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Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
14.08.2025 / 13:47 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Nordex SE
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Street:
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Erich-Schlesinger-Straße 50
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Postal code:
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18059
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City:
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Rostock
Germany
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Legal Entity Identifier (LEI):
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529900HVDYCUWVD0OE76
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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3.55 %
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1.46 %
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5.01 %
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236450364
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Previous notification
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3.31 %
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1.52 %
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4.83 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000A0D6554
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0
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8392502
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0 %
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3.55 %
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Total
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8392502
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3.55 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right of Use over Shares
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At any time
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32510
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0.01 %
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Right to Recall of Lent Shares
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At any time
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571576
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0.24 %
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Total
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604086
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0.26 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Short Put Options
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19/09/2025
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Physical
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1000000
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0.42 %
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Convertible Bond (DE000A351MA2)
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14/04/2030
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14/04/2023 – 30/03/2030
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Physical
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1843611
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0.78 %
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Right of Use over Reverse Convertible
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At any time
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Cash
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1312
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0 %
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Swaps On Baskets
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02/02/2027
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Cash
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6718
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0 %
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Total
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2851641
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1.21 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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UBS Group AG
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%
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%
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%
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UBS AG
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3.29 %
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%
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%
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UBS Asset Management AG
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%
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%
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%
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MultiConcept Fund Management S.A.
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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3.29 %
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management (Europe) S.A.
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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3.29 %
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Holding (No. 2) Ltd
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%
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%
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%
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UBS Asset Management Holding Ltd
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%
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%
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%
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UBS Asset Management (UK) Ltd
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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3.29 %
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Switzerland AG
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%
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%
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%
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UBS Fund Management (Switzerland) AG
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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3.29 %
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%
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%
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UBS Americas Holding LLC
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%
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%
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%
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UBS Americas Inc.
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%
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%
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%
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UBS Securities LLC
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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3.29 %
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%
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%
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UBS Switzerland AG
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
14.08.2025 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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