8-K 1 d307415d8k.htm FORM 8-K

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 9, 2016

IES Holdings, Inc.

(Exact name of registrant as specified in Charter)

Delaware |  | 001-13783 |  | 76-0542208
(State or Other Jurisdiction of Incorporation) |  | (Commission File Number) |  | (I.R.S. Employer Identification Number)

5433 Westheimer Road, Suite 500, Houston, Texas 77056

(Address of Principal Executive Offices)

Registrant’s telephone number, including area code: (713) 860-1500

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))

☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))

Item 2.02. | Results of Operations and Financial Condition.

On December 9, 2016, IES Holdings, Inc. (the “Company”) issued a press release announcing its results of operations for the fiscal 2016 fourth quarter and year end. A copy of the press release is furnished with this report as Exhibit 99.1 and is incorporated herein by reference.

Item 7.01. | Regulation FD Disclosure.

On December 9, 2016, the Company posted to its website, www.ies-co.com, under the Investor Relations section, a presentation with the title “Fourth Quarter and Fiscal Year 2016 Update.” The presentation is attached as Exhibit 99.2 to this Current Report on Form 8-K, and is incorporated herein by reference. The presentation will remain on the Company’s website for a period of at least thirty days. The information set forth herein is furnished pursuant to Item 7.01– Regulation FD Disclosure and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section nor shall the information be deemed incorporated by reference in any filing of the Company.

Item 9.01. | Financial Statements and Exhibits.

| (d) | Exhibits.

Exhibit Number |  | Description
Exhibit 99.1 |  | Press release dated December 9, 2016.
Exhibit 99.2 |  | Presentation titled “Fourth Quarter and Fiscal Year 2016 Update,” dated December 9, 2016.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

|  |  |  |  |  | IES HOLDINGS, INC.
Date: December 9, 2016 |  |  |  |  |  | /s/ Gail D. Makode
|  |  |  |  |  | Gail D. Makode
|  |  |  |  |  | Senior Vice President and General Counsel

EXHIBIT INDEX

Exhibit Number |  | Description
Exhibit 99.1 |  | Press release dated December 9, 2016.
Exhibit 99.2 |  | Presentation titled “Fourth Quarter and Fiscal Year 2016 Update,” dated December 9, 2016.