<SEC-DOCUMENT>0001140361-21-035497.txt : 20211026
<SEC-HEADER>0001140361-21-035497.hdr.sgml : 20211026
<ACCEPTANCE-DATETIME>20211026170126
ACCESSION NUMBER:		0001140361-21-035497
CONFORMED SUBMISSION TYPE:	F-X
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20211026
DATE AS OF CHANGE:		20211026
EFFECTIVENESS DATE:		20211026

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ALGONQUIN POWER & UTILITIES CORP.
		CENTRAL INDEX KEY:			0001174169
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC SERVICES [4911]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			A6
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		F-X
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-260501
		FILM NUMBER:		211349385

	BUSINESS ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1
		BUSINESS PHONE:		0000000000

	MAIL ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALGONQUIN POWER INCOME FUND
		DATE OF NAME CHANGE:	20020523

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ALGONQUIN POWER & UTILITIES CORP.
		CENTRAL INDEX KEY:			0001174169
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC SERVICES [4911]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			A6
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		F-X

	BUSINESS ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1
		BUSINESS PHONE:		0000000000

	MAIL ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALGONQUIN POWER INCOME FUND
		DATE OF NAME CHANGE:	20020523
</SEC-HEADER>
<DOCUMENT>
<TYPE>F-X
<SEQUENCE>1
<FILENAME>ny20001090x2_fx.htm
<DESCRIPTION>FORM F-X
<TEXT>
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      <hr style="border: none; border-bottom: 1px solid black; border-top: 4px solid black; height: 10px; color: #ffffff; background-color: #ffffff; margin-left: auto; margin-right: auto;" align="center">UNITED STATES</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Washington, D.C. 20549</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 18pt; font-weight: bold;">FORM F-X</div>
    <div style="text-align: center; font-weight: bold;">APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING</div>
    <div><br>
    </div>
    <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="zc985fac180de4f43a963929f1a123db8" cellpadding="0" cellspacing="0">

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            <div>A.</div>
          </td>
          <td style="width: 92.31%; vertical-align: top;">
            <div>Name of issuer or person filing (&#8220;Filer&#8221;): <font style="font-weight: bold;">ALGONQUIN POWER &amp; UTILITIES CORP.</font></div>
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            <div>B.</div>
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          <td style="width: 92.31%; vertical-align: top;">
            <div>This is</div>
          </td>
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            <td style="width: 7.69%; vertical-align: top;">
              <div><br>
              </div>
            </td>
            <td style="width: 92.31%; vertical-align: top;">&#9746; an original filing for the Filer</td>
          </tr>
          <tr>
            <td rowspan="1" style="width: 7.69%; vertical-align: top;">&#160;</td>
            <td rowspan="1" style="width: 92.31%; vertical-align: top;">&#9744; an amended filing for the Filer</td>
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    <div style="text-indent: 36pt;"> <br>
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          <td style="width: 7.68%; vertical-align: top;">
            <div>C.</div>
          </td>
          <td style="width: 92.21%; vertical-align: top;">
            <div>Identify the filing in conjunction with which this Form is being filed:</div>
          </td>
          <td style="width: 0.11%; vertical-align: top;">&#160;</td>
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          <td style="width: 7.68%; vertical-align: top;">&#160;</td>
          <td style="width: 35%; vertical-align: top;">
            <div>Name of registrant:</div>
          </td>
          <td style="width: 57%; vertical-align: top;">
            <div style="font-weight: bold;">ALGONQUIN POWER &amp; UTILITIES CORP.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 7.68%; vertical-align: top;">&#160;</td>
          <td style="width: 35%; vertical-align: top;">
            <div>Form type:</div>
          </td>
          <td style="width: 57%; vertical-align: top;">
            <div style="font-weight: bold;">F-10</div>
          </td>
        </tr>
        <tr>
          <td style="width: 7.68%; vertical-align: top;">&#160;</td>
          <td style="width: 35%; vertical-align: top;">
            <div>File Number (if known):</div>
          </td>
          <td style="width: 57%; vertical-align: top;">
            <div style="font-weight: bold;">333-260501</div>
          </td>
        </tr>
        <tr>
          <td style="width: 7.68%; vertical-align: top;">&#160;</td>
          <td style="width: 35%; vertical-align: top;">
            <div>Filed by:</div>
          </td>
          <td style="width: 57%; vertical-align: top;">
            <div style="font-weight: bold;">ALGONQUIN POWER &amp; UTILITIES CORP.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 7.68%; vertical-align: top;">&#160;</td>
          <td style="width: 35%; vertical-align: top;">
            <div>Date Filed (if filed concurrently, so indicate):</div>
          </td>
          <td style="width: 57%; vertical-align: top;">
            <div style="font-weight: bold;">October 26, 2021</div>
          </td>
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    <div> <br>
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          <td style="width: 7.68%; vertical-align: top;">
            <div>D.</div>
          </td>
          <td style="width: 92.21%; vertical-align: top;">
            <div>The Filer is incorporated or organized under the laws of <u><font style="font-weight: bold;">Canada</font><font style="font-weight: bold;">&#160;</font></u>and has its principal place of business at</div>
          </td>
          <td style="width: 0.11%; vertical-align: top;">&#160;</td>
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              <div><br>
              </div>
            </td>
            <td style="width: 92.21%; vertical-align: top;">
              <div>
                <div style="font-weight: bold;"><u>354 Davis Road, Oakville, Ontario L6J 2X1, Canada, Telephone: (905) 465-4500</u></div>
              </div>
            </td>
          </tr>

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    <div> <br>
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          <td style="width: 7.69%; vertical-align: top;">
            <div>E.</div>
          </td>
          <td style="width: 92.31%; vertical-align: top;">
            <div>The Filer designates and appoints <u><font style="font-weight: bold;">CT Corporation System</font></u><font style="font-weight: bold;">&#160;</font>(&#8220;Agent&#8221;) located at <u><font style="font-weight: bold;">28 Liberty Street, New York, New York
                  10005. Telephone: (212) 894-8800</font></u><font style="font-weight: bold;">,</font> as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in</div>
          </td>
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          <td style="width: 7.69%; vertical-align: middle;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>(a)</div>
          </td>
          <td style="width: 87%; vertical-align: top;">
            <div>any investigation or administrative proceeding conducted by the Commission; and</div>
          </td>
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          <td style="width: 7.69%; vertical-align: middle;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>(b)</div>
          </td>
          <td style="width: 87%; vertical-align: top;">
            <div>any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its
              territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns (i) any offering made or purported to be made in connection with the securities
              registered or qualified by the Filer on Form <u><font style="font-weight: bold;">F-10</font></u> on <u><font style="font-weight: bold;">October 26, 2021</font></u> or any purchases or sales of any security in connection therewith; (ii) the
              securities in relation to which the obligation to file an annual report on Form 40-F arises, or any purchases or sales of such securities; (iii) any tender offer for the securities of a Canadian issuer with respect to which filings are made
              by the Filer with the Commission on Schedule 13E-4F, 14D-1F or 14D-9F; or (iv) the securities in relation to which the Filer acts as trustee pursuant to an exemption under Rule 10a-5 under the Trust Indenture Act of 1939. The Filer stipulates
              and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process,
              and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.</div>
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    <br>
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          <td style="width: 7.69%; vertical-align: top;">
            <div>F.</div>
          </td>
          <td style="width: 92.31%; vertical-align: top;">
            <div>Each person filing this Form in connection with:</div>
          </td>
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          <td style="width: 7.69%; vertical-align: middle;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>(a)</div>
          </td>
          <td style="width: 87%; vertical-align: top;">
            <div>the use of Form F-9, F-10, 40-F or SB-2 or Schedule 13E-4F, 14D-1F or 14D-9F stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling
              or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the issuer of the securities to which such Forms and Schedules relate has ceased reporting under the Exchange Act;</div>
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          <td style="width: 7.69%; vertical-align: middle;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>(b)</div>
          </td>
          <td style="width: 87%; vertical-align: top;">
            <div>the use of Form F-8, Form F-80 or Form CB stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on
              behalf of the Filer at any time until six years have elapsed following the effective date of the latest amendment to such Form F-8, Form F-80 or Form CB;</div>
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          <td style="width: 7.69%; vertical-align: middle;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>(c)</div>
          </td>
          <td style="width: 87%; vertical-align: top;">
            <div>its status as trustee with respect to securities registered on Form F-7, F-8, F-9, F-10, F-80 or SB-2 stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent
              or the Agent is unwilling or unable to accept service on behalf of the Filer at any time during which any of the securities subject to the indenture remain outstanding; and</div>
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          <td style="width: 7.69%; vertical-align: middle;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>(d)</div>
          </td>
          <td style="width: 87%; vertical-align: top;">
            <div>the use of Form 1-A or other Commission form for an offering pursuant to Regulation A stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is
              unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date of the last sale of securities in reliance upon the Regulation A exemption.</div>
          </td>
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    <div><br>
    </div>
    <div>Each filer further undertakes to advise the Commission promptly of any change to the Agent&#8217;s name or address during the applicable period by amendment of this Form, referencing the file number of the relevant form in conjunction with which the
      amendment is being filed.</div>
    <div><br>
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          <td style="width: 7.69%; vertical-align: top;">
            <div>G.</div>
          </td>
          <td style="width: 92.31%; vertical-align: top;">
            <div>Each person filing this Form, other than a trustee filing in accordance with General Instruction I. (a) of this Form, undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission
              staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the Forms, Schedules and offering statements described in General Instructions I.(a), I.(b), I.(c), I.(d) and I.(f) of this Form, as
              applicable; the securities to which such Forms, Schedules and offering statements relate; and the transactions in such securities.</div>
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    <div><br>
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    <div style="text-align: center;">[<font style="font-style: italic;">Signature page follows.</font>]
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    <div>The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Oakville, Country of Canada this 26th day of October,
      2021.</div>
    <div><br>
    </div>
    <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="z8bb46fbc8e1e4751a303431c3cddeb16" border="0" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td colspan="3" style="vertical-align: top;">
            <div style="font-weight: bold;">ALGONQUIN POWER &amp; UTILITIES CORP.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="vertical-align: top;">&#160;</td>
          <td style="width: 40%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>By:</div>
          </td>
          <td colspan="2" style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
            <div>/s/ Arthur Kacprzak</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>Name:</div>
          </td>
          <td style="width: 40%; vertical-align: top;">
            <div>Arthur Kacprzak</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div>Title:</div>
          </td>
          <td style="width: 40%; vertical-align: top;">
            <div>Chief Financial Officer</div>
          </td>
        </tr>

    </table>
    <div><br>
    </div>
    <div>This statement has been signed by the following persons in the capacities and on the dates indicated.</div>
    <div><br>
    </div>
    <div style="font-weight: bold;">CT CORPORATION SYSTEM</div>
    <div><br>
    </div>
    <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="z9cea365d1c2e434784fb9fc160bfcf66" border="0" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div>By:</div>
          </td>
          <td style="width: 45%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
            <div>/s/ Sherry McGinnes</div>
          </td>
          <td style="width: 49.9%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top;">
            <div>Name: Sherry McGinnes</div>
          </td>
          <td style="width: 49.9%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top;">
            <div>Title: Assistant Secretary</div>
          </td>
          <td style="width: 49.9%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top;">
            <div>Date: October 26, 2021</div>
          </td>
          <td style="width: 49.9%; vertical-align: top;">&#160;</td>
        </tr>

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</SEC-DOCUMENT>
