the interest rate swap aligns with our
strategy to prudently manage our interest rate risk.&#148;


<P align="left" style="font-size: 12pt"><B>About MKS Instruments</B>


<P align="left" style="font-size: 12pt; text-indent: 2%">MKS Instruments, Inc. is a worldwide leader in technology solutions for thin film, process and
industrial manufacturing, environmental monitoring, defense and security, and life sciences and
research. We make the instruments, subsystems and process control solutions that enable our
customers to measure, control, power, monitor and analyze critical parameters of advanced
processes. Our products are derived from our core competencies in pressure measurement and
control, materials delivery, gas composition analysis, control and information technology, power
and reactive gas generation, vacuum technology, photonics, lasers, optics and motion control.


<P align="center" style="font-size: 12pt"><B>SAFE HARBOR FOR FORWARD-LOOKING STATEMENTS</B>



<P align="left" style="font-size: 12pt; text-indent: 2%"><FONT style="font-size: 10pt"> </FONT><FONT style="font-size: 12pt">Statements in this release regarding the future financial performance of MKS and
any other statements about MKS management&#146;s future expectations, beliefs, goals, plans or prospects
constitute forward-looking statements within the meaning of the Private Securities Litigation
Reform Act of 1995. Such statements are only predictions based on current assumptions and
expectations. Actual events or results may differ materially from those in the forward-looking
statements. Among the important factors that could cause actual events to differ materially from
those in the forward-looking statements are the conditions affecting the markets in which MKS
operates, including the fluctuations in capital spending in the semiconductor industry and other
advanced manufacturing markets; fluctuations in net sales to MKS&#146; major customers; the ability of
MKS to successfully integrate Newport Corporation&#146;s operations and employees; unexpected costs,
charges or expenses, or MKS&#146; ability to realize anticipated synergies and cost savings from, the
Newport acquisition or other acquisitions; the terms of the term loan; MKS&#146; ability to successfully
grow its business outside of the semiconductor capital equipment industry; potential fluctuations
in quarterly results; the challenges and dependence on new product development; rapid technological
and market change; acquisition strategy; manufacturing and sourcing risks; volatility of stock
price; international operations; financial risk management, and the other factors described in MKS&#146;
Quarterly Report on Form 10-Q for the period ended June&nbsp;30, 2016 filed with the SEC. MKS is under
no obligation to, and expressly disclaims any obligation to, update or alter its forward-looking
statements, whether as a result of new information, future events or otherwise after the date of
this presentation.
</FONT>

<P align="center" style="font-size: 12pt">###



<P align="left" style="font-size: 12pt"><U>Company Contact</U>: Seth H. Bagshaw
<BR>
Vice President, Chief Financial Officer and Treasurer
<BR>
Telephone: 978.645.5578


<P align="left" style="font-size: 12pt"><U>Investor Relations Contact</U>: Monica Gould
<BR>
The Blueshirt Group
<BR>
Telephone: 212.871.3927
<BR>
Email: monica@blueshirtgroup.com



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