<SEC-DOCUMENT>0001193125-19-160397.txt : 20190530
<SEC-HEADER>0001193125-19-160397.hdr.sgml : 20190530
<ACCEPTANCE-DATETIME>20190530084803
ACCESSION NUMBER:		0001193125-19-160397
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20181231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20181231
</ITEM>
</RULE>
FILED AS OF DATE:		20190530
DATE AS OF CHANGE:		20190530

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			MKS INSTRUMENTS INC
		CENTRAL INDEX KEY:			0001049502
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
		IRS NUMBER:				042277512
		STATE OF INCORPORATION:			MA
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-23621
		FILM NUMBER:		19864687

	BUSINESS ADDRESS:	
		STREET 1:		2 TECH DRIVE
		STREET 2:		SUITE 201
		CITY:			ANDOVER
		STATE:			MA
		ZIP:			01810
		BUSINESS PHONE:		978-645-5500

	MAIL ADDRESS:	
		STREET 1:		2 TECH DRIVE
		STREET 2:		SUITE 201
		CITY:			ANDOVER
		STATE:			MA
		ZIP:			01810
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>d750164dsd.htm
<DESCRIPTION>FORM SD
<TEXT>
<HTML><HEAD>
<TITLE>FORM SD</TITLE>
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Washington, D.C. 20549 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM SD
</B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>SPECIALIZED DISCLOSURE REPORT </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:24pt; font-family:Times New Roman" ALIGN="center"><B>MKS
Instruments, Inc. </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(Exact name of the registrant as specified in its charter) </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" ALIGN="center"><B>Massachusetts</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B><FONT STYLE="white-space:nowrap">0-23621</FONT></B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B><FONT STYLE="white-space:nowrap">04-2277512</FONT></B></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(State or other jurisdiction of</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>incorporation or organization)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Commission</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>File Number)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(IRS Employer</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Identification No.)</B></P></TD></TR>
<TR STYLE="font-size:1pt">
<TD HEIGHT="16" COLSPAN="3"></TD>
<TD HEIGHT="16" COLSPAN="2"></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" COLSPAN="3" ALIGN="center"><B>2 Tech Drive, Suite 201, Andover, Massachusetts</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>01810</B></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" COLSPAN="3" ALIGN="center"><B>(Address of principle executive offices)</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>(Zip code)</B></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Kathleen F. Burke </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Sr. Vice President, General Counsel and Secretary </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(978) <FONT STYLE="white-space:nowrap">645-5574</FONT> </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Name and telephone number, including area code, of the person to contact in connection with this report.) </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Check the appropriate box to indicate the rule pursuant to which this form is being filed and provide the period to which the information in this form
applies: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left">&#9746;</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Rule <FONT STYLE="white-space:nowrap">13p-1</FONT> under the Securities Exchange Act (17 CFR <FONT
STYLE="white-space:nowrap">240.13p-1)</FONT> for the reporting period from January&nbsp;1 to December&nbsp;31, 2018. </P></TD></TR></TABLE> <P STYLE="font-size:10pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Section&nbsp;1 &#150; Conflict Minerals Disclosure </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;1.01&nbsp;&#150; Conflict Minerals Disclosure and Report </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Conflict Minerals Disclosure </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">MKS Instruments, Inc.
(&#147;MKS&#148; or the &#147;Company&#148;) has determined that gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, tantalum, tin and tungsten (&#147;Conflict Minerals&#148;) are necessary to the
functionality or production of products manufactured or contracted to be manufactured by MKS. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">MKS conducted in good faith a country of origin inquiry
regarding Conflict Minerals in its products which was reasonably designed to determine if any of the Conflict Minerals originated in the Democratic Republic of the Congo or an adjoining country (&#147;Covered Countries&#148;), or from recycled or
scrap sources. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">MKS has determined that it is required to file, and has filed, a Conflict Minerals Report describing its reasonable country of origin
inquiry and due diligence efforts on the source and chain of custody of the Conflict Minerals in its products. The Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD and is publicly available on MKS&#146; website at <U><FONT
STYLE="white-space:nowrap">http://www.mksinst.com/docs/ur/MKS-ConflictMineralsReport.pdf</FONT></U> </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;1.02&nbsp;&#150; Exhibit </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">MKS&#146; Conflict Minerals Report for the calendar year ended December&nbsp;31, 2018 is filed as Exhibit 1.01 to this Form SD. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Section&nbsp;2&nbsp;&#150; Exhibits </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;2.01
&#150; Exhibits </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="92%"></TD></TR>
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<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Exhibit</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; " ALIGN="center"><B>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Description</B></P></TD></TR>


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<TD HEIGHT="8"></TD>
<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>1.01</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"><A HREF="d750164dex101.htm">Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD </A></TD></TR>
</TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">2 </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURES </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly
authorized undersigned. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>MKS INSTRUMENTS, INC. </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" STYLE="BORDER-BOTTOM:1px solid #000000">/s/ Kathleen F. Burke</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">May&nbsp;30, 2019</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Kathleen F. Burke</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Sr. Vice President, General Counsel and Secretary</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD></TR>
</TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">3 </P>

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<TYPE>EX-1.01
<SEQUENCE>2
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<DESCRIPTION>EX-1.01
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">Exhibit 1.01 </P>
<P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>MKS INSTRUMENTS, INC. </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Conflict Minerals Report </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>For the Year Ended December&nbsp;31, 2018 </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Special Note Regarding Forward-Looking Statements </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">This report contains &#147;forward-looking statements&#148; within the meaning of the Private Securities Litigation Reform Act of 1995,
Section&nbsp;27A of the Securities Act of 1933, as amended and Section&nbsp;21E of the Securities Exchange Act of 1934, as amended. These forward-looking statements reflect management&#146;s current opinions and are subject to certain risks and
uncertainties that could cause actual results to differ materially from those stated. MKS assumes no obligation to update this information. Risks and uncertainties include, but are not limited to, those discussed in the section entitled &#147;Risk
Factors&#148; found in the Company&#146;s Annual Report on Form <FONT STYLE="white-space:nowrap">10-K</FONT> filed with the Securities and Exchange Commission (SEC). </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Summary of the Conflict Minerals Rule </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">This report for the year ended December&nbsp;31, 2018 is included to comply with Rule <FONT STYLE="white-space:nowrap">13p-1</FONT> under the
Securities Exchange Act of 1934 (the Conflict Minerals Rule) which was adopted by the SEC to implement reporting and disclosure requirements related to Conflict Minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of
2010 (Dodd-Frank Act). The Conflict Minerals Rule imposes certain reporting obligations on a company that files reports with the SEC under Sections 13(a) and 15(d) of the Securities Exchange Act of 1934, as amended (a public company), whose
manufactured products contain Conflict Minerals which are necessary to the functionality or production of their products. Conflict minerals are defined as gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives,
tantalum, tin and tungsten (Conflict Minerals). </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">If a public company cannot establish that the Conflict Minerals originated from sources
other than the Democratic Republic of the Congo or an adjoining country (the Covered Countries), or from recycled and scrap sources, they must submit a Form SD which describes the reasonable country of origin inquiry completed. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">If a public company has reason to believe that any of the Conflict Minerals in its supply chain may have originated in the Covered Countries,
or if it is unable to determine the country of origin of those Conflict Minerals, then that company must exercise due diligence on the Conflict Minerals&#146; source and chain of custody. The company must annually submit a report to the SEC that
includes a description of those due diligence measures (Conflict Minerals Report). </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>1.</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Company Overview </B></P></TD></TR></TABLE>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">This report has been prepared by management of MKS Instruments, Inc. (herein referred to as &#147;MKS,&#148; the &#147;Company,&#148;
&#147;we,&#148; &#147;us,&#148; or &#147;our&#148;). The information includes the activities of MKS and all of its subsidiaries for the year ended December 31, 2018. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Founded in 1961, MKS is a global provider of instruments, subsystems and process control solutions that measure, monitor, deliver, analyze,
power and control critical parameters of advanced manufacturing processes to improve process performance and productivity for its customers. MKS&#146; products are derived from its core competencies in pressure measurement and control, flow
measurement and control, gas and vapor delivery, gas composition analysis, residual gas analysis, leak detection, control technology, ozone generation and delivery, power, reactive gas generation, vacuum technology, lasers, photonics, <FONT
STYLE="white-space:nowrap">sub-micron</FONT> positioning, vibration control, optics and laser-based manufacturing solutions. MKS also provides services relating to the maintenance and repair of its products, installation services and training. MKS
currently employs more than 5,000 individuals. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">MKS has three reportable segments&#151;the Vacuum&nbsp;&amp; Analysis segment, the
Light&nbsp;&amp; Motion segment and the Equipment &amp; Solutions segment. The Vacuum&nbsp;&amp; Analysis segment provides a broad range of instruments, components and subsystems, which are derived from MKS&#146; core competencies in pressure
measurement and control, flow measurement and control, gas and vapor delivery, gas composition analysis, residual gas analysis, leak detection, control technology, ozone generation and delivery, RF&nbsp;&amp;&nbsp;DC power, reactive gas generation
and vacuum technology. The Light&nbsp;&amp; Motion segment provides a broad range of instruments, components and subsystems, which are derived from MKS&#146; core competencies in lasers, photonics, <FONT STYLE="white-space:nowrap">sub-micron</FONT>
positioning, vibration control and optics. The Equipment&nbsp;&amp; Solutions segment provides laser-based manufacturing solutions for the micro-machining industry that enable customers to optimize production. The Equipment &amp; Solutions
segment&#146;s market is composed primarily of flexible and rigid PCB processing/fabrication, semiconductor wafer processing and passive component manufacturing&nbsp;&amp; test. Equipment&nbsp;&amp; Solutions incorporates specialized laser
technology and proprietary control software to efficiently process the materials and components that are an integral part of electronic devices and systems. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">2 </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">MKS&#146; product portfolio includes more than 20,000 products. We group our products into
three product groups based upon the similarity of the product function. These three groups are: Advanced Manufacturing Components, Global Service and Advanced Manufacturing Systems. MKS&#146; products are used in diverse markets, applications and
processes. Our primary served markets include semiconductor, industrial technologies, life and health sciences, research and defense. A significant portion of our sales is derived from products sold to semiconductor capital equipment manufacturers
and semiconductor device manufacturers. Our products are used in the major semiconductor processing steps, such as depositing thin films of material onto silicon wafer substrates, etching, cleaning, lithography, metrology and inspection. In addition
to semiconductor manufacturing, our products are used in the industrial technologies, life and health sciences as well as research and defense markets. Industrial technologies encompass a wide range of diverse applications, such as glass coating,
laser marking, measurement and scribing, natural gas and oil production, environmental monitoring and electronic thin films. Electronic thin films are a primary component of numerous electronic products, including flat panel displays, light emitting
diodes, solar cells and data storage media. Our products in life and health sciences are used in a diverse array of applications, including bioimaging, medical instrument sterilization, medical device manufacturing, analytical, diagnostic, and
surgical instrumentation, consumable medical supply manufacturing and pharmaceutical production. In addition, our products are sold to government, university and industrial laboratories for applications involving research and development in
materials science, physical chemistry, photonics, optics and electronics materials. Our products are also sold for monitoring and defense applications, including surveillance, imaging and infrastructure protection. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Except for certain metal product lines (e.g. fittings, flanges, lenses, certain mirrors, tubing, etc.), virtually all of the products MKS
manufactures or contracts to manufacture include tin, gold, tantalum and/or tungsten. As a result, Conflict Minerals are found in almost all of our products. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Supply Chain </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">With such an extensive
product portfolio, our supply chain is highly complex. In 2018, MKS and its subsidiaries purchased supplies from over 3,800 suppliers across the world. In addition to dealing with a very large number of suppliers, MKS deals with multiple tiers of
suppliers. We are many steps removed from the mining of the Conflict Minerals and the smelting and refining of the raw ores. We do not buy raw ore or unrefined Conflict Minerals or make purchases from the Covered Countries. We also do not buy
directly from smelters or refiners. The smelters and refiners are in the best position in our supply chain to know the origin of the ores. For these reasons, the process of mapping our
<FONT STYLE="white-space:nowrap"><FONT STYLE="white-space:nowrap">end-to-end</FONT></FONT> supply chain is extremely onerous. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">In order to
comply with the Conflict Minerals Rule, we rely on our direct suppliers to provide information on the origin of the Conflict Minerals contained in components and materials supplied to us, including sources of Conflict Minerals that are supplied to
them from lower tier suppliers. Our outreach efforts for the past six years are summarized below: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">For 2013, we believed a reasonable approach was to conduct a survey of the suppliers who represented the majority
of our expenditures in that year. We sent a survey to 514 of our direct suppliers representing in excess of 77% of our 2013 expenditures. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">For 2014, we expanded our supplier outreach efforts by contacting 957 of our direct suppliers representing in
excess of 80% of our 2014 expenditures. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
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<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">In 2015, we expanded our supplier outreach efforts again, contacting over 1,400 of our direct suppliers and many
more manufacturers represented by distributors, representing over 99% of our 2015 expenditures. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">In 2016, we contacted over 3,500 of our direct suppliers representing 99% of our 2016 expenditures.
</P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">In 2017, we contacted over 3,400 of our direct suppliers representing 99.5% of our 2017 expenditures.
</P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">In 2018, we contacted over 3,800 of our direct suppliers representing 99.8% of our 2018 expenditures.
</P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">Each year we then followed up with electronic reminders and telephone calls to request suppliers complete the
surveys. </P></TD></TR></TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Despite having conducted a good faith reasonable country of origin inquiry, we are unable to determine the
origin of all of the Conflict Minerals in our products and therefore cannot exclude the possibility that some may have originated in the Covered Countries. Due to the complexity of our broad product portfolio and supply chain, it will take
additional time for many of our suppliers to verify the origin of the Conflict Minerals in the products they supply to us. We continue to engage with each of these suppliers and they in turn continue to engage with their suppliers. We hope that with
additional time, these outreach efforts will result </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">3 </P>

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in greater transparency into our supply chain. For these reasons, we are required under the Conflict Minerals Rule to submit to the SEC a Conflict Minerals Report as an exhibit to Form SD. This
report must include: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">a description of the measures we took to exercise due diligence on the Conflict Minerals&#146; source and chain
of custody, </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">a description of the products manufactured or contracted to be manufactured that are not &#147;DRC conflict
free&#148; (i.e. products containing minerals that finance armed groups in the Covered Countries), </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">the facilities used to process the Conflict Minerals, </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">the country of origin of the Conflict Minerals, and </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">the efforts to determine the mine or location of origin. </P></TD></TR></TABLE>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">In accordance with The Organisation for Economic <FONT STYLE="white-space:nowrap">Co-operation</FONT> and Development (OECD) Guidance and the
Conflict Minerals Rule, this report is available on our website <U><FONT STYLE="white-space:nowrap">http://www.mksinst.com/docs/ur/MKS-ConflictMineralsReport.pdf</FONT></U> </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Conflict Minerals Policy </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">We adopted the
following Conflict Minerals Policy: </P> <P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>MKS Conflict Minerals Policy </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">In 2012, the U.S. Securities and Exchange Commission (the &#147;SEC&#148;) issued its final rule under Section&nbsp;1502 of the 2010
Dodd-Frank Wall Street Reform and Consumer Protection Act (the &#147;Conflict Minerals Rule&#148;) imposing new disclosure and related supply chain due diligence requirements for public companies regarding their use of &#147;Conflict Minerals&#148;
in products they manufacture or contract to manufacture. The goal of this new rule is to curb the violent conflict and human rights abuses in the Democratic Republic of the Congo
(&#147;DRC&#148;)<SUP STYLE="font-size:85%; vertical-align:top">1</SUP> and adjoining countries that are being financed in part by the exploitation and trade of Conflict Minerals from that region. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">The Conflict Minerals Rule defines &#147;Conflict Minerals&#148; as cassiterite (tin), columbite-tantalite (tantalum), wolframite (tungsten),
their respective derivatives and gold (commonly referred to as the &#147;3Ts&amp;G&#148;). MKS, being a global provider of instruments, subsystems and process control solutions that measure, control, power, monitor and analyze critical parameters of
advanced manufacturing processes, uses certain of these Conflict Minerals in the manufacturing of its products. MKS is committed to identifying any of its suppliers who source Conflict Minerals from the DRC region from conflict sources. We expect
our suppliers to partner with us in this endeavor regardless of whether they are subject to the new Conflict Minerals Rule by providing us with all necessary declarations. We also expect our suppliers to pass this requirement on to their supply
chain if they do not source directly from smelters, to determine the source of the Conflict Minerals. The process of mapping our <FONT STYLE="white-space:nowrap"><FONT STYLE="white-space:nowrap">end-to-end</FONT></FONT> supply chain is onerous
because MKS deals with multiple tiers and a very large number of suppliers. However, MKS is committed to this effort and should MKS discover at any time that any of its suppliers are sourcing materials from the DRC region from conflict sources, MKS
will work with the supplier to end this practice and if the supplier refuses, MKS will work diligently to identify and partner with an alternative supplier. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">If you have any questions regarding MKS&#146; Policy on Conflict Minerals, please contact us at <U>conflictminerals_customer@mksinst.com</U>.
</P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Our policy is publicly available on our website at
<U><FONT STYLE="white-space:nowrap">http://www.mksinst.com/docs/ur/MKS-ConflictMinerals-Stmt.pdf</FONT></U> </P> <P STYLE="line-height:8.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000;width:10%">&nbsp;</P>
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<TD WIDTH="4%" VALIGN="top" ALIGN="left">1</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Conflict Minerals procured from the following &#147;covered countries&#148; are the focus of the Rule: the DRC,
Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia </P></TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">4 </P>

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<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>2.</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Due Diligence Process </B></P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
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<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>2.1</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Design of Due Diligence </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Our due diligence process has been designed to conform generally with the framework in the OECD Due Diligence Guidance for Responsible Supply
Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related Supplements for gold and for tin, tantalum and tungsten. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Our due diligence process includes: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="5%">&nbsp;</TD>
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<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">the adoption of a Conflict Minerals Policy, </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">the establishment of a cross-functional team for complying with the Conflict Minerals Rule,
</P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">engagement of suppliers, </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">due diligence compliance process and measurement, </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">extensive record keeping and </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="5%">&nbsp;</TD>
<TD WIDTH="2%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE=" margin-top:0pt ; margin-bottom:0pt; font-family:Times New Roman; font-size:10pt">continued <FONT STYLE="white-space:nowrap">follow-up</FONT> communication with suppliers. </P></TD></TR></TABLE>
<P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>2.2</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Management Systems </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">As described above, MKS has adopted a company policy which is posted on our website at
<U><FONT STYLE="white-space:nowrap">http://www.mksinst.com/docs/ur/MKS-ConflictMinerals-Stmt.pdf</FONT></U> </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; margin-left:2%; font-size:10pt; font-family:Times New Roman"><B>Internal Team </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">MKS has established a cross-functional team led by our Director of Global Quality Systems who has over twenty years of experience working with
our complex supply chain. Our team also includes a chemist with over ten years&#146; experience in chemical and supplier management. The team is responsible for implementing our Conflict Minerals compliance strategy. Senior management is briefed
about the results of our due diligence efforts. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; margin-left:2%; font-size:10pt; font-family:Times New Roman"><B>Supplier Engagement </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">With respect to the OECD requirement to strengthen engagement with suppliers, we have established, where practicable, long-term relationships
with our numerous suppliers. We have communicated to our suppliers our expectations with respect to the Conflict Minerals Rule. In addition, we have incorporated our expectations with respect to our Conflict Mineral Policy and reporting obligation
into the terms and conditions of our supplier contracts. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; margin-left:2%; font-size:10pt; font-family:Times New Roman"><B>Maintain records </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">We have developed an internal system for documenting the implementation, management and monitoring of our Conflict Minerals Program. </P>
<P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>2.3</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Identify and assess risk in the supply chain </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Because of our size, the complexity of our products, and the depth and breadth of our supply chain, it is difficult to identify suppliers
upstream from our direct suppliers. In 2018, we reached out to over 3,800 of our direct suppliers representing 99.8% of our supplier spend. We rely on these suppliers, whose components contain Conflict Minerals, to provide us with information about
the source of Conflict Minerals contained in the components supplied to us. Our direct suppliers are similarly reliant upon information provided by their suppliers. While we did receive more information relating to smelters/refiners used in our
supply chain in 2018 as compared to 2017, many of our direct suppliers and distributors either: (i)&nbsp;provided names of smelters or refiners that could not be verified using the Responsible Minerals Assurance Process Conformant
Smelters&nbsp;&amp; Refiners Lists, (ii)&nbsp;did not respond to our survey despite <FONT STYLE="white-space:nowrap">follow-up</FONT> requests, (iii)&nbsp;responded to our survey with incomplete or inconsistent information, or (iv)&nbsp;responded to
our survey with a form letter informing us that they would not be completing the survey due to a variety of reasons, including, but not limited to: (a)&nbsp;lack of resources, (b)&nbsp;the fact that only de minimis amounts of Conflict Minerals were
contained in their products, and/or (c)&nbsp;the supplier was not itself subject to the Conflict Minerals Rule. In general, <FONT STYLE="white-space:nowrap">follow-up</FONT> requests to these suppliers did not produce additional information unless
we had leverage with a particular supplier due to the amount of our spend with such supplier. More time is still needed to determine all of the smelters/refiners used in our supply chain. MKS plans to continue its efforts to identify all of the
Conflict Minerals&#146; smelters/refiners used in our supply chain through a combination of annual supplier surveys and direct <FONT STYLE="white-space:nowrap">follow-up</FONT> supplier engagement. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">5 </P>

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<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>2.4</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Design and Implement a Strategy to Respond to Risks </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">MKS has a risk management plan through which the Conflict Minerals program is implemented, managed and monitored. Updates to this risk
assessment are provided to senior management. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">As part of our risk management plan, to ensure suppliers understand our expectations, in
addition to the Conflict Minerals Policy that we published on our website, we incorporated our expectations with respect to our Conflict Mineral Policy into the terms and conditions of our supplier contracts. We also distributed a Conflict Mineral
reporting instruction letter and survey to our worldwide suppliers who represent 99.8% of our 2018 supplier spend and held individual <FONT STYLE="white-space:nowrap">follow-up</FONT> calls with and/or sent emails to certain of those suppliers whose
survey responses were incomplete, unclear or seemed erroneous based on our knowledge of the materials we purchase from that supplier. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">As
described in our Conflict Minerals Policy, we will work with any of our suppliers whom we have reason to believe is supplying us with Conflict Minerals from sources that may support conflict in the DRC or any adjoining country to end this practice
and if the supplier refuses, we will work diligently to identify and partner with an alternative supplier of Conflict Minerals that does not support such conflict. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>2.5</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Carry out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply
Chain </B></P></TD></TR></TABLE> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">We do not have a direct relationship with Conflict Minerals smelters and refiners and do not perform or direct
audits of these entities within our supply chain. We rely on audits performed by industry groups like the Responsible Business Alliance&#146;s Responsible Minerals Initiative. </P>
<P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>2.6</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Report on supply chain due diligence </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">This report is available on our website at
<U><FONT STYLE="white-space:nowrap">http://www.mksinst.com/docs/ur/MKS-ConflictMineralsReport.pdf</FONT></U> </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>3.</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Due Diligence Results </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Request Information </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">We conducted a survey
of those suppliers described above using the Conflict Minerals Reporting Template (the template). The template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company&#146;s
supply chain. It includes questions regarding a company&#146;s Conflict Minerals policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the template contains questions about the
origin of Conflict Minerals included in their products. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Survey Responses </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">We received responses from approximately 54% of the suppliers surveyed, representing 93% of our supplier spend surveyed. We reviewed the
responses against criteria developed to determine which required further engagement with our suppliers. The vast majority of our suppliers provided data at a company level (vs. a product level). In many of the responses received, (i)&nbsp;the
responses were incomplete and/or contained inconsistencies within the data reported in the template and (ii)&nbsp;the identities of the smelters or refiners were not known. We continue to engage directly with these suppliers to provide revised or
missing information. We are therefore not yet in a position to verify that all of the smelters or refiners in our supply chain are certified as conflict-free by the Responsible Business Alliance. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Efforts to Determine Mine or Location of Origin </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">In our supplier survey, we requested our suppliers to identify the smelter or refiner used in their respective supply chain. We have determined
that seeking information about Conflict Minerals&#146; smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the Conflict Minerals in our supply chain. Based on
the information provided by MKS suppliers in 2018, <U>Exhibit A</U> includes 330 smelters and refiners used in our supply chain that were identified by Responsible Minerals Initiative as &#147;Conformant,&#148; &#147;Active,&#148; or
&#147;Known.&#148;&nbsp;&#147;Conformant&#148; smelters and refiners are those smelters and refiners that have undergone a third-party audit, have systems in place to assure sourcing of only DRC conflict free materials, and are therefore identified
as &#147;Conformant&#148; with Responsible Minerals Alliance&#146;s Process Assessment Program. &#147;Active&#148; smelters are those that have agreed in writing to produce information and are actively progressing towards a third-party audit.
&#147;Known&#148; smelters and refiners are known to Responsible Minerals Initiative but not currently classified as &#147;Conformant&#148; or &#147;Active.&#148;&nbsp;Additionally, MKS received responses from suppliers that included 625 smelters
and refiners that have yet to be verified as </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">6 </P>

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smelters or refiners by the Responsible Minerals Initiative. Although we did receive more reliable smelter and refiner information for 2018 as compared to 2017, we know this list is incomplete as
several of our suppliers either did not return a completed survey or returned an incomplete survey which did not include smelter or refiner names. We expect that with more time, more upstream suppliers will be in a better position to identify
relevant smelters and refiners and will in turn pass that information further down the supply chain so that this list will be more complete. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">To date, we have been informed that three of the smelters identified by our suppliers are located in Covered Countries but with further due
diligence, we confirmed that all are on the Responsible Minerals Assurance Process Known Smelters&nbsp;&amp; Refiners Lists. We are not aware of any other instance where we have reason to believe any of our suppliers are supplying us with Conflict
Minerals from a source that may support conflict in the DRC or any adjoining country. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR style = "page-break-inside:avoid">
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><B>4.</B></TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left"><B>Steps to be taken going forward </B></P></TD></TR></TABLE>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">We intend to take the following steps in 2019 to expand and improve the due diligence conducted with respect to our supply chain: </P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">a.</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Integrate the suppliers of Electro Scientific Industries, Inc., which we acquired in February 2019, into our
Conflict Minerals program. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">b.</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Continue to identify and implement changes to improve the process used to collect survey responses from our
very large number of direct suppliers. In particular, continue to identify ways to streamline supplier outreach and automate collection of supplier responses. </P></TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">c.</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Continue to remind our suppliers of their obligations and our expectations with respect to Conflict Minerals
reporting at our supplier conferences. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">d.</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Continue to engage with suppliers to attempt to increase the response rate and improve the content of the
supplier survey responses. </P></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR style = "page-break-inside:avoid">
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">e.</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">If any of our suppliers are found to be supplying us with Conflict Minerals from sources that support conflict
in the Covered Countries, to work with the supplier to end this practice and if the supplier refuses, to work diligently to identify and partner with an alternative supplier. </P></TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">7 </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>EXHIBIT A </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR>
<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="24%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="23%"></TD>
<TD VALIGN="bottom"></TD>
<TD WIDTH="16%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="8%"></TD>
<TD VALIGN="bottom"></TD>
<TD WIDTH="8%"></TD>
<TD VALIGN="bottom"></TD>
<TD WIDTH="8%"></TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">8853 S.p.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002763</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Abington Reldan Metals, LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Abington Reldan Metals, LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED&nbsp;STATES&nbsp;OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002708</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Advanced Chemical Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Advanced Chemical Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000015</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">African Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">African Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UGANDA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003185</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Aida Chemical Industries Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Aida Chemical Industries Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000019</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Al Etihad Gold LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Al Etihad Gold LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED&nbsp;ARAB EMIRATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002560</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Allgemeine <FONT STYLE="white-space:nowrap">Gold-und</FONT> Silberscheideanstalt A.G.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Allgemeine <FONT STYLE="white-space:nowrap">Gold-und</FONT> Silberscheideanstalt A.G.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000035</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Almalyk Mining and Metallurgical Complex (AMMC)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Almalyk Mining and Metallurgical Complex (AMMC)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UZBEKISTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000041</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">AngloGold Ashanti Corrego do Sitio Mineracao</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">AngloGold Ashanti Corrego do Sitio Mineracao</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000058</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Argor-Heraeus S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Argor-Heraeus S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000077</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asahi Pretec Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asahi Pretec Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000082</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asahi Refining Canada Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asahi Refining Canada Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000924</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asahi Refining USA Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asahi Refining USA Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000920</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asaka Riken Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asaka Riken Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000090</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Atasay Kuyumculuk Sanayi Ve Ticaret A.S.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Atasay Kuyumculuk Sanayi Ve Ticaret A.S.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">TURKEY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000103</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">AU Traders and Refiners</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">AU Traders and Refiners</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SOUTH AFRICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002850</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Aurubis AG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Aurubis AG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000113</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Bangalore Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Bangalore Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002863</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Bangko Sentral ng Pilipinas (Central Bank of the Philippines)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Bangko Sentral ng Pilipinas (Central Bank of the Philippines)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PHILIPPINES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000128</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Boliden AB</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Boliden AB</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SWEDEN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000157</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">C. Hafner GmbH + Co. KG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">C. Hafner GmbH + Co. KG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000176</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Caridad</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Caridad</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MEXICO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000180</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CCR Refinery &#150; Glencore Canada Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CCR Refinery &#150; Glencore Canada Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000185</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Cendres + Metaux S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Cendres + Metaux S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000189</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chimet S.p.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chimet S.p.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000233</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chugai Mining</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chugai Mining</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000264</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Daejin Indus Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Daejin Indus Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000328</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Daye <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Mining Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Daye <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Mining Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000343</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Degussa Sonne / Mond Goldhandel GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Degussa Sonne / Mond Goldhandel GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002867</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">DODUCO Contacts and Refining GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">DODUCO GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000362</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Dowa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Dowa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000401</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">DS PRETECH Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">DS PRETECH Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003195</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">DSC (Do Sung Corporation)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">DSC (Do Sung Corporation)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000359</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"><FONT STYLE="white-space:nowrap">Eco-System</FONT> Recycling Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"><FONT STYLE="white-space:nowrap">Eco-System</FONT> Recycling Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000425</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Elemetal Refining, LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Elemetal Refining, LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001322</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Emirates Gold DMCC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Emirates Gold DMCC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED ARAB EMIRATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002561</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Fidelity Printers and Refiners Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Fidelity Printers and Refiners Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ZIMBABWE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002515</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gansu Seemine Material <FONT STYLE="white-space:nowrap">Hi-Tech</FONT> Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gansu Seemine Material <FONT STYLE="white-space:nowrap">Hi-Tech</FONT> Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000522</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GCC Gujrat Gold Centre Pvt. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GCC Gujrat Gold Centre Pvt. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002852</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">8 </P>

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<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Geib Refining Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Geib Refining Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED&nbsp;STATES&nbsp;OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002459</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Great Wall Precious Metals Co., Ltd. of CBPM</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Great Wall Precious Metals Co., Ltd. of CBPM</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001909</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guangdong Jinding Gold Limited</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guangdong Jinding Gold Limited</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002312</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guoda Safina High-Tech Environmental Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guoda Safina High-Tech Environmental Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000651</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hangzhou Fuchunjiang Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hangzhou Fuchunjiang Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000671</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">HeeSung Metal Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">HeeSung Metal Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000689</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Heimerle + Meule GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Heimerle + Meule GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000694</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Heraeus Ltd. Hong Kong</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Heraeus Ltd. Hong Kong</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000707</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Heraeus Precious Metals GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Heraeus Precious Metals GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000711</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Chenzhou Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Chenzhou Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000767</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000773</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">HwaSeong CJ CO., LTD.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">HwaSeong CJ CO., LTD.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000778</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000801</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">State Research Institute Center for Physical Sciences and Technology</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Institute of Center for Physical Sciences and Technology</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">LITHUANIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003153</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ishifuku Metal Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ishifuku Metal Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000807</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Istanbul Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Istanbul Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">TURKEY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000814</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Italpreziosi</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Italpreziosi</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002765</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Japan Mint</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Japan Mint</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000823</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Copper Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Copper Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000855</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JSC Ekaterinburg <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JSC Ekaterinburg <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000927</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JSC Uralelectromed</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JSC Uralelectromed</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000929</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Pan Pacific Copper Co. LTD</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JX Nippon Mining&nbsp;&amp; Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000937</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kaloti Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kaloti Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED ARAB EMIRATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002563</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kazakhmys Smelting LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kazakhmys Smelting LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000956</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kazzinc</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kazzinc</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000957</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kennecott Utah Copper LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kennecott Utah Copper LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000969</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KGHM Polska Miedz Spolka Akcyjna</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KGHM Polska Miedz Spolka Akcyjna</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">POLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002511</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kojima Chemicals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kojima Chemicals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000981</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Korea Zinc Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Korea Zinc Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002605</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kyrgyzaltyn JSC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kyrgyzaltyn JSC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KYRGYZSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001029</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kyshtym Copper-Electrolytic Plant ZAO</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kyshtym Copper-Electrolytic Plant ZAO</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002865</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">L&#146;azurde Company For Jewelry</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">L&#146;azurde Company For Jewelry</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SAUDI ARABIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001032</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Lingbao Gold Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Lingbao Gold Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001056</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Lingbao Jinyuan Tonghui Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Lingbao Jinyuan Tonghui Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001058</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">L&#146;Orfebre S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">L&#146;Orfebre S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ANDORRA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002762</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"><FONT STYLE="white-space:nowrap">LS-NIKKO</FONT> Copper Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"><FONT STYLE="white-space:nowrap">LS-NIKKO</FONT> Copper Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001078</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Luoyang Zijin Yinhui Gold Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Luoyang Zijin Yinhui Gold Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001093</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Marsam Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Marsam Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002606</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Materion</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Materion</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001113</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Matsuda Sangyo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Matsuda Sangyo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001119</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">9 </P>

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<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Switzerland</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Switzerland</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001153</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Hong Kong) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Hong Kong) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001149</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Singapore) Pte., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Singapore) Pte., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SINGAPORE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001152</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Singapore) Pte., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Singapore) Pte., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SINGAPORE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001152</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Suzhou) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Suzhou) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001147</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor USA Refining Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalor USA Refining Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED&nbsp;STATES&nbsp;OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001157</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metalurgica <FONT STYLE="white-space:nowrap">Met-Mex</FONT> Penoles S.A. De C.V.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metal&uacute;rgica <FONT STYLE="white-space:nowrap">Met-Mex</FONT> Pe&ntilde;oles S.A. De C.V.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MEXICO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001161</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001188</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mitsui Mining and Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mitsui Mining and Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001193</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MMTC-PAMP India Pvt., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MMTC-PAMP India Pvt., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002509</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Modeltech Sdn Bhd</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Modeltech Sdn Bhd</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MALAYSIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002857</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Morris and Watson</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Morris and Watson</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">NEW ZEALAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002282</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Morris and Watson Gold Coast</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Morris and Watson Gold Coast</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">AUSTRALIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002866</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Moscow Special Alloys Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Moscow Special Alloys Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001204</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nadir Metal Rafineri San. Ve Tic. A.S.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nadir Metal Rafineri San. Ve Tic. A.S.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">TURKEY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001220</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Navoi Mining and Metallurgical Combinat</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Navoi Mining and Metallurgical Combinat</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UZBEKISTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001236</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">NH Recytech Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">NH Recytech Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003189</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nihon Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nihon Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001259</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">AUSTRIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002779</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ohura Precious Metal Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ohura Precious Metal Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001325</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">OJSC &#147;The Gulidov Krasnoyarsk <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Plant&#148; (OJSC Krastsvetmet)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">OJSC &#147;The Gulidov Krasnoyarsk <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Plant&#148; (OJSC Krastsvetmet)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001326</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">OJSC Novosibirsk Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">OJSC Novosibirsk Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000493</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PAMP S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PAMP S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001352</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Pease&nbsp;&amp; Curren</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Pease&nbsp;&amp; Curren</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002872</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Penglai Penggang Gold Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Penglai Penggang Gold Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001362</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Planta Recuperadora de Metales SpA</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Planta Recuperadora de Metales SpA</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHILE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002919</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Prioksky Plant of <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Prioksky Plant of <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001386</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Aneka Tambang (Persero) Tbk</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Aneka Tambang (Persero) Tbk</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001397</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PX Precinox S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PX Precinox S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001498</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">QG Refining, LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">QG Refining, LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003324</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Rand Refinery (Pty) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Rand Refinery (Pty) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SOUTH AFRICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001512</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Remondis Argentia B.V.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Remondis Argentia B.V.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">NETHERLANDS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002582</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Republic Metals Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Republic Metals Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002510</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Royal Canadian Mint</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Royal Canadian Mint</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001534</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SAAMP</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SAAMP</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">FRANCE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002761</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sabin Metal Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sabin Metal Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001546</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Safimet S.p.A</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Safimet S.p.A</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002973</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SAFINA A.S.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SAFINA A.S.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CZECH REPUBLIC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002290</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sai Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sai Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002853</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Samduck Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Samduck Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001555</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">10 </P>

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<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Samwon Metals Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Samwon Metals Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001562</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SAXONIA Edelmetalle GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SAXONIA Edelmetalle GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002777</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Schone Edelmetaal B.V.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Schone Edelmetaal B.V.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">NETHERLANDS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001573</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SEMPSA Joyeria Plateria S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SEMPSA Joyeria Plateria S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SPAIN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001585</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Shandong Tiancheng Biological Gold Industrial Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Shandong Tiancheng Biological Gold Industrial Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001619</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Shandong Zhaojin Gold&nbsp;&amp; Silver Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Shandong Zhaojin Gold&nbsp;&amp; Silver Refinery Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001622</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sichuan Tianze Precious Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sichuan Tianze Precious Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001736</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Singway Technology Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Singway Technology Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">TAIWAN,&nbsp;PROVINCE OF CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002516</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SOE Shyolkovsky Factory of Secondary Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SOE Shyolkovsky Factory of Secondary Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001756</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Solar Applied Materials Technology Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Solar Applied Materials Technology Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">TAIWAN, PROVINCE OF CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001761</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sudan Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sudan Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SUDAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002567</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sumitomo Metal Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Sumitomo Metal Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001798</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SungEel HiMetal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SungEel HiMetal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002918</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">T.C.A S.p.A</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">T.C.A S.p.A</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002580</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tanaka Kikinzoku International</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tanaka Kikinzoku International</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001875</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">The Refinery of Shandong Gold Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">The Refinery of Shandong Gold Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001916</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tokuriki Honten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tokuriki Honten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001938</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tongling Nonferrous Metals Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tongling Nonferrous Metals Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001947</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tony Goetz NV</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tony Goetz NV</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BELGIUM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002587</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">TOO <FONT STYLE="white-space:nowrap"><FONT STYLE="white-space:nowrap">Tau-Ken-Altyn</FONT></FONT></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">TOO <FONT STYLE="white-space:nowrap"><FONT STYLE="white-space:nowrap">Tau-Ken-Altyn</FONT></FONT></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002615</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Torecom</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Torecom</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001955</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Umicore Brasil Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Umicore Brasil Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001977</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Umicore Precious Metals Thailand</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Umicore Precious Metals Thailand</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002314</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Umicore S.A. Business Unit Precious Metals Refining</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Umicore S.A. Business Unit Precious Metals Refining</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BELGIUM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001980</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">United Precious Metal Refining, Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">United Precious Metal Refining, Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001993</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Universal Precious Metals Refining Zambia</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Universal Precious Metals Refining Zambia</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ZAMBIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002854</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Valcambi S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Valcambi S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002003</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Western Australian Mint (T/a The Perth Mint)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Western Australian Mint trading as The Perth Mint</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">AUSTRALIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002030</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">WIELAND Edelmetalle GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">WIELAND Edelmetalle GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002778</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yamakin Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yamamoto Precious Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002100</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yokohama Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yokohama Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002129</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHALCO Yunnan Copper Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yunnan Copper Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000197</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Zhongyuan Gold Smelter of Zhongjin Gold Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Zhongyuan Gold Smelter of Zhongjin Gold Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002224</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gold Refinery of Zijin Mining Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Zijin Mining Group Co., Ltd. Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002243</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asaka Riken Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asaka Riken Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000092</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Changsha South Tantalum Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Changsha South Tantalum Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000211</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Conghua Tantalum and Niobium Smeltry</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Conghua Tantalum and Niobium Smeltry</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000291</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">D Block Metals, LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">D Block Metals, LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002504</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Duoluoshan</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Duoluoshan</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000410</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Exotech Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Exotech Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000456</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">F&amp;X Electro-Materials Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">F&amp;X Electro-Materials Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000460</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">11 </P>

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<TD VALIGN="bottom" WIDTH="1%"></TD>
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<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">FIR Metals&nbsp;&amp; Resource Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">FIR Metals&nbsp;&amp; Resource Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002505</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Global Advanced Metals Aizu</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Global Advanced Metals Aizu</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002558</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Global Advanced Metals Boyertown</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Global Advanced Metals Boyertown</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002557</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guangdong Zhiyuan New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guangdong Zhiyuan New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000616</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002544</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Tantalum and Niobium GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck GmbH Goslar</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002545</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Hermsdorf GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Hermsdorf GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002547</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED&nbsp;STATES&nbsp;OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002548</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002549</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Smelting GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Smelting GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002550</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hengyang King Xing Lifeng New Materials Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hengyang King Xing Lifeng New Materials Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002492</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Dinghai Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Dinghai Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002512</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Tuohong New Raw Material</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Tuohong New Raw Material</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002842</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiujiang Janny New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiujiang Janny New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003191</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JiuJiang JinXin Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JiuJiang JinXin Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000914</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiujiang Nonferrous Metals Smelting Company Limited</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiujiang Nonferrous Metals Smelting Company Limited</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000917</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiujiang Zhongao Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiujiang Zhongao Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002506</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KEMET Blue Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KEMET Blue Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MEXICO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002539</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KEMET Blue Powder</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KEMET Blue Powder</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002568</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">LSM Brasil S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">LSM Brasil S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001076</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metallurgical Products India Pvt. Ltd. (MPIL)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metallurgical Products India Pvt. Ltd. (MPIL)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001163</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mineracao Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mineracao Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001175</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mitsui Mining&nbsp;&amp; Smelting</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mitsui Mining&nbsp;&amp; Smelting</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001192</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">NPM Silmet AS</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Molycorp Silmet A.S.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ESTONIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001200</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ningxia Orient Tantalum Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ningxia Orient Tantalum Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001277</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Power Resources Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Power Resources Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MACEDONIA, THE FORMER&nbsp;YUGOSLAV REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002847</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">QuantumClean</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">QuantumClean</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001508</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Resind Industria e Comercio Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Resind Industria e Comercio Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002707</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum&nbsp;&amp; Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001522</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Solikamsk Magnesium Works OAO</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Solikamsk Magnesium Works OAO</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001769</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Taki Chemical Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Taki Chemical Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001869</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Telex Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Telex Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001891</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ulba Metallurgical Plant JSC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ulba Metallurgical Plant JSC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001969</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">XinXing HaoRong Electronic Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">XinXing HaoRong Electronic Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002508</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yichun Jin Yang Rare Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yichun Jin Yang Rare Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002307</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Babel Surya Alam Lestari</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001406</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Tirus Putra Mandiri</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002478</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Thai Nguyen Mining and Metallurgy Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002834</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Dongguan CiEXPO Environmental Engineering Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003356</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">12 </P>

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<TR>
<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="24%"></TD>
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<TD WIDTH="23%"></TD>
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<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Rajawali Rimba Perkasa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003381</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Alpha</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Alpha</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000292</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">An Vinh Joint Stock Mineral Processing Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">An Vinh Joint Stock Mineral Processing Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002703</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000228</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chifeng Dajingzi Tin Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chifeng Dajingzi Tin Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003190</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">China Tin Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">China Tin Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001070</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CNMC (Guangxi) PGMA Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CNMC (Guangxi) PGMA Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000278</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Ayi Jaya</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Ayi Jaya</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002570</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Dua Sekawan</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Dua Sekawan</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002592</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Gita Pesona</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Gita Pesona</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000306</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Premium Tin Indonesia</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Serumpun Sebalai</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000313</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Tiga Sekawan</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Tiga Sekawan</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002593</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV United Smelting</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV United Smelting</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000315</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Venus Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CV Venus Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002455</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Dowa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Dowa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000402</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Electro-Mechanical Facility of the Cao Bang Minerals&nbsp;&amp; Metallurgy Joint Stock Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Electro-Mechanical Facility of the Cao Bang Minerals&nbsp;&amp; Metallurgy Joint Stock Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002572</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metallo Spain S.L.U.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Elmet S.L.U.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">SPAIN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002774</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">EM Vinto</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">EM Vinto</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BOLIVIA (PLURINATIONAL STATE OF)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000438</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Estanho de Rondonia S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Estanho de Rondonia S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000448</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Fenix Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Fenix Metals</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">POLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Fengming Metallurgy Chemical Plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Fengming Metallurgy Chemical Plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002848</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Jinye Mineral Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Jinye Mineral Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002859</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Kai Meng Industry and Trade LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Kai Meng Industry and Trade LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000942</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Processing Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Processing Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000538</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001908</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Zili Mining And Metallurgy Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Gejiu Zili Mining And Metallurgy Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000555</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guangdong Hanhe <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guangdong Hanhe <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003116</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guanyang Guida Nonferrous Metal Smelting Plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guanyang Guida Nonferrous Metal Smelting Plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002849</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">HuiChang Hill Tin Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">HuiChang Hill Tin Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002844</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Huichang Jinshunda Tin Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Huichang Jinshunda Tin Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000760</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Ketai Advanced Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Ketai Advanced Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000244</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Magnu&#146;s Minerais Metais e Ligas Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Magnu&#146;s Minerais Metais e Ligas Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Malaysia Smelting Corporation (MSC)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Malaysia Smelting Corporation (MSC)</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MALAYSIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001105</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Melt Metais e Ligas S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Melt Metais e Ligas S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002500</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metallic Resources, Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metallic Resources, Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED&nbsp;STATES&nbsp;OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001142</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metallo Belgium N.V.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Metallo Belgium N.V</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BELGIUM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002773</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mineracao Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Minera&ccedil;&atilde;o Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001173</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Minsur</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Minsur</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PERU</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001182</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001191</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Modeltech Sdn Bhd</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Modeltech Sdn Bhd</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MALAYSIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002858</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">13 </P>

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<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="24%"></TD>
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<TD VALIGN="bottom"></TD>
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<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi New Nanshan Technology Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nankang Nanshan Tin Manufactory Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001231</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nghe Tinh <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Joint Stock Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nghe Tinh <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Joint Stock Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002573</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">O.M. Manufacturing (Thailand) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">O.M. Manufacturing (Thailand) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001314</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">O.M. Manufacturing Philippines, Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">O.M. Manufacturing Philippines, Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PHILIPPINES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002517</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Operaciones Metalurgical S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Operaciones Metalurgical S.A.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BOLIVIA (PLURINATIONAL STATE OF)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001337</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Pongpipat Company Limited</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Pongpipat Company Limited</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">MYANMAR</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003208</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Aries Kencana Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Aries Kencana Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000309</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Artha Cipta Langgeng</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Artha Cipta Langgeng</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001399</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT ATD Makmur Mandiri Jaya</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT ATD Makmur Mandiri Jaya</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002503</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Babel Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Babel Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001402</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Bangka Prima Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Bangka Prima Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002776</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Bangka Serumpun</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Bangka Serumpun</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003205</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Bangka Tin Industry</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Bangka Tin Industry</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001419</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Belitung Industri Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Belitung Industri Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001421</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Bukit Timah</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Bukit Timah</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001428</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT DS Jaya Abadi</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT DS Jaya Abadi</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001434</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Eunindo Usaha Mandiri</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Eunindo Usaha Mandiri</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001438</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Inti Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Inti Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002530</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Karimun Mining</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Karimun Mining</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001448</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Kijang Jaya Mandiri</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Kijang Jaya Mandiri</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002829</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Lautan Harmonis Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Lautan Harmonis Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002870</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Menara Cipta Mulia</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Menara Cipta Mulia</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002835</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Mitra Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Mitra Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001453</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Panca Mega Persada</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Panca Mega Persada</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001457</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Prima Timah Utama</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Prima Timah Utama</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001458</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Refined Bangka Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Refined Bangka Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001460</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Sariwiguna Binasentosa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Sariwiguna Binasentosa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001463</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Stanindo Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Stanindo Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Sukses Inti Makmur</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Sukses Inti Makmur</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002816</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Sumber Jaya Indah</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Sumber Jaya Indah</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001471</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Timah (Persero) Tbk Kundur</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Timah (Persero) Tbk Kundur</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001477</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Timah (Persero) Tbk Mentok</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Timah (Persero) Tbk Mentok</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001482</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Tinindo Inter Nusa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Tinindo Inter Nusa</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001490</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Tommy Utama</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PT Tommy Utama</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001493</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Resind Industria e Comercio Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Resind Industria e Comercio Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002706</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Rui Da Hung</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Rui Da Hung</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">TAIWAN,&nbsp;PROVINCE OF CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001539</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Soft Metais Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Soft Metais Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001758</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Super Ligas</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Super Ligas</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002756</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Thailand Smelting&nbsp;&amp; Refining Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Thailand Smelting&nbsp;&amp; Refining Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001898</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tin Technology&nbsp;&amp; Refining</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tin Technology&nbsp;&amp; Refining</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003325</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tuyen Quang <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Joint Stock Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tuyen Quang <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals Joint Stock Company</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002574</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">White Solder Metalurgia e Mineracao Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">White Solder Metalurgia e Mineracao Ltda.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002036</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">14 </P>

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<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yunnan Chengfeng <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yunnan Chengfeng <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002158</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yunnan Tin Company Limited</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Yunnan Tin Company Limited</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002180</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">A.L.M.T. TUNGSTEN Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">A.L.M.T. TUNGSTEN Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000004</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ACL Metais Eireli</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ACL Metais Eireli</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002833</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asia Tungsten Products Vietnam Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Asia Tungsten Products Vietnam Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002502</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chenzhou Diamond Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chenzhou Diamond Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002513</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chongyi Zhangyuan Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Chongyi Zhangyuan Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000258</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Fujian Jinxin Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Fujian Jinxin Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000499</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Haichuang Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Haichuang Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002645</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Huaxing Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Huaxing Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000875</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Jiangwu Ferrotungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Jiangwu Ferrotungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002315</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Seadragon W&nbsp;&amp; Mo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Seadragon W&nbsp;&amp; Mo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002494</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Yatai Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Ganzhou Yatai Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002536</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Global Tungsten&nbsp;&amp; Powders Corp.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Global Tungsten&nbsp;&amp; Powders Corp</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED&nbsp;STATES&nbsp;OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000568</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guangdong Xianglu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guangdong Xianglu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000218</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Tungsten GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck GmbH</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002541</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Smelting GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Smelting GmbH&nbsp;&amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002542</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Chenzhou Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Chenzhou Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000766</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002579</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Chunchang Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Chunchang Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000769</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Litian Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hunan Litian Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003182</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hydrometallurg, JSC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Hydrometallurg, JSC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002649</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Japan New Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Japan New Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000825</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangwu H.C. Starck Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangwu H.C. Starck Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002551</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Dayu Longxintai Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Dayu Longxintai Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002647</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Gan Bei Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Gan Bei Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002321</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Minmetals Gao&#146;an <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Minmetals Gao&#146;an <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002313</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Tonggu <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metallurgical&nbsp;&amp; Chemical Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Tonggu <FONT STYLE="white-space:nowrap">Non-ferrous</FONT> Metallurgical&nbsp;&amp; Chemical Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002318</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Xinsheng Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Xinsheng Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002317</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002535</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Yaosheng Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Jiangxi Yaosheng Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002316</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kennametal Fallon</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kennametal Fallon</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000966</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">ATI Metalworking Products</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Kennametal Huntsville</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000105</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KGETS Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KGETS Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID003388</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Malipo Haiyu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Malipo Haiyu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002319</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Moliren Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Moliren Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002845</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Niagara Refining LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Niagara Refining LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">UNITED STATES OF AMERICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002589</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002543</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Philippine Chuangxin Industrial Co., Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Philippine Chuangxin Industrial Co., Inc.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">PHILIPPINES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002827</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">South-East Nonferrous Metal Company Limited of Hengyang City</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">South-East Nonferrous Metal Company Limited of Hengyang City</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002815</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">15 </P>

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<TD VALIGN="bottom" NOWRAP> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; border-bottom:1.00pt solid #000000; display:table-cell; font-size:8pt; font-family:Times New Roman; "><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter Country</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Identification</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Source of<BR>Smelter<BR>Identification<BR>Number</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman"><B>Smelter<BR>Status</B></P></TD></TR>


<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tejing (Vietnam) Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Tejing (Vietnam) Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001889</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Unecha Refractory metals plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Unecha Refractory metals plant</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002724</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Vietnam Youngsun Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Vietnam Youngsun Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002011</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Known</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Wolfram Bergbau und Hutten AG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Wolfram Bergbau und Hutten AG</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">AUSTRIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002044</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Woltech Korea Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Woltech Korea Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">KOREA,&nbsp;REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002843</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Xiamen Tungsten (H.C.) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Xiamen Tungsten (H.C.) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002320</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Xiamen Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Xiamen Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002082</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Xinfeng Huarui Tungsten&nbsp;&amp; Molybdenum New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Xinfeng Huarui Tungsten&nbsp;&amp; Molybdenum New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002830</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
<TR STYLE="page-break-inside:avoid ; font-family:Times New Roman; font-size:9pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Xinhai Rendan Shaoguan Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Xinhai Rendan Shaoguan Tungsten Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002095</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RMI</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conformant</TD></TR>
</TABLE>
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