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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Jun. 30, 2017
Sep. 30, 2016
ASSETS    
Cash and cash equivalents $ 306.1 $ 316.2
Cash, securities and other assets segregated under federal and other regulations (including $247.6 and $618.8 at fair value at March 31, 2017 and September 30, 2016, respectively) 678.7 1,136.3
Securities purchased under agreements to resell 521.7 609.6
Securities Borrowed 119.6 0.0
Deposits with and receivables from:    
Exchange-clearing organizations (including $636.5 and $868.5 at fair value at March 31, 2017 and September 30, 2016, respectively) 1,988.6 1,524.4
Broker-dealers, clearing organizations and counterparties (including $34.7 and $(15.2) at fair value at March 31, 2017 and September 30, 2016, respectively) 177.7 237.0
Receivables from customers, net 251.5 194.5
Notes receivable, net 9.1 18.9
Income taxes receivable 1.4 1.1
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $324.6 and $47.2 at March 31, 2017 and September 30, 2016, respectively) 1,779.1 1,606.1
Physical commodities inventory, net (including $117.8 and $71.2 at fair value at March 31, 2017 and September 30, 2016, respectively) 172.5 123.8
Deferred income taxes, net 40.4 34.5
Property and equipment, net 33.1 29.4
Goodwill and intangible assets, net 60.5 56.6
Other assets 55.9 61.9
Total assets 6,195.9 5,950.3
Liabilities:    
Accounts payable and other accrued liabilities (including $0.9 and $0.8 at fair value at March 31, 2017 and September 30, 2016, respectively) 142.5 161.3
Payables to:    
Customers 2,799.5 2,854.2
Broker-dealers, clearing organizations and counterparties (including $9.8 and $3.5 at fair value at March 31, 2017 and September 30, 2016), respectively 182.3 260.1
Lenders under loans 244.7 182.8
Senior unsecured notes 0.0 44.5
Income taxes payable 8.6 7.1
Payables under repurchase agreements 1,458.3 1,167.1
Securities Loaned 148.0 0.0
Financial instruments sold, not yet purchased, at fair value 742.9 839.4
Total liabilities 5,726.8 5,516.5
Commitments and contingencies (Note 11)
Stockholders' Equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 20,781,686 issued and 18,659,729 outstanding at March 31, 2017 and 20,557,175 issued and 18,435,218 outstanding at September 30, 2016 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at March 31, 2017 and September 30, 2016 (46.3) (46.3)
Additional paid-in capital 256.8 249.4
Retained earnings 285.1 255.1
Accumulated other comprehensive loss, net (26.7) (24.6)
Total stockholders' equity 469.1 433.8
Total liabilities and stockholders' equity $ 6,195.9 $ 5,950.3