<SEC-DOCUMENT>0000929638-23-001895.txt : 20230703
<SEC-HEADER>0000929638-23-001895.hdr.sgml : 20230703
<ACCEPTANCE-DATETIME>20230703161242
ACCESSION NUMBER:		0000929638-23-001895
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20230701
FILED AS OF DATE:		20230703
DATE AS OF CHANGE:		20230703

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			CANTOR FITZGERALD, L. P.
		CENTRAL INDEX KEY:			0001024896
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35591
		FILM NUMBER:		231065388

	BUSINESS ADDRESS:	
		STREET 1:		110 EAST 59TH STREET
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
		BUSINESS PHONE:		2126102000

	MAIL ADDRESS:	
		STREET 1:		110 EAST 59TH STREET
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022

	FORMER NAME:	
		FORMER CONFORMED NAME:	CANTOR FITZGERALD L P
		DATE OF NAME CHANGE:	19961015

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BGC Group, Inc.
		CENTRAL INDEX KEY:			0001094831
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
		IRS NUMBER:				863748217
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		499 PARK AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
		BUSINESS PHONE:		212-610-2200

	MAIL ADDRESS:	
		STREET 1:		499 PARK AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	BGC Partners, Inc.
		DATE OF NAME CHANGE:	20080404

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ESPEED INC
		DATE OF NAME CHANGE:	19990913
</SEC-HEADER>
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    <footnotes>
        <footnote id="F1">On July 1, 2023, BGC Partners, Inc. (&quot;BGC Partners&quot;) and BGC Holdings, L.P. (&quot;BGC Holdings&quot;), along with certain other affiliated entities, completed a corporate conversion (the &quot;Corporate Conversion&quot;) pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023 (the &quot;Corporate Conversion Agreement&quot;).  Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. (&quot;BGC Group&quot;), and (i) each share of BGC Partners Class A common stock, par value $0.01 per share (&quot;Class A Common Stock&quot;), outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share,</footnote>
        <footnote id="F2">(Continued from footnote 1) (ii) each share of BGC Partners Class B common stock, par value $0.01 per share (&quot;Class B Common Stock&quot;), outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class B common stock, par value $0.01 per share (&quot;BGC Group Class B Common Stock&quot;), and (iii) each unit of BGC Holdings exchangeable limited partnership interests held by Cantor Fitzgerald, L.P. (&quot;CFLP&quot;) (such interests collectively, &quot;Interests&quot;) outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class B Common Stock, in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the &quot;Exchange Act&quot;). The transactions reported herein were approved by the Board of Directors of BGC Partners and the Compensation Committee thereof.</footnote>
        <footnote id="F3">The shares of Class B Common Stock were convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.</footnote>
        <footnote id="F4">On June 30, 2023, CFLP purchased from BGC Holdings an aggregate of 143,885 Interests in a transaction exempt pursuant to Rule 16b-3 under the Exchange Act, in accordance with the Second Amended and Restated Agreement of Limited Partnership of BGC Holdings, as amended (the &quot;BGC Holdings Agreement&quot;).</footnote>
        <footnote id="F5">The exchange rights with respect to the Interests were exercisable at any time for shares of Class B Common Stock (or, at CFLP's option, shares of Class A Common Stock), on a one-for-one basis (subject to adjustment).</footnote>
        <footnote id="F6">Includes 143,885 Interests purchased from BGC Holdings pursuant to Sections 12.02 and 12.03 of the BGC Holdings Agreement as a result of the redemption of 143,885 non-exchangeable founding partner units for aggregate consideration of $285,421.</footnote>
        <footnote id="F7">Includes Interests that may be exchanged for an aggregate of 15,756,625 shares of Class A Common Stock to satisfy CFLP's deferred share distribution obligations pursuant to distribution rights provided to certain current and former partners of CFLP on April 1, 2008 and February 14, 2012.</footnote>
        <footnote id="F8">On June 30, 2023, CFLP purchased from BGC Holdings an aggregate of 5,605,547 Interests in a transaction exempt pursuant to Rule 16b-3 under the Exchange Act, in accordance with the BGC Holdings Agreement and the Corporate Conversion Agreement.</footnote>
        <footnote id="F9">Includes 5,281,324 Interests purchased from BGC Holdings pursuant to Sections 12.02 and 12.03 of the BGC Holdings Agreement and the Corporate Conversion Agreement as a result of the redemption of 5,281,324 non-exchangeable founding partner units for an aggregate consideration of $9,430,351, and 324,223 Interests purchased from BGC Holdings pursuant to Section 8.08 of the BGC Holdings Agreement and the Corporate Conversion Agreement for an aggregate consideration of $598,712 as a result of the exchange of 324,223 exchangeable founding partner units.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Howard W. Lutnick, Chairman and Chief Executive Officer</signatureName>
        <signatureDate>2023-07-03</signatureDate>
    </ownerSignature>
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</DOCUMENT>
</SEC-DOCUMENT>
