<SEC-DOCUMENT>0001213900-20-016993-index.html : 20200708 <SEC-HEADER>0001213900-20-016993.hdr.sgml : 20200708 <ACCEPTANCE-DATETIME>20200708172459 ACCESSION NUMBER: 0001213900-20-016993 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 36 CONFORMED PERIOD OF REPORT: 20200707 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200708 DATE AS OF CHANGE: 20200708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 201018998 BUSINESS ADDRESS: STREET 1: 1630 WELTON STREET STREET 2: FLOOR 4 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1630 WELTON STREET STREET 2: FLOOR 4 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea123745-8k_akernacorp.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea123745-8k_akernacorp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.3 <SEQUENCE>2 <FILENAME>ea123745ex2-3_akerna.htm <DESCRIPTION>AMENDMENT NO. 2 TO ARRANGEMENT AGREEMENT DATED MAY 26, 2020 <TEXT> Document 2 - file: ea123745ex2-3_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.4 <SEQUENCE>3 <FILENAME>ea123745ex2-4_akerna.htm <DESCRIPTION>AMENDMENT NO. 3 TO ARRANGEMENT AGREEMENT DATED JUNE 1, 2020 <TEXT> Document 3 - file: ea123745ex2-4_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>4 <FILENAME>ea123745ex3-1_akerna.htm <DESCRIPTION>CERTIFICATE OF DESIGNATION FOR THE SPECIAL VOTING SHARE <TEXT> Document 4 - file: ea123745ex3-1_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-9.1 <SEQUENCE>5 <FILENAME>ea123745ex9-1_akerna.htm <DESCRIPTION>VOTING AND EXCHANGE TRUST AGREEMENT <TEXT> Document 5 - file: ea123745ex9-1_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>6 <FILENAME>ea123745ex10-1_akerna.htm <DESCRIPTION>EXCHANGEABLE SHARE SUPPORT AGREEMENT <TEXT> Document 6 - file: ea123745ex10-1_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>7 <FILENAME>ea123745ex10-2_akerna.htm <DESCRIPTION>ESCROW AGREEMENT <TEXT> Document 7 - file: ea123745ex10-2_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>8 <FILENAME>ea123745ex10-3_akerna.htm <DESCRIPTION>RIGHTS INDENTURE <TEXT> Document 8 - file: ea123745ex10-3_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>9 <FILENAME>ea123745ex10-4_akerna.htm <DESCRIPTION>AMENDED AND RESTATED AKERNA 2019 LONG TERM INCENTIVE PLAN DATED AS OF JUNE 26, 2020 <TEXT> Document 9 - file: ea123745ex10-4_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>10 <FILENAME>ea123745ex23-1_akerna.htm <DESCRIPTION>CONSENT OF ERNST & YOUNG LLP <TEXT> Document 10 - file: ea123745ex23-1_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>11 <FILENAME>ea123745ex99-1_akerna.htm <DESCRIPTION>INVESTOR PRESENTATION <TEXT> Document 11 - file: ea123745ex99-1_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>12 <FILENAME>ea123745ex99-2_akerna.htm <DESCRIPTION>AUDITED AND INTERIM FINANCIAL STATEMENTS OF AMPLE ORGANICS, INC <TEXT> Document 12 - file: ea123745ex99-2_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>13 <FILENAME>ea123745ex99-3_akerna.htm <DESCRIPTION>UNAUDITED PRO FORMA FINANCIAL INFORMATION <TEXT> Document 13 - file: ea123745ex99-3_akerna.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>14 <FILENAME>ea123745ex99-4_akerna.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 14 - file: ea123745ex99-4_akerna.htm
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