<SEC-DOCUMENT>0001140361-20-013455.txt : 20200610
<SEC-HEADER>0001140361-20-013455.hdr.sgml : 20200610
<ACCEPTANCE-DATETIME>20200609193237
ACCESSION NUMBER:		0001140361-20-013455
CONFORMED SUBMISSION TYPE:	6-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20200605
FILED AS OF DATE:		20200610
DATE AS OF CHANGE:		20200609

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ALGONQUIN POWER & UTILITIES CORP.
		CENTRAL INDEX KEY:			0001174169
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC SERVICES [4911]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			A6
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		6-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-37946
		FILM NUMBER:		20953217

	BUSINESS ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1
		BUSINESS PHONE:		0000000000

	MAIL ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALGONQUIN POWER INCOME FUND
		DATE OF NAME CHANGE:	20020523
</SEC-HEADER>
<DOCUMENT>
<TYPE>6-K
<SEQUENCE>1
<FILENAME>form6k.htm
<DESCRIPTION>6-K
<TEXT>
<html>
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      <hr align="center" style="border: none; border-bottom: 1px solid black; border-top: 4px solid black; height: 10px; color: #ffffff; background-color: #ffffff; margin-left: auto; margin-right: auto;"><font style="font-size: 14pt;">UNITED STATES</font></div>
    <div style="text-align: center; font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; font-size: 12pt; font-weight: bold;">Washington, D.C. 20549</div>
    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
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    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; font-size: 18pt; font-weight: bold;">FORM 6-K</div>
    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; font-weight: bold;">
      <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 20%; color: #000000;"></div>
    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; font-weight: bold;">REPORT OF FOREIGN PRIVATE ISSUER</div>
    <div style="text-align: center; font-weight: bold;">Pursuant to Rule 13a-16 or 15d-16 of the</div>
    <div style="text-align: center; font-weight: bold;">Securities Exchange Act of 1934</div>
    <div><br>
    </div>
    <div style="text-align: center; font-weight: bold;">Date: June 2020</div>
    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; font-size: 12pt;"><font style="font-size: 10pt; font-weight: bold;">Commission File Number:</font><font style="font-size: 10pt;">&#160;<font style="font-weight: bold;">001-37946</font></font></div>
    <div style="text-align: center; font-size: 12pt;"><font style="font-size: 10pt;"><font style="font-weight: bold;"> <br>
        </font></font></div>
    <div style="text-align: center; font-weight: bold;">
      <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 20%; color: #000000;"></div>
    <div style="text-align: center; font-size: 24pt; font-weight: bold;">Algonquin Power &amp; Utilities Corp.</div>
    <div style="text-align: center; font-weight: bold;">(Translation of registrant&#8217;s name into English)</div>
    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; font-weight: bold;">
      <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 20%; color: #000000;"></div>
    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; font-weight: bold;">354 Davis Road</div>
    <div style="text-align: center; font-weight: bold;">Oakville, Ontario, L6J 2X1, Canada</div>
    <div style="text-align: center; font-weight: bold;">(Address of principal executive offices)</div>
    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; font-weight: bold;">
      <hr noshade="noshade" align="center" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 20%; color: #000000;"></div>
    <div style="text-indent: 36pt;"> <br>
    </div>
    <div style="text-indent: 36pt;">Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.</div>
    <div><br>
    </div>
    <table cellspacing="0" cellpadding="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="zf803624f5c6f466b8d23c4b372662293">

        <tr>
          <td style="width: 49%; vertical-align: top;">
            <div style="text-align: right;">Form 20-F &#9744;</div>
          </td>
          <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
          <td style="width: 49%; vertical-align: top;">
            <div>Form 40-F &#9746;</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
    <div style="text-indent: 36pt; font-size: 14pt;"><font style="font-size: 10pt;">Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): &#9744;</font><font style="font-size: 10pt;"></font></div>
    <div><br>
    </div>
    <div style="text-indent: 36pt; font-size: 14pt;"><font style="font-size: 10pt;">Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): </font><font style="font-size: 10pt;">&#9744;</font></div>
    <div><br>
    </div>
    <div>
      <hr align="center" style="border: none; border-bottom: 4px solid black; border-top: 1px solid black; height: 10px; color: #ffffff; background-color: #ffffff; text-align: center; margin-left: auto; margin-right: auto;"></div>
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    </div>
    <div style="text-align: center; font-weight: bold;">INCORPORATION BY REFERENCE</div>
    <div style="text-align: center; font-weight: bold;"> <br>
    </div>
    <div>This Report on Form 6-K is hereby incorporated by reference into the Registration Statement on Form F-10, File No. 333-236975.</div>
    <div><br>
    </div>
    <div style="text-align: center; font-weight: bold;">EXPLANATORY NOTE</div>
    <div><br>
    </div>
    <div>On June 9, 2020, Algonquin Power &amp; Utilities Corp. (the &#8220;Company&#8221;) entered into an Amendment No. 1 to the Equity Distribution Agreement (the &#8220;Agreement&#8221;), dated May 15, 2020, with certain agents named therein (the &#8220;Agents&#8221;).&#160; The information
      in this report is qualified by reference to the full text of the Agreement, a copy of which is filed as Exhibit 99.1 to this Report on Form 6-K.</div>
    <div><br>
    </div>
    <div style="text-align: center; font-weight: bold;">EXHIBIT INDEX</div>
    <div> <br>
    </div>
    <div>The following exhibits are filed as part of this Form 6-K:</div>
    <div><br>
    </div>
    <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="zda831355d6f946fe9d3c7a0e91351855">

        <tr>
          <td style="width: 10.46%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="text-align: center;">Exhibit</div>
          </td>
          <td style="width: 2%; vertical-align: bottom;">&#160;</td>
          <td style="width: 88%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0);">
            <div>Description</div>
          </td>
        </tr>
        <tr>
          <td style="width: 10.46%; vertical-align: bottom;">&#160;</td>
          <td colspan="2" style="vertical-align: bottom;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 10.46%; vertical-align: bottom;">
            <div><a href="ex99_1.htm">99.1</a></div>
          </td>
          <td style="width: 2%; vertical-align: bottom;">&#160;</td>
          <td style="width: 88%; vertical-align: bottom;">
            <div>Amendment No. 1 to Equity Distribution Agreement</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
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    </div>
    <div style="text-align: center; font-weight: bold;">SIGNATURE</div>
    <div><br>
    </div>
    <div>Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.</div>
    <div><br>
    </div>
    <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="z6c5c671f71194d4cb593fcd77d5f5e0f">

        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="vertical-align: bottom;">
            <div>ALGONQUIN POWER &amp; UTILITIES CORP.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td colspan="2" rowspan="1" style="vertical-align: bottom;">
            <div>(registrant)</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 3%; vertical-align: bottom;">&#160;</td>
          <td style="width: 47%; vertical-align: bottom;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top; padding-bottom: 2px;">
            <div>Date: June 9, 2020</div>
          </td>
          <td style="width: 3%; vertical-align: bottom; padding-bottom: 2px;">
            <div>By:</div>
          </td>
          <td style="width: 47%; vertical-align: bottom; padding-bottom: 2px;">
            <div><u>/s/&#160; David Bronicheski</u></div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top; padding-bottom: 2px;">&#160;</td>
          <td rowspan="1" style="width: 3%; vertical-align: bottom; padding-bottom: 2px;">
            <div>Name:</div>
          </td>
          <td rowspan="1" style="width: 47%; vertical-align: bottom; padding-bottom: 2px;">
            <div>David Bronicheski</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top; padding-bottom: 2px;">&#160;</td>
          <td rowspan="1" style="width: 3%; vertical-align: bottom; padding-bottom: 2px;">
            <div>Title:</div>
          </td>
          <td rowspan="1" style="width: 47%; vertical-align: bottom; padding-bottom: 2px;">
            <div>Chief Financial Officer</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
    <div>&#160;
      <hr noshade="noshade" align="center" style="height: 2px; color: #000000; background-color: #000000; text-align: center; margin-left: auto; margin-right: auto; border: none;"></div>
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</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>ex99_1.htm
<DESCRIPTION>EXHIBIT 99.1
<TEXT>
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      <hr noshade="noshade" align="center" style="height: 4px; color: #000000; background-color: #000000; margin-left: auto; margin-right: auto; border: none;">
      <div style="text-align: right;">Exhibit 99.1<br>
      </div>
    </div>
    <div style="text-align: center; font-weight: bold;"><u> <br>
      </u></div>
    <div style="text-align: center; font-weight: bold;"><u>ALGONQUIN POWER &amp; UTILITIES CORP.</u></div>
    <div>&#160;</div>
    <div style="text-align: center; font-weight: bold;">AMENDMENT TO EQUITY DISTRIBUTION AGREEMENT</div>
    <div>&#160;</div>
    <div>June <font style="font-weight: normal;">9</font>, 2020</div>
    <div>&#160;</div>
    <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="z6dde9333db9444478466a9ad40983264">

        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">RBC Dominion Securities Inc.</div>
            <div style="text-align: justify;">4<sup style="vertical-align: text-top; line-height: 1; font-size: smaller;">th</sup> Floor, South Tower, 200 Bay Street</div>
            <div style="text-align: justify;">Toronto, ON&#160; M5J 2W7</div>
            <div style="text-align: justify;">Canada</div>
          </td>
          <td rowspan="1" style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">RBC Capital Markets, LLC</div>
            <div style="text-align: justify;">200 Vesey St.</div>
            <div style="text-align: justify;">New York, NY 10281-8098</div>
            <div style="text-align: justify;">United States</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">J.P. Morgan Securities Canada Inc.</div>
            <div style="text-align: justify;">Suite 4500, TD Bank Tower</div>
            <div style="text-align: justify;">66 Wellington Street West</div>
            <div style="text-align: justify;">Toronto, ON M5K 1E7</div>
          </td>
          <td rowspan="1" style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">J.P. Morgan Securities LLC</div>
            <div style="text-align: justify;">383 Madison Avenue</div>
            <div style="text-align: justify;">New York, NY 10179</div>
            <div style="text-align: justify;">United States</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">Merrill Lynch Canada Inc.</div>
            <div style="text-align: justify;">181 Bay Street, Suite 400</div>
            <div style="text-align: justify;">Toronto ON M5J 2V8</div>
            <div style="text-align: justify;">Canada</div>
          </td>
          <td rowspan="1" style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">BofA Securities, Inc.</div>
            <div style="text-align: justify;">One Bryant Park</div>
            <div style="text-align: justify;">New York, NY 10036</div>
            <div style="text-align: justify;">United States</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">Scotia Capital Inc.</div>
            <div style="text-align: justify;">40 King St. West, 64<sup style="vertical-align: text-top; line-height: 1; font-size: smaller;">th</sup> Floor</div>
            <div style="text-align: justify;">Toronto, ON&#160; M5W 2X6</div>
            <div style="text-align: justify;">Canada</div>
          </td>
          <td rowspan="1" style="width: 50%; vertical-align: top;">
            <div>Scotia Capital (USA) Inc.</div>
            <div>250 Vesey Street, 24th Floor</div>
            <div>New York, New York 10281</div>
            <div>United States</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">TD Securities Inc.</div>
            <div style="text-align: justify;">66 Wellington Street W, 9<sup style="vertical-align: text-top; line-height: 1; font-size: smaller;">th</sup> Floor</div>
            <div style="text-align: justify;">Toronto, ON&#160; M5K 1A2</div>
            <div style="text-align: justify;">Canada</div>
          </td>
          <td style="width: 50%; vertical-align: top;">
            <div style="text-align: justify;">TD Securities (USA) LLC</div>
            <div style="text-align: justify;">31 W 52<sup style="vertical-align: text-top; line-height: 1; font-size: smaller;">nd</sup> St #18</div>
            <div style="text-align: justify;">New York, NY 10019</div>
            <div style="text-align: justify;">United States</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
    <table cellspacing="0" cellpadding="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; text-align: left; color: #000000;" class="DSPFListTable" id="z9f567bc10e8f456888913cec4c1a1657">

        <tr>
          <td style="width: 72pt; vertical-align: top; align: right;">Attention:</td>
          <td style="width: auto; vertical-align: top; text-align: justify;">
            <div>Mr. Ian E. Robertson, Chief Executive Officer</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <div style="text-align: justify;">Dear Sirs and Mesdames:</div>
    <div>&#160;</div>
    <table cellspacing="0" cellpadding="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; text-align: left; color: #000000;" class="DSPFListTable" id="z231bb0c2390b49b88b7c1200d244b5e6">

        <tr>
          <td style="width: 36pt; vertical-align: top; align: right; font-weight: bold;">Re:</td>
          <td style="width: auto; vertical-align: top; text-align: justify;">
            <div style="font-weight: bold;">ATM Distribution</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <div style="text-align: justify;">Algonquin Power &amp; Utilities Corp. (the<font style="font-weight: bold;">&#160;</font>"<font style="font-weight: bold;">Corporation</font>"), a corporation incorporated under the <font style="font-style: italic;">Canada
        Business Corporations Act</font>, entered into an equity distribution agreement dated May 15, 2020 (the "<font style="font-weight: bold;">EDA</font>") with RBC Dominion Securities Inc., J.P. Morgan Securities Canada Inc., Merrill Lynch Canada Inc.,
      Scotia Capital Inc. and TD Securities Inc. (collectively, the "<font style="font-weight: bold;">Canadian Agents</font>") and RBC Capital Markets, LLC, J.P. Morgan Securities LLC, BofA Securities, Inc., Scotia Capital (USA) Inc. and TD Securities
      (USA) LLC (collectively, the "<font style="font-weight: bold;">U.S. Agents</font>", and together with the Canadian Agents, the "<font style="font-weight: bold;">Agents</font>") to issue and sell common shares of the Corporation (the "<font style="font-weight: bold;">Common Shares</font>") upon the terms and conditions as set forth therein. All capitalized terms not otherwise defined herein shall have the meaning given thereto in the EDA.</div>
    <div>&#160;</div>
    <div>
      <div style="text-align: justify;"><font style="font-weight: bold;">1.&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; Amendment.</font> The Corporation and the Agents agree to amend the EDA by deleting Section 4.2 thereof. In connection with this Amendment, the Agents hereby waive the
        obligation of the Corporation to deliver the certificate contemplated by Section 9.1(n)(i) of the EDA and all related obligations, including for greater certainty, the obligations under Sections 9.1(o) through 9.1(q) (other than Section 9.1(o)(C)),
        until the next subsequent Representation Date. Except as expressly modified by this Amendment, the EDA shall continue to be in full force and effect in accordance with its terms.</div>
      <div style="text-align: justify;"> <br>
      </div>
    </div>
    <div style="clear: both; margin-top: 10pt; margin-bottom: 10pt;" id="DSPFPageBreakArea">
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    </div>
    <div style="text-align: justify;"><font style="font-weight: bold;">2.</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="font-weight: bold;">Governing Law.</font> This Agreement and any claim, controversy or dispute relative to or arising out of this Agreement shall be
      governed by and interpreted in accordance with the laws of the Province of Ontario and the federal laws of Canada applicable therein. Each of the parties hereto irrevocably attorns to the jurisdiction of the courts of the Province of Ontario.</div>
    <div>&#160;</div>
    <div style="text-align: justify;"><font style="font-weight: bold;">3.</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="font-weight: bold;">Severability. </font>In the event that any one or more of the provisions contained herein, or the application thereof in any
      circumstance, is held invalid, illegal or unenforceable, the validity, legality and enforceability of any such provision in every other respect and of the remaining provisions contained herein shall not be affected or impaired thereby.</div>
    <div>&#160;</div>
    <div style="text-align: justify;"><font style="font-weight: bold;">4.</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="font-weight: bold;">Further Assurances.</font> Each of the parties hereto shall do or cause to be done all such acts and things and shall execute or
      cause to be executed all such documents, agreements and other instruments as may reasonably be necessary or desirable for the purpose of carrying out the provisions and intent of this Amendment.</div>
    <div>&#160;</div>
    <div style="text-align: justify;"><font style="font-weight: bold;">5.</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="font-weight: bold;">Counterparts.</font> This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all
      of which together shall constitute one and the same instrument. Delivery of an executed Amendment by one party to the other may be made by email transmission. Counterparts may be delivered via facsimile, electronic mail (including any electronic
      signature covered by the U.S. federal ESIGN Act of 2000, Uniform Electronic Transactions Act, the Electronic Signatures and Records Act or other applicable law, e.g., www.docusign.com) or other transmission method and any counterpart so delivered
      shall be deemed to have been duly and validly delivered and be valid and effective for all purposes.</div>
    <div>&#160;</div>
    <div style="text-align: justify;"><a name="z_Ref536290201"></a>If the foregoing accurately reflects your understanding and agreement with respect to the matters described herein please indicate your agreement by countersigning this Amendment in the
      space provided below.</div>
    <div>&#160;</div>
    <div style="clear: both; margin-top: 10pt; margin-bottom: 10pt;" id="DSPFPageBreakArea">
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    <div style="text-align: justify;">Very truly yours,</div>
    <div>&#160;</div>
    <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="ze9e2318e9531421fa9af9525ad2de074">

        <tr>
          <td colspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">ALGONQUIN POWER &amp; UTILITIES CORP.</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" colspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 45%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td colspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 45%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Ian Robertson</td>
        </tr>
        <tr>
          <td colspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0);">
            <div style="text-align: justify;">Name: Ian Robertson</div>
            <div style="text-align: justify;">Title: Chief Executive Officer</div>
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        <tr>
          <td colspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 45%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ David Bronicheski</td>
        </tr>
        <tr>
          <td colspan="1" style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top; border-top: 2px solid rgb(0, 0, 0);">
            <div style="text-align: justify;">Name: David Bronicheski</div>
            <div style="text-align: justify;">Title: Chief Financial Officer</div>
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    <div style="clear: both; margin-top: 10pt; margin-bottom: 10pt;" id="DSPFPageBreakArea">
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    <div style="text-align: justify;">The foregoing agreement is hereby accepted and agreed to as of the date first written above.</div>
    <div>&#160;</div>
    <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="z9b8dcfa8bf67404db9dc32c841b8410d">

        <tr>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">RBC DOMINION SECURITIES INC.</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">RBC CAPITAL MARKETS, LLC</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 43%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Kyle Walker</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 42%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Andrew Jones</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">
            <div style="text-align: justify;">Name: Kyle Walker</div>
            <div style="text-align: justify;">Title: Managing Director</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">
            <div style="text-align: justify;">Name: Andrew Jones</div>
            <div style="text-align: justify;">Title: Director</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 43%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 42%; vertical-align: top;" rowspan="1">&#160;</td>
        </tr>
        <tr>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">J.P. MORGAN SECURITIES CANADA INC.</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">J.P. MORGAN SECURITIES LLC</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 43%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ David Rawlings</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 42%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Stephanie Little</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">
            <div style="text-align: justify;">Name: David Rawlings</div>
            <div style="text-align: justify;">Title: Executive Director</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">
            <div style="text-align: justify;">Name: Stephanie Little</div>
            <div style="text-align: justify;">Title: Managing Director</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 43%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 42%; vertical-align: top;" rowspan="1">&#160;</td>
        </tr>
        <tr>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">MERRILL LYNCH CANADA INC.</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify;"><font style="font-weight: bold;">BOFA SECURITIES, INC</font>.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 43%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Jamie W. Hancock</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 42%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Ahmad Masud</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">
            <div style="text-align: justify;">Name: Jamie W. Hancock</div>
            <div style="text-align: justify;">Title: Managing Director</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">
            <div style="text-align: justify;">Name: Ahmad Masud</div>
            <div style="text-align: justify;">Title: Managing Director</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 43%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 5%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="width: 42%; vertical-align: top;" rowspan="1">&#160;</td>
        </tr>
        <tr>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">SCOTIA CAPITAL INC.</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">SCOTIA CAPITAL (USA) INC.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top; padding-bottom: 2px;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 43%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Thomas Kurfurst</td>
          <td style="width: 5%; vertical-align: top; padding-bottom: 2px;">&#160;</td>
          <td style="width: 5%; vertical-align: top; padding-bottom: 2px;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 42%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Seth Keller</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">
            <div>
              <div style="text-align: justify;">Name: Thomas Kurfurst</div>
            </div>
            <div style="text-align: justify;">Title: Managing Director</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">
            <div style="text-align: justify;">Name: Seth Keller</div>
            <div style="text-align: justify;">Title: Co-head, US Power &amp; Utilities Investment Banking</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 43%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 42%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">TD SECURITIES INC.</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="vertical-align: top;">
            <div style="text-align: justify; font-weight: bold;">TD SECURITIES (USA) LLC</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top; padding-bottom: 2px;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 43%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ John Kroeker</td>
          <td style="width: 5%; vertical-align: top; padding-bottom: 2px;">&#160;</td>
          <td style="width: 5%; vertical-align: top; padding-bottom: 2px;">
            <div style="text-align: justify;">Per:</div>
          </td>
          <td style="width: 42%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Keith Lord</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 43%; vertical-align: top;">
            <div>
              <div style="text-align: justify;">Name: John Kroeker</div>
            </div>
            <div style="text-align: justify;">Title: Managing Director</div>
          </td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 42%; vertical-align: top;">
            <div style="text-align: justify;">Name: Keith Lord</div>
            <div style="text-align: justify;">Title: Managing Director</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
    <div>&#160;
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