<SEC-DOCUMENT>0001654954-17-000064.txt : 20170104
<SEC-HEADER>0001654954-17-000064.hdr.sgml : 20170104
<ACCEPTANCE-DATETIME>20170104163222
ACCESSION NUMBER:		0001654954-17-000064
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20161230
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20170104
DATE AS OF CHANGE:		20170104

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			TG THERAPEUTICS, INC.
		CENTRAL INDEX KEY:			0001001316
		STANDARD INDUSTRIAL CLASSIFICATION:	PHARMACEUTICAL PREPARATIONS [2834]
		IRS NUMBER:				363898269
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-32639
		FILM NUMBER:		17506008

	BUSINESS ADDRESS:	
		STREET 1:		787 SEVENTH AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019
		BUSINESS PHONE:		(212) 554-4484

	MAIL ADDRESS:	
		STREET 1:		787 SEVENTH AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MANHATTAN PHARMACEUTICALS INC
		DATE OF NAME CHANGE:	20030310

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ATLANTIC TECHNOLOGY VENTURES INC
		DATE OF NAME CHANGE:	20000330

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ATLANTIC PHARMACEUTICALS INC
		DATE OF NAME CHANGE:	19960703
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>v010417_8k.htm
<DESCRIPTION>FORM 8-K
<TEXT>
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<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">UNITED STATES</font></font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">SECURITIES AND EXCHANGE
COMMISSION</font></font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">WASHINGTON, D.C.</font> <font style="font-weight: bold"><font style="font-size: 13px">20549</font></font></font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">FORM 8-K</font></font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">_____________</font></font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">CURRENT REPORT</font></font></div>
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the</font></font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">Securities Exchange Act of
1934</font></font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">Date of report
(Date of earliest event reported): <font style="font-weight: bold">December 30, 2016</font></font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">TG Therapeutics, Inc.</font></font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">(Exact Name of
Registrant as Specified in Charter)</font></div>
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Incorporation)</font></div>
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<div style="text-align: center; margin-left: 12px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">001-32639</font></font></div>
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<div style="text-align: center; margin-left: 12px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">36-3898269</font></font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">2 Gansevoort Street, 9<font style="vertical-align: super; font-size: 70%">th</font>
Floor</font></font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 19px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">New York, New York 10014</font></font></div>
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Principal Executive Offices)</font></div>
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under any of the following provisions:</font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">Item 5.02. <font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">Departure
of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.</font></font></font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold"><br></font></font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">On
December 30, 2016, the Compensation Committee (the
&#x201C;Committee&#x201D;) of the Board of Directors of TG
Therapeutic, Inc. (the &#x201C;Company&#x201D;) met to approve the
2017 base salaries for the Company&#x2019;s Chief Executive Officer,
Michael S. Weiss, and the Company&#x2019;s Chief Financial Officer,
Sean Power, pursuant to the terms of their employment
agreements</font> <font style="font-family: Times New Roman; font-size: 13px"><font style="font-family: Times New Roman; font-size: 13px">and to consider an
amendment to Mr. Weiss&#x2019; employment agreement discussed
below</font>. As part of the Amendment (defined below), the
Committee approved a decrease in Mr. Weiss&#x2019; base salary from
$375,000 to $187,500. The Committee further approved an increase in
Mr. Power&#x2019;s base salary from $300,000 to
$315,000.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">Effective as of
January 1, 2017, the Company entered into an amendment (the
&#x201C;Amendment&#x201D;) to the employment agreement entered as of
December 15, 2011 (together with the Amendment, the
&#x201C;Employment Agreement&#x201D;) with Michael S. Weiss,
Executive Chairman and interim Chief Executive Officer and
President of the Company.&#xA0; Under the Amendment, Mr. Weiss will
remain as Chief Executive Officer and President, removing the
interim status. Simultaneously, the Company is entering into a
Strategic Advisory Agreement (the &#x201C;Advisory Agreement&#x201D;)
with Caribe BioAdvisors, LLC (the &#x201C;Advisor&#x201D;) owned by
Mr. Weiss to provide the services of Mr. Weiss as Chairman of the
Board and as Executive Chairman. Pursuant to the Advisory
Agreement, the Advisor will be paid an annual cash advisory fee
initially of $100,000. The annual cash advisory fee under the
Advisory Agreement will be directly tied to the market
capitalization of the Company, providing for escalating annual cash
advisory fee when the market capitalization of the Company is
greater than $500 million up to a maximum annual fee of $1.5
million if the market capitalization of the Company exceeds $3
billion. The cash compensation due to Mr. Weiss and the Advisor
will be less than the potential cash compensation due to Mr. Weiss
prior to the Amendment and Advisory Agreement until the time the
market capitalization of the Company exceeds $750 million, with the
initial cash savings to the Company being up to $275,000
annually.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">As part
of the Amendment, Mr. Weiss also agreed to forfeit 3,381,866
restricted shares previously granted under the Employment Agreement
that were predominantly subject to time-based vesting over the next
three years. Simultaneously, (i) Mr. Weiss is being issued 418,371
restricted shares under the Employment Agreement that vest in 2018
and 2019 and (ii) the Advisor is being issued 2,960,000 restricted
shares under the Advisory Agreement that vest on market
capitalization thresholds that range from $375 million to $750
million. Collectively, Mr. Weiss and the Advisor will be granted
fewer shares than Mr. Weiss forfeited.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px">This
summary does not purport to be complete and is subject to and
qualified in its entirety by reference to the text of the
Employment Agreement and the Advisory Agreement with the
Advisor.</font></div>
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<div style="text-align: center; margin-left: 48px; margin-right: 0px; text-indent: -48px"><font style="font-size: 13px; font-family: Times New Roman"><font style="font-weight: bold">SIGNATURES</font></font></div>
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<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 48px"><font style="font-size: 13px; font-family: Times New Roman">Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.</font></div>
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2017</font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">By:&#xA0;<font style="text-decoration: underline">/s/
Sean A.
Power&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;</font></font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">Sean A.
Power</font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">Chief Financial
Officer</font></div>
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