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Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
29.12.2023 / 16:08 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Nordex SE
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Street:
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Erich-Schlesinger-Straße 50
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Postal code:
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18059
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City:
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Rostock
Germany
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Legal Entity Identifier (LEI):
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529900HVDYCUWVD0OE76
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
voluntary group notification with triggered threshold on subsidiary level
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3. Details of person subject to the notification obligation
Legal entity:
UBS Group AG
City of registered office, country:
Zurich
,
Switzerland
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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5.02 %
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1.58 %
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6.60 %
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236,450,364
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Previous notification
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5.07 %
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1.79 %
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6.86 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000A0D6554
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0
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11,878,604
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0.00 %
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5.02 %
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Total
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11,878,604
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5.02 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right to recall lent shares
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At any time
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1,453,012
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0.61 %
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Right of use over shares
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At any time
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26,988
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0.01 %
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Total
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1,480,000
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0.63 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Convertible bonds (DE000A351MA2)
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14/04/2030
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14/04/2023 -30/03/2030
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Physical
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1,805,467
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0.76 %
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Right to recall Convertible bonds (DE000A351MA2)
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–
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At any time
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Physical
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120,788
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0.05 %
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Right of use over Convertible bonds (DE000A351MA2)
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–
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At any time
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Physical
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57,216
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0.02 %
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Put option
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45646
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Physical
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260,000
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0.11 %
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Total
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2,243,471
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0.95 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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UBS Group AG
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%
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%
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%
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UBS AG
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4.82 %
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%
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5.26 %
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UBS Switzerland AG
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%
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%
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%
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–
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%
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%
|
%
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|
UBS Group AG
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%
|
%
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%
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UBS AG
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4.82 %
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%
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5.26 %
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Holding (No. 2) Ltd
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%
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%
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%
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UBS Asset Management Holding Ltd
|
%
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%
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%
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UBS Asset Management (UK) Limited
|
%
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%
|
%
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|
–
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%
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%
|
%
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|
UBS Group AG
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%
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%
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%
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|
UBS AG
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4.82 %
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%
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5.26 %
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UBS Asset Management AG
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%
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%
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%
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UBS Fund Management (Luxembourg) SA
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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4.82 %
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%
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5.26 %
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Switzerland AG
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%
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%
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%
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|
UBS Fund Management (Switzerland) AG
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%
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%
|
%
|
|
–
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%
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%
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%
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|
UBS Group AG
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%
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%
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%
|
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UBS AG
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4.82 %
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%
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5.26 %
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UBS Americas Holding LLC
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%
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%
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%
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UBS Americas Inc.
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%
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%
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%
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UBS Securities LLC
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%
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%
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%
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|
–
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%
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%
|
%
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UBS Group AG
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%
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%
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%
|
|
Credit Suisse AG
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%
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%
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%
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Credit Suisse International
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%
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%
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%
|
|
–
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%
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%
|
%
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|
UBS Group AG
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%
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%
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%
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Credit Suisse AG
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%
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%
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%
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Credit Suisse (Schweiz) AG
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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Credit Suisse AG
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%
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%
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%
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Credit Suisse Asset Management International Holding Ltd
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%
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%
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%
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Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
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%
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%
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%
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Credit Suisse Funds AG
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
29.12.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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