EX-1.01 2 d400291dex101.htm EX-1.01

EX-1.01

Exhibit 1.01

Dolby Laboratories, Inc.

Conflict Minerals Report

For Calendar Year Ended December 31, 2016

Introduction

This Conflict Minerals Report (the “Report”) of Dolby Laboratories, Inc. (“Dolby” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2016 to December 31, 2016. The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals referred to as “Conflict Minerals” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives which include tantalum, tin and tungsten. The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of Congo, the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

Dolby has determined that certain Conflict Minerals are necessary to the functionality or production of products manufactured or contracted to be manufactured by us during calendar year 2016. These products are referred to in this Report as “Covered Products.” Dolby has conducted a reasonable country of origin inquiry (“RCOI”) reasonably designed to determine if Conflict Minerals originated in the Covered Countries. Based on our RCOI, Dolby believes that certain of the Conflict Minerals used in our products may have originated in the Covered Countries. Because of this finding, we performed additional due diligence on the source and chain of custody of these Conflict Minerals based on the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (“Framework”), to determine if the Conflict Minerals that may have originated in the Covered Countries benefited armed groups. As such, we believe our process was reasonably designed and performed in good faith. After performing the RCOI and due diligence in conformity with the Framework, we were unable to comprehensively determine the origin of all Conflict Minerals used in our products, the facilities used to process them, their country of origin, and their mine or location of origin.

Much of Dolby’s revenues are associated with Licensing and Services as opposed to physical hardware products. As reported in Dolby’s Annual Report on Form 10-K for the fiscal year ended September 30, 2016, Dolby’s Product (hardware) revenue for the period comprised approximately 9% of reported revenues of $1.03 billion. Most of Dolby’s hardware products are manufactured by contract manufacturers. These factors result in a relatively small supply base as indicated in the RCOI summary. Descriptions of our covered products are provided below.

Descriptions of Covered Products

Product		Description
Digital Cinema Products		Digital Cinema Products are used for digital encoding, distribution, and playback. Our digital cinema server is used to load, store, decrypt, decode, and re-encrypt digital film files for presentation on digital cinema projectors. We also provide products that encrypt, encode, and package digital films, and digital cinema processors to decode digital cinema soundtracks.
Film-based Cinema Products		Film-based Cinema Processors are used to read, decode and playback a film soundtrack and calibrate the sound system in a movie theater.
Professional Reference Monitors		Professional Reference Monitor is a video monitor used during the production and post-production of cinematic and video content in situations where grade 1 reference performance is required.
Broadcast Products		Broadcast Products are used to encode, transmit, and decode multiple channels of high quality audio for Digital Television (DTV) and High-Definition Television (HDTV) program production and broadcast distribution, and to measure the loudness of broadcast audio content.
Digital 3D Products		Digital 3D Products deliver a 3D image with an existing digital cinema server and white (or silver) screen. Our Dolby 3D glasses feature high quality multicoated lenses that deliver sharp 3D images.
Voice Conference Phone Products		The Dolby Conference Phone is a dual mode device—an endpoint for Dolby Voice enabled services and a SIP (Session Initiation Protocol) conference phone for IP telephony environments.
Speaker Products		Powered and passive speakers and associated products for theatrical and professional installations.

RCOI

Our RCOI comprised requesting a completed Conflict-Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (“CMRT”) from our contract manufacturers and suppliers of materials/products/components received by Dolby in 2016 for purchases made through Dolby’s standard purchasing systems. Responses were reviewed for completeness and consistency, and we routinely followed up with our suppliers for corrections and clarifications as needed. We submitted this questionnaire to 83 suppliers with whom we have a direct purchasing relationship. We did not receive complete responses to the questionnaire from 15 of these suppliers (18.1%) despite repeated follow-up attempts with these nonresponsive suppliers. We were informed that many of Dolby’s suppliers have not received responses from all their upstream suppliers. Of the responses received, 15 suppliers indicated that they source Conflict Minerals from the Covered Countries. Based on these responses, we conducted additional due diligence on the smelters and refiners identified.

Due Diligence Framework

Dolby’s Due Diligence program was designed to be in conformance in all material respects with the OECD Framework.

Due Diligence Measures Taken

The due diligence measures taken include, but are not limited to, those described as follows:

Dolby has assembled a Conflict Minerals Project Team comprised of representatives from Engineering, Legal, and Procurement who meet periodically and provide oversight to our Conflict Minerals program. In 2013, Dolby adopted a Conflict Minerals Policy, available at http://www.dolby.com/us/en/about/conflict-minerals-policy.html, which describes our commitment to minimizing the use of Conflict Minerals that finance or benefit armed groups. Dolby has communicated this policy to our suppliers. We encourage suppliers to seek conflict-free sources of Conflict Minerals that are validated as conflict-free by third-party audits such as those performed by the Conflict-Free Smelter Program (“CFSP”) and its cross-recognized programs (e.g., RJC (Responsible Jewelry Council) and LBMA (London Bullion Market Association)). If we become aware of a supplier who does not meet the expectations specified in our Conflict Minerals Policy, including the provision of a CMRT, our Director of Procurement may seek alternative sources of supply for our products or components. In support of Dolby’s Conflict Minerals Program, we participate in industry groups on the topic of conflict minerals. Dolby is an active member of CFSI and we utilize data from CFSI for smelter compliance status and reasonable country of origin information.

Findings and Conclusions

Through our RCOI, certain suppliers reported the use of smelters or refiners with a CFSI Audit Status of “Outreach Required” and one reported a smelter with a CFSI Audit Status of “Non-compliant”. As the conflict minerals information provided by our suppliers is reported at the “company-level”, it is uncertain whether these smelters or refiners are in fact present in our supply chain. Notwithstanding this uncertainty, we have asked our suppliers to request that these smelters or refiners undergo an independent third-party audit or be removed from our supply chain. Where contact information is available, we have communicated this request directly to these smelters or refiners. Should these smelters or refiners decline to undergo an independent third-party audit and our supplier refuses to remove these smelters from our supply chain, we will evaluate our relationship with that supplier and explore alternatives.

Dolby did not receive responses from certain of our suppliers. We have made repeated requests that these suppliers provide a CMRT. A list of these nonresponsive suppliers has been provided to our Director of Procurement who will determine if Dolby will continue to purchase components from these non-responsive suppliers or if alternative suppliers can be identified and utilized in the future. As per our Conflict Minerals Policy, we are including provisions relating to gathering Conflict Minerals information in our new supply contracts to encourage greater cooperation by the companies in our supply chain.

As we have not received conclusive data from all our direct suppliers, we are therefore unable to make a definitive determination about all sources of the tin, tungsten, tantalum or gold in our products and cannot determine whether our supply chain is “DRC conflict-free”. However, we received no information from our direct suppliers indicating that the tin, tantalum, tungsten or gold directly or indirectly financed or benefitted armed groups in the DRC or adjoining countries. Some suppliers disclosed to us that scrap/recycled sources of gold, tantalum, tin and/or tungsten were identified in their supply chains and therefore did not require due diligence. The table in Annex 1 lists the names and countries of the smelters or refiners reported by our suppliers. Annex 2 lists the countries of origin identified as the sources of those smelters and refiners.

We believe that requesting our contract manufacturers and component/product/material suppliers to complete the CFSI Conflict Minerals Reporting Template and encouraging these upstream suppliers to source materials from conflict-free sources such as those audited by the CFSP, the communication of our Conflicts Minerals Policy, as well as our review of the smelter or refiner information provided and our review of the country of origin of source materials of those smelters or refiners represents a reasonable effort to determine the mines or location of origin of the Conflict Minerals in our supply chain. Moving forward, the Company will continue to implement commercially reasonable procedures to prevent Conflict Minerals that finance or benefit armed groups from being introduced into our supply chain.

Independent Private Sector Audit (IPSA)

Not required for reporting year 2016.

Risk Factors

The statements above are based on the RCOI process and due diligence performed in good faith by the Company. These statements are based on the infrastructure and information available at the time. A number of factors could introduce errors or otherwise affect Dolby’s Conflict Minerals status. These factors include, but are not limited to, gaps in supplier data, gaps in smelter or refiner data, errors or omissions by suppliers, errors or omissions by smelters or refiners, the definition of a smelter or refiner not being finalized at the end of the reporting period, all instances of Conflict Minerals necessary to the functionality or manufacturing of Dolby’s products possibly not yet having been identified, gaps in supplier education and knowledge, timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter or refiner unfamiliarity with the protocol due to this being the early years for SEC disclosures for Section 1502 of Dodd-Frank, oversights or errors in independent third party audits conducted by the CFSP, LBMA, or RJC, Covered Countries sourced materials being declared secondary materials, companies going out of business, auditing programs being not equally advanced for all industry segments and metals, and smuggling of Conflict Minerals from the Covered Countries to countries beyond the covered countries.

Annex 1

The table below describes the smelters and refiners reported by our contract manufacturers and component/product/ materials suppliers in their CMRT as of March 24, 2017:

Metal		Smelter Name		Smelter Country
Gold		Advanced Chemical Company		UNITED STATES
Gold		Aida Chemical Industries Co., Ltd.		JAPAN
Gold		Al Etihad Gold Refinery DMCC		UNITED ARAB EMIRATES
Gold		Allgemeine Gold-und Silberscheideanstalt A.G.		GERMANY
Gold		Almalyk Mining and Metallurgical Complex (AMMC)		UZBEKISTAN
Gold		AngloGold Ashanti Córrego do Sítio Mineração		BRAZIL
Gold		Argor-Heraeus SA		SWITZERLAND
Gold		Asahi Pretec Corporation		JAPAN
Gold		Asahi Refining Canada Limited		CANADA
Gold		Asahi Refining USA Inc.		UNITED STATES
Gold		Asaka Riken Co., Ltd.		JAPAN
Gold		Atasay Kuyumculuk Sanayi Ve Ticaret A.S.		TURKEY
Gold		AU Traders and Refiners		SOUTH AFRICA
Gold		Aurubis AG		GERMANY
Gold		Bangalore Refinery		INDIA
Gold		Bangko Sentral ng Pilipinas (Central Bank of the Philippines)		PHILIPPINES
Gold		Boliden AB		SWEDEN
Gold		C. Hafner GmbH + Co. KG		GERMANY
Gold		Caridad		MEXICO
Gold		CCR Refinery—Glencore Canada Corporation		CANADA
Gold		Cendres + Métaux SA		SWITZERLAND
Gold		Chimet S.p.A.		ITALY
Gold		Chugai Mining		JAPAN
Gold		Daejin Indus Co., Ltd.		KOREA, REPUBLIC OF
Gold		Daye Non-Ferrous Metals Mining Ltd.		CHINA
Gold		DODUCO GmbH		GERMANY
Gold		Dowa		JAPAN
Gold		DSC (Do Sung Corporation)		KOREA, REPUBLIC OF
Gold		Eco-System Recycling Co., Ltd.		JAPAN
Gold		Elemetal Refining, LLC		UNITED STATES
Gold		Emirates Gold DMCC		UNITED ARAB EMIRATES
Gold		Fidelity Printers and Refiners Ltd.		ZIMBABWE
Gold		Gansu Seemine Material Hi-Tech Co., Ltd.		CHINA
Gold		Geib Refining Corporation		UNITED STATES
Gold		Great Wall Precious Metals Co., Ltd. of CBPM		CHINA
Gold		Guangdong Jinding Gold Limited		CHINA
Gold		Gujarat Gold Centre		INDIA
Gold		Guoda Safina High-Tech Environmental Refinery Co., Ltd.		CHINA
Gold		Hangzhou Fuchunjiang Smelting Co., Ltd.		CHINA
Gold		Heimerle + Meule GmbH		GERMANY
Gold		Heraeus Ltd. Hong Kong		CHINA
Gold		Heraeus Precious Metals GmbH & Co. KG		GERMANY
Gold		Hunan Chenzhou Mining Co., Ltd.		CHINA
Gold		Hwasung CJ Co., Ltd.		KOREA, REPUBLIC OF
Gold		Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited		CHINA
Gold		Ishifuku Metal Industry Co., Ltd.		JAPAN
Gold		Istanbul Gold Refinery		TURKEY
Gold		Japan Mint		JAPAN
Gold		Jiangxi Copper Company Limited		CHINA
Gold		JSC Ekaterinburg Non-Ferrous Metal Processing Plant		RUSSIAN FEDERATION
Gold		JSC Uralelectromed		RUSSIAN FEDERATION
Gold		JX Nippon Mining & Metals Co., Ltd.		JAPAN
Gold		Kaloti Precious Metals		UNITED ARAB EMIRATES
Gold		Kazakhmys Smelting LLC		KAZAKHSTAN
Gold		Kazzinc		KAZAKHSTAN
Gold		Kennecott Utah Copper LLC		UNITED STATES

Gold		KGHM Polska Miedź Spółka Akcyjna		POLAND
Gold		Kojima Chemicals Co., Ltd.		JAPAN
Gold		Korea Zinc Co., Ltd.		KOREA, REPUBLIC OF
Gold		Kyrgyzaltyn JSC		KYRGYZSTAN
Gold		Kyshtym Copper-Electrolytic Plant ZAO		RUSSIAN FEDERATION
Gold		L’ azurde Company For Jewelry		SAUDI ARABIA
Gold		Lingbao Gold Company Limited		CHINA
Gold		Lingbao Jinyuan Tonghui Refinery Co., Ltd.		CHINA
Gold		LS-NIKKO Copper Inc.		KOREA, REPUBLIC OF
Gold		Luoyang Zijin Yinhui Gold Refinery Co., Ltd.		CHINA
Gold		Materion		UNITED STATES
Gold		Matsuda Sangyo Co., Ltd.		JAPAN
Gold		Metalor Technologies (Hong Kong) Ltd.		CHINA
Gold		Metalor Technologies (Singapore) Pte., Ltd.		SINGAPORE
Gold		Metalor Technologies (Suzhou) Ltd.		CHINA
Gold		Metalor Technologies SA		SWITZERLAND
Gold		Metalor USA Refining Corporation		UNITED STATES
Gold		METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V		MEXICO
Gold		Mitsubishi Materials Corporation		JAPAN
Gold		Mitsui Mining and Smelting Co., Ltd.		JAPAN
Gold		MMTC-PAMP India Pvt., Ltd.		INDIA
Gold		Modeltech Sdn Bhd		MALAYSIA
Gold		Morris and Watson		NEW ZEALAND
Gold		Moscow Special Alloys Processing Plant		RUSSIAN FEDERATION
Gold		Nadir Metal Rafineri San. Ve Tic. A.Ş.		TURKEY
Gold		Navoi Mining and Metallurgical Combinat		UZBEKISTAN
Gold		Nihon Material Co., Ltd.		JAPAN
Gold		Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH		AUSTRIA
Gold		Ohura Precious Metal Industry Co., Ltd.		JAPAN
Gold		OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)		RUSSIAN FEDERATION
Gold		OJSC Novosibirsk Refinery		RUSSIAN FEDERATION
Gold		PAMP SA		SWITZERLAND
Gold		Penglai Penggang Gold Industry Co., Ltd.		CHINA
Gold		Prioksky Plant of Non-Ferrous Metals		RUSSIAN FEDERATION
Gold		PT Aneka Tambang (Persero) Tbk		INDONESIA
Gold		PX Précinox SA		SWITZERLAND
Gold		Rand Refinery (Pty) Ltd.		SOUTH AFRICA
Gold		Remondis Argentia B.V.		NETHERLANDS
Gold		Republic Metals Corporation		UNITED STATES
Gold		Royal Canadian Mint		CANADA
Gold		SAAMP		FRANCE
Gold		Sabin Metal Corp.		UNITED STATES
Gold		SAFINA A.S.		CZECH REPUBLIC
Gold		Sai Refinery		INDIA
Gold		Samduck Precious Metals		KOREA, REPUBLIC OF
Gold		SAMWON Metals Corp.		KOREA, REPUBLIC OF
Gold		SAXONIA Edelmetalle GmbH		GERMANY
Gold		Schone Edelmetaal B.V.		NETHERLANDS
Gold		SEMPSA Joyería Platería SA		SPAIN
Gold		Shandong Tiancheng Biological Gold Industrial Co., Ltd.		CHINA
Gold		Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		CHINA
Gold		Sichuan Tianze Precious Metals Co., Ltd.		CHINA
Gold		Singway Technology Co., Ltd.		TAIWAN
Gold		So Accurate Group, Inc.		UNITED STATES
Gold		SOE Shyolkovsky Factory of Secondary Precious Metals		RUSSIAN FEDERATION
Gold		Solar Applied Materials Technology Corp.		TAIWAN
Gold		Sudan Gold Refinery		SUDAN
Gold		Sumitomo Metal Mining Co., Ltd.		JAPAN
Gold		T.C.A S.p.A		ITALY
Gold		Tanaka Kikinzoku Kogyo K.K.		JAPAN
Gold		The Refinery of Shandong Gold Mining Co., Ltd.		CHINA
Gold		Tokuriki Honten Co., Ltd.		JAPAN
Gold		Tongling Nonferrous Metals Group Co., Ltd.		CHINA
Gold		Tony Goetz NV		BELGIUM
Gold		TOO Tau-Ken-Altyn		KAZAKHSTAN

Gold		Torecom		KOREA, REPUBLIC OF
Gold		Umicore Brasil Ltda.		BRAZIL
Gold		Umicore Precious Metals Thailand		THAILAND
Gold		Umicore SA Business Unit Precious Metals Refining		BELGIUM
Gold		United Precious Metal Refining, Inc.		UNITED STATES
Gold		Universal Precious Metals Refining Zambia		ZAMBIA
Gold		Valcambi SA		SWITZERLAND
Gold		Western Australian Mint trading as The Perth Mint		AUSTRALIA
Gold		WIELAND Edelmetalle GmbH		GERMANY
Gold		Yamamoto Precious Metal Co., Ltd.		JAPAN
Gold		Yokohama Metal Co., Ltd.		JAPAN
Gold		Yunnan Copper Industry Co., Ltd.		CHINA
Gold		Zhongyuan Gold Smelter of Zhongjin Gold Corporation		CHINA
Gold		Zijin Mining Group Co., Ltd. Gold Refinery		CHINA
Tantalum		Changsha South Tantalum Niobium Co., Ltd.		CHINA
Tantalum		Conghua Tantalum and Niobium Smeltry		CHINA
Tantalum		D Block Metals, LLC		UNITED STATES
Tantalum		Duoluoshan		CHINA
Tantalum		Exotech Inc.		UNITED STATES
Tantalum		F&X Electro-Materials Ltd.		CHINA
Tantalum		FIR Metals & Resource Ltd.		CHINA
Tantalum		Global Advanced Metals Aizu		JAPAN
Tantalum		Global Advanced Metals Boyertown		UNITED STATES
Tantalum		Guangdong Zhiyuan New Material Co., Ltd.		CHINA
Tantalum		H.C. Starck Co., Ltd.		THAILAND
Tantalum		H.C. Starck GmbH Goslar		GERMANY
Tantalum		H.C. Starck Hermsdorf GmbH		GERMANY
Tantalum		H.C. Starck Inc.		UNITED STATES
Tantalum		H.C. Starck Ltd.		JAPAN
Tantalum		H.C. Starck Smelting GmbH & Co. KG		GERMANY
Tantalum		Hengyang King Xing Lifeng New Materials Co., Ltd.		CHINA
Tantalum		Hi-Temp Specialty Metals, Inc.		UNITED STATES
Tantalum		Jiangxi Dinghai Tantalum & Niobium Co., Ltd.		CHINA
Tantalum		Jiangxi Tuohong New Raw Material		CHINA
Tantalum		JiuJiang JinXin Nonferrous Metals Co., Ltd.		CHINA
Tantalum		Jiujiang Tanbre Co., Ltd.		CHINA
Tantalum		Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		CHINA
Tantalum		KEMET Blue Metals		MEXICO
Tantalum		KEMET Blue Powder		UNITED STATES
Tantalum		King-Tan Tantalum Industry Ltd.		CHINA
Tantalum		LSM Brasil S.A.		BRAZIL
Tantalum		Metallurgical Products India Pvt., Ltd.		INDIA
Tantalum		Mineração Taboca S.A.		BRAZIL
Tantalum		Mitsui Mining & Smelting		JAPAN
Tantalum		Molycorp Silmet A.S.		ESTONIA
Tantalum		Ningxia Orient Tantalum Industry Co., Ltd.		CHINA
Tantalum		Power Resources Ltd.		MACEDONIA, REPUBLIC OF
Tantalum		QuantumClean		UNITED STATES
Tantalum		Resind Indústria e Comércio Ltda.		BRAZIL
Tantalum		RFH Tantalum Smeltry Co., Ltd.		CHINA
Tantalum		Solikamsk Magnesium Works OAO		RUSSIAN FEDERATION
Tantalum		Taki Chemicals		JAPAN
Tantalum		Telex Metals		UNITED STATES
Tantalum		Tranzact, Inc.		UNITED STATES
Tantalum		Ulba Metallurgical Plant JSC		KAZAKHSTAN
Tantalum		XinXing HaoRong Electronic Material Co., Ltd.		CHINA
Tantalum		Yichun Jin Yang Rare Metal Co., Ltd.		CHINA
Tantalum		Zhuzhou Cemented Carbide		CHINA
Tin		Alpha		UNITED STATES
Tin		An Thai Minerals Co., Ltd.		VIET NAM
Tin		An Vinh Joint Stock Mineral Processing Company		VIET NAM
Tin		Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		CHINA
Tin		China Tin Group Co., Ltd.		CHINA
Tin		CNMC (Guangxi) PGMA Co. Ltd.		CHINA
Tin		Cooper Santa		BRAZIL

Tin		CV Ayi Jaya		INDONESIA
Tin		CV Dua Sekawan		INDONESIA
Tin		CV Gita Pesona		INDONESIA
Tin		CV Serumpun Sebalai		INDONESIA
Tin		CV Tiga Sekawan		INDONESIA
Tin		CV United Smelting		INDONESIA
Tin		CV Venus Inti Perkasa		INDONESIA
Tin		Dowa		JAPAN
Tin		Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company		VIET NAM
Tin		Elmet S.L.U.		SPAIN
Tin		EM Vinto		BOLIVIA
Tin		Estanho de Rondônia S.A.		BRAZIL
Tin		Fenix Metals		POLAND
Tin		Gejiu Fengming Metallurgy Chemical Plant		CHINA
Tin		Gejiu Jinye Mineral Company		CHINA
Tin		Gejiu Kai Meng Industry and Trade LLC		CHINA
Tin		Gejiu Non-Ferrous Metal Processing Co., Ltd.		CHINA
Tin		Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.		CHINA
Tin		Gejiu Zili Mining And Metallurgy Co., Ltd.		CHINA
Tin		Guanyang Guida Nonferrous Metal Smelting Plant		CHINA
Tin		HuiChang Hill Tin Industry Co., Ltd.		CHINA
Tin		Huichang Jinshunda Tin Co., Ltd.		CHINA
Tin		Jiangxi Ketai Advanced Material Co., Ltd.		CHINA
Tin		Magnu’s Minerais Metais e Ligas Ltda.		BRAZIL
Tin		Malaysia Smelting Corporation (MSC)		MALAYSIA
Tin		Melt Metais e Ligas S/A		BRAZIL
Tin		Metallic Resources, Inc.		UNITED STATES
Tin		Metallo-Chimique N.V.		BELGIUM
Tin		Mineração Taboca S.A.		BRAZIL
Tin		Minsur		PERU
Tin		Mitsubishi Materials Corporation		JAPAN
Tin		Modeltech Sdn Bhd		MALAYSIA
Tin		Nankang Nanshan Tin Manufactory Co., Ltd.		CHINA
Tin		Nghe Tinh Non-Ferrous Metals Joint Stock Company		VIET NAM
Tin		O.M. Manufacturing (Thailand) Co., Ltd.		THAILAND
Tin		O.M. Manufacturing Philippines, Inc.		PHILIPPINES
Tin		Operaciones Metalurgical S.A.		BOLIVIA
Tin		PT Aries Kencana Sejahtera		INDONESIA
Tin		PT Artha Cipta Langgeng		INDONESIA
Tin		PT ATD Makmur Mandiri Jaya		INDONESIA
Tin		PT Babel Inti Perkasa		INDONESIA
Tin		PT Bangka Prima Tin		INDONESIA
Tin		PT Bangka Tin Industry		INDONESIA
Tin		PT Belitung Industri Sejahtera		INDONESIA
Tin		PT Bukit Timah		INDONESIA
Tin		PT Cipta Persada Mulia		INDONESIA
Tin		PT DS Jaya Abadi		INDONESIA
Tin		PT Eunindo Usaha Mandiri		INDONESIA
Tin		PT Inti Stania Prima		INDONESIA
Tin		PT Justindo		INDONESIA
Tin		PT Karimun Mining		INDONESIA
Tin		PT Kijang Jaya Mandiri		INDONESIA
Tin		PT Mitra Stania Prima		INDONESIA
Tin		PT O.M. Indonesia		INDONESIA
Tin		PT Panca Mega Persada		INDONESIA
Tin		PT Prima Timah Utama		INDONESIA
Tin		PT Refined Bangka Tin		INDONESIA
Tin		PT Sariwiguna Binasentosa		INDONESIA
Tin		PT Stanindo Inti Perkasa		INDONESIA
Tin		PT Sukses Inti Makmur		INDONESIA
Tin		PT Sumber Jaya Indah		INDONESIA
Tin		PT Timah (Persero) Tbk Kundur		INDONESIA
Tin		PT Timah (Persero) Tbk Mentok		INDONESIA
Tin		PT Tinindo Inter Nusa		INDONESIA
Tin		PT Tommy Utama		INDONESIA

Tin		Resind Indústria e Comércio Ltda.		BRAZIL
Tin		Rui Da Hung		TAIWAN
Tin		Soft Metais Ltda.		BRAZIL
Tin		Thaisarco		THAILAND
Tin		Tuyen Quang Non-Ferrous Metals Joint Stock Company		VIET NAM
Tin		VQB Mineral and Trading Group JSC		VIET NAM
Tin		White Solder Metalurgia e Mineração Ltda.		BRAZIL
Tin		Yunnan Chengfeng Non-ferrous Metals Co., Ltd.		CHINA
Tin		Yunnan Tin Group (Holding) Company Limited		CHINA
Tungsten		A.L.M.T. TUNGSTEN Corp.		JAPAN
Tungsten		ACL Metais Eireli		BRAZIL
Tungsten		Asia Tungsten Products Vietnam Ltd.		VIET NAM
Tungsten		Chenzhou Diamond Tungsten Products Co., Ltd.		CHINA
Tungsten		Chongyi Zhangyuan Tungsten Co., Ltd.		CHINA
Tungsten		Dayu Weiliang Tungsten Co., Ltd.		CHINA
Tungsten		Fujian Jinxin Tungsten Co., Ltd.		CHINA
Tungsten		Ganzhou Huaxing Tungsten Products Co., Ltd.		CHINA
Tungsten		Ganzhou Jiangwu Ferrotungsten Co., Ltd.		CHINA
Tungsten		Ganzhou Seadragon W & Mo Co., Ltd.		CHINA
Tungsten		Ganzhou Yatai Tungsten Co., Ltd.		CHINA
Tungsten		Global Tungsten & Powders Corp.		UNITED STATES
Tungsten		Guangdong Xianglu Tungsten Co., Ltd.		CHINA
Tungsten		H.C. Starck GmbH		GERMANY
Tungsten		H.C. Starck Smelting GmbH & Co.KG		GERMANY
Tungsten		Hunan Chenzhou Mining Co., Ltd.		CHINA
Tungsten		Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji		CHINA
Tungsten		Hunan Chunchang Nonferrous Metals Co., Ltd.		CHINA
Tungsten		Hydrometallurg, JSC		RUSSIAN FEDERATION
Tungsten		Japan New Metals Co., Ltd.		JAPAN
Tungsten		Jiangwu H.C. Starck Tungsten Products Co., Ltd.		CHINA
Tungsten		Jiangxi Dayu Longxintai Tungsten Co., Ltd.		CHINA
Tungsten		Jiangxi Gan Bei Tungsten Co., Ltd.		CHINA
Tungsten		Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.		CHINA
Tungsten		Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.		CHINA
Tungsten		Jiangxi Xinsheng Tungsten Industry Co., Ltd.		CHINA
Tungsten		Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.		CHINA
Tungsten		Jiangxi Yaosheng Tungsten Co., Ltd.		CHINA
Tungsten		Kennametal Fallon		UNITED STATES
Tungsten		Kennametal Huntsville		UNITED STATES
Tungsten		Malipo Haiyu Tungsten Co., Ltd.		CHINA
Tungsten		Moliren Ltd		RUSSIAN FEDERATION
Tungsten		Niagara Refining LLC		UNITED STATES
Tungsten		Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC		VIET NAM
Tungsten		Philippine Chuangxin Industrial Co., Inc.		PHILIPPINES
Tungsten		South-East Nonferrous Metal Company Limited of Hengyang City		CHINA
Tungsten		Tejing (Vietnam) Tungsten Co., Ltd.		VIET NAM
Tungsten		Unecha Refractory metals plant		RUSSIAN FEDERATION
Tungsten		Vietnam Youngsun Tungsten Industry Co., Ltd.		VIET NAM
Tungsten		Wolfram Bergbau und Hütten AG		AUSTRIA
Tungsten		Woltech Korea Co., Ltd.		KOREA, REPUBLIC OF
Tungsten		Xiamen Tungsten (H.C.) Co., Ltd.		CHINA
Tungsten		Xiamen Tungsten Co., Ltd.		CHINA
Tungsten		Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.		CHINA
Tungsten		Xinhai Rendan Shaoguan Tungsten Co., Ltd.		CHINA

Annex 2

The table below provides a list of countries identified as potential sources of minerals for the smelters or refiners described in Annex 1

Australia		Guatemala		Panama
Austria		Guinea		Peru
Benin		Guyana		Portugal
Bolivia (Plurinational State of)		Honduras		Russia
Brazil		India		Rwanda
Burkina Faso		Indonesia		Senegal
Burundi		Japan		Sierra Leone
Cambodia		Laos		South Africa
Canada		Madagascar		Spain
Chile		Malaysia		Thailand
China		Mali		Togo
Colombia		Mexico		Uganda
DRC		Mongolia		United States of America
Ecuador		Mozambique		Uzbekistan
Eritrea		Myanmar		Vietnam
Ethiopia		Namibia		Zimbabwe
France		Nicaragua
Ghana		Nigeria