|
Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
26.01.2024 / 10:05 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
|
Name:
|
Nordex SE
|
|
Street:
|
Erich-Schlesinger-Straße 50
|
|
Postal code:
|
18059
|
|
City:
|
Rostock
Germany
|
|
Legal Entity Identifier (LEI):
|
529900HVDYCUWVD0OE76
|
2. Reason for notification
|
|
Acquisition/disposal of shares with voting rights
|
|
X
|
Acquisition/disposal of instruments
|
|
|
Change of breakdown of voting rights
|
|
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity:
JPMorgan Chase & Co.
City of registered office, country:
Wilmington, Delaware
,
United States of America (USA)
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
|
% of voting rights attached to shares
(total of 7.a.)
|
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
|
Total of both in %
(7.a. + 7.b.)
|
Total number of voting rights pursuant to Sec. 41 WpHG
|
|
New
|
1.35 %
|
4.77 %
|
6.12 %
|
236,450,364
|
|
Previous notification
|
1.37 %
|
5.18 %
|
6.56 %
|
/
|
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
|
ISIN
|
Absolute
|
In %
|
|
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
|
DE000A0D6554
|
0
|
3,186,688
|
0.00 %
|
1.35 %
|
|
Total
|
3,186,688
|
1.35 %
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Voting rights absolute
|
Voting rights in %
|
|
Internal right to recall shares lent out
|
n/a
|
n/a
|
970,969
|
0.41 %
|
|
|
|
Total
|
970,969
|
0.41 %
|
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Cash or physical settlement
|
Voting rights absolute
|
Voting rights in %
|
|
Convertible bonds
|
14/04/2030
|
14/04/2030
|
Physical
|
5,321,041
|
2.25 %
|
|
Third Party convertible bonds – right of use held
|
14/04/2030
|
14/04/2030
|
Physical
|
890,019
|
0.38 %
|
|
Cash-settled Equity Swap
|
08/02/2024-22/06/2033
|
08/02/2024-22/06/2033
|
Cash
|
4,081,945
|
1.73 %
|
|
Cash-settled Call Options
|
21/06/2024-02/01/2099
|
21/06/2024-02/01/2099
|
Cash
|
12,370
|
0.01 %
|
|
|
|
|
Total
|
10,305,375
|
4.36 %
|
8. Information in relation to the person subject to the notification obligation
|
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
|
|
X
|
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
|
|
Name
|
% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
|
|
JPMorgan Chase & Co.
|
%
|
%
|
%
|
|
JPMorgan Chase Bank, National Association
|
%
|
%
|
%
|
|
J.P. Morgan International Finance Limited
|
%
|
%
|
%
|
|
J.P. Morgan Capital Holdings Limited
|
%
|
%
|
%
|
|
J.P. Morgan Securities plc
|
%
|
%
|
5.21 %
|
|
–
|
%
|
%
|
%
|
|
JPMorgan Chase & Co.
|
%
|
%
|
%
|
|
JPMorgan Chase Holdings LLC
|
%
|
%
|
%
|
|
J.P. Morgan Broker-Dealer Holdings Inc.
|
%
|
%
|
%
|
|
J.P. Morgan Securities LLC
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
JPMorgan Chase & Co.
|
%
|
%
|
%
|
|
JPMorgan Chase Bank, National Association
|
%
|
%
|
%
|
|
J.P. Morgan International Finance Limited
|
%
|
%
|
%
|
|
J.P. Morgan Structured Products B.V.
|
%
|
%
|
%
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
|
Proportion of voting rights
|
Proportion of instruments
|
Total of both
|
|
%
|
%
|
%
|
10. Other explanatory remarks:
Date
26.01.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
|