8-K/A 1 d934646d8ka.htm 8-K/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K/A

Amendment No. 1

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 28, 2015

Casella Waste Systems, Inc.

(Exact Name of Registrant as Specified in Charter)

Delaware |  | 000-23211 |  | 03-0338873
(State or Other Jurisdiction of Incorporation) |  | (Commission File Number) |  | (IRS Employer Identification No.)

25 Greens Hill Lane Rutland, Vermont |  | 05701
(Address of Principal Executive Offices) |  | (Zip Code)

Registrant’s telephone number, including area code: (802) 775-0325

Not applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Explanatory Note

This Amendment No. 1 to Form 8-K (this “Amendment”) of Casella Waste Systems, Inc. (the “Company”) amends the Company’s Form 8-K dated May 28, 2015, originally filed with the Securities and Exchange Commission earlier today, May 28, 2015 (the “Original 8-K”). The Company is filing this Amendment solely for the purpose of correcting financial information that was included in Slide 15 of the presentation that was attached as Exhibit 99.1 to the Original 8-K. A copy of the complete, corrected presentation is filed herewith as Exhibit 99.1. Accordingly, this Amendment restates the Original 8-K in its entirety.

Item 7.01. Regulation FD Disclosure.

On May 28, 2015, Casella Waste Systems, Inc. (the “Company”) plans to participate in investor meetings and present and distribute materials at the KeyBanc Capital Markets’ Industrial, Automotive & Transportation Conference. A copy of the materials to be presented and distributed by the Company in connection with such meetings and presentations are attached to this current report as Exhibit 99.1.

The information in this Item 7.01 of this Form 8-K (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

The following exhibit relating to Item 7.01 shall be deemed to be furnished, and not filed:

99.1 |  | Slide Presentation, dated May 28, 2015

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

|  |  |  | CASELLA WASTE SYSTEMS, INC.
Date: May 28, 2015 |  |  |  | By: |  | /s/ Edmond R. Coletta
|  |  |  |  |  | Edmond R. Coletta
|  |  |  |  |  | Senior Vice President and Chief Financial Officer

Exhibit Index

99.1 |  | Slide Presentation, dated May 28, 2015