<SEC-DOCUMENT>0001140361-21-037590.txt : 20211112
<SEC-HEADER>0001140361-21-037590.hdr.sgml : 20211112
<ACCEPTANCE-DATETIME>20211112134900
ACCESSION NUMBER:		0001140361-21-037590
CONFORMED SUBMISSION TYPE:	F-X
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20211112
DATE AS OF CHANGE:		20211112
EFFECTIVENESS DATE:		20211112

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ALGONQUIN POWER & UTILITIES CORP.
		CENTRAL INDEX KEY:			0001174169
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC SERVICES [4911]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			A6
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		F-X
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-261010
		FILM NUMBER:		211402381

	BUSINESS ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1
		BUSINESS PHONE:		0000000000

	MAIL ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALGONQUIN POWER INCOME FUND
		DATE OF NAME CHANGE:	20020523

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ALGONQUIN POWER & UTILITIES CORP.
		CENTRAL INDEX KEY:			0001174169
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC SERVICES [4911]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			A6
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		F-X

	BUSINESS ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1
		BUSINESS PHONE:		0000000000

	MAIL ADDRESS:	
		STREET 1:		354 DAVIS ROAD
		CITY:			OAKVILLE
		STATE:			A6
		ZIP:			L6J2X1

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALGONQUIN POWER INCOME FUND
		DATE OF NAME CHANGE:	20020523
</SEC-HEADER>
<DOCUMENT>
<TYPE>F-X
<SEQUENCE>1
<FILENAME>ny20001243x2_fx.htm
<DESCRIPTION>F-X
<TEXT>
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    <div style="text-align: center; color: rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif; font-size: 14pt; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center; color: rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif; font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; color: rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Washington, D.C. 20549</div>
    <div style="text-align: center; color: rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif; font-size: 18pt; font-weight: bold;">FORM F-X</div>
    <div style="text-align: center; color: #000000; font-weight: bold;">APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING</div>
    <div style="text-align: center; color: #000000; font-weight: bold;"> <br>
    </div>
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          <td style="width: 5%; vertical-align: top;">
            <div style="color: #000000;">A.</div>
          </td>
          <td style="width: 95%; vertical-align: top;">
            <div style="color: #000000;">Name of issuer or person filing (&#8220;Filer&#8221;): <font style="font-weight: bold;">TSX TRUST COMPANY, as successor to</font>&#160;<font style="font-weight: bold;">AST TRUST COMPANY (CANADA)</font></div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 95%; vertical-align: top;">&#160;</td>
        </tr>
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            <div style="color: #000000;">B.</div>
          </td>
          <td style="width: 95%; vertical-align: top;">
            <div style="color: #000000;">This is</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 95%; vertical-align: top;"><font style="font-family: 'Segoe UI Symbol', sans-serif;">&#9746;</font> an original filing for the Filer</td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 95%; vertical-align: top;"><font style="font-family: 'Segoe UI Symbol', sans-serif;">&#9744;</font> an amended filing for the Filer</td>
        </tr>

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    <div style="text-indent: 36pt; color: #000000;"></div>
    <div style="text-indent: 36pt; color: #000000;"></div>
    <div><br>
    </div>
    <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="zab25cecf0de649f4a48e320d7be87edf" border="0" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div style="color: #000000;">C.</div>
          </td>
          <td colspan="2" rowspan="1" style="vertical-align: top; width: 45%;">
            <div style="color: #000000;">Identify the filing in conjunction with which this Form is being filed:</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top;">
            <div style="color: #000000;">Name of registrant:</div>
          </td>
          <td style="vertical-align: top; width: 50%;">
            <div style="color: #000000; font-weight: bold;">ALGONQUIN POWER &amp; UTILITIES CORP.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top;">
            <div style="color: #000000;">Form type:</div>
          </td>
          <td style="vertical-align: top; width: 50%;">
            <div style="color: #000000; font-weight: bold;">F-10</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top;">
            <div style="color: #000000;">File Number (if known):</div>
          </td>
          <td style="vertical-align: top; width: 50%;"><font style="font-weight: bold;"> 333-261010</font><br>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top;">
            <div style="color: #000000;">Filed by:</div>
          </td>
          <td style="vertical-align: top; width: 50%;">
            <div style="color: #000000; font-weight: bold;">ALGONQUIN POWER &amp; UTILITIES CORP.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
          <td style="width: 45%; vertical-align: top;">
            <div style="color: #000000;">Date Filed (if filed concurrently, so indicate):</div>
          </td>
          <td style="vertical-align: top; width: 50%;">
            <div style="color: #000000;"><font style="font-weight: bold;">November 12, 2021</font>&#160;<font style="font-weight: bold;">(filed concurrently)</font></div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="width: 45%; vertical-align: top;">&#160;</td>
          <td rowspan="1" style="vertical-align: top; width: 50%;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div style="color: #000000;">D.</div>
          </td>
          <td rowspan="1" colspan="2" style="vertical-align: top;">
            <div style="color: #000000;">The Filer is incorporated or organized under the laws of <u><font style="font-weight: bold;">Canada</font></u><font style="font-weight: bold;">&#160;</font>and has its principal place of business at</div>
          </td>
        </tr>
        <tr>
          <td rowspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
          <td colspan="2" rowspan="1" style="vertical-align: top;">
            <div style="color: #000000; font-weight: bold;"><u>100 Adelaide Street West, Suite 300, Toronto, Ontario M5H 1S3, Attention: VP, Corporate Trust, Telephone: +1 (416) 682-3841</u></div>
          </td>
        </tr>

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        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div style="color: #000000;">E.</div>
          </td>
          <td colspan="2" style="vertical-align: top;">
            <div style="color: #000000;">The Filer designates and appoints <u><font style="font-weight: bold;">American Stock Transfer &amp; Trust Company, LLC</font></u><font style="font-weight: bold;">&#160;</font>(&#8220;Agent&#8221;) located at<font style="font-weight: normal;"> </font><u><font style="font-weight: bold;">48 Wall Street, 22nd Floor, New York, New York 10005, Attn: Legal Department, Telephone: +1 (212) 269-5550</font></u><font style="font-weight: bold;">,</font> as the
              agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: middle;">&#160;</td>
          <td style="width: 4%; vertical-align: top;">
            <div style="color: #000000;">(a)</div>
          </td>
          <td style="width: 91%; vertical-align: top;">
            <div style="color: #000000;">any investigation or administrative proceeding conducted by the Commission; and</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: middle;">&#160;</td>
          <td style="width: 4%; vertical-align: top;">
            <div style="color: #000000;">(b)</div>
          </td>
          <td style="width: 91%; vertical-align: top;">
            <div style="color: #000000;">any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United
              States or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns (i) any offering made or purported to be made in connection with
              the securities registered or qualified by the Filer on Form <u><font style="font-weight: bold;">F-10</font></u> on <u><font style="font-weight: bold;">November 12, 2021</font></u> or any purchases or sales of any security in connection
              therewith; (ii) the securities in relation to which the obligation to file an annual report on Form 40-F arises, or any purchases or sales of such securities; (iii) any tender offer for the securities of a Canadian issuer with respect to
              which filings are made by the Filer with the Commission on Schedule 13E-4F, 14D-1F or 14D-9F; or (iv) the securities in relation to which the Filer acts as trustee pursuant to an exemption under Rule 10a-5 under the Trust Indenture Act of
              1939. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent
              for service of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.</div>
          </td>
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        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div style="color: #000000;">F.</div>
          </td>
          <td colspan="2" style="vertical-align: top;">
            <div style="color: #000000;">Each person filing this Form in connection with:</div>
          </td>
        </tr>
        <tr>
          <td style="width: 5%; vertical-align: middle;">&#160;</td>
          <td style="width: 4%; vertical-align: top;">
            <div style="color: #000000;">(a)</div>
          </td>
          <td style="width: 91%; vertical-align: top;">
            <div style="color: #000000;">the use of Form F-9, F-10, 40-F or SB-2 or Schedule 13E-4F, 14D-1F or 14D-9F stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent
              or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the issuer of the securities to which such Forms and Schedules relate has ceased reporting under the Exchange
              Act;</div>
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          <td style="width: 5%; vertical-align: middle;">&#160;</td>
          <td style="width: 4%; vertical-align: top;">
            <div style="color: #000000;">(b)</div>
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          <td style="width: 91%; vertical-align: top;">
            <div style="color: #000000;">the use of Form F-8, Form F-80 or Form CB stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable
              to accept service on behalf of the Filer at any time until six years have elapsed following the effective date of the latest amendment to such Form F-8, Form F-80 or Form CB;</div>
          </td>
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          <td style="width: 5%; vertical-align: middle;">&#160;</td>
          <td style="width: 4%; vertical-align: top;">
            <div style="color: #000000;">(c)</div>
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          <td style="width: 91%; vertical-align: top;">
            <div style="color: #000000;">its status as trustee with respect to securities registered on Form F-7, F-8, F-9, F-10, F-80 or SB-2 stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the
              Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time during which any of the securities subject to the indenture remain outstanding; and</div>
          </td>
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        <tr>
          <td style="width: 5%; vertical-align: middle;">&#160;</td>
          <td style="width: 4%; vertical-align: top;">
            <div style="color: #000000;">(d)</div>
          </td>
          <td style="width: 91%; vertical-align: top;">
            <div style="color: #000000;">the use of Form 1-A or other Commission form for an offering pursuant to Regulation A stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges
              the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date of the last sale of securities in reliance upon the Regulation A exemption.</div>
          </td>
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    <div style="color: #000000;"> <br>
    </div>
    <div style="color: #000000;">Each filer further undertakes to advise the Commission promptly of any change to the Agent&#8217;s name or address during the applicable period by amendment of this Form, referencing the file number of the relevant form in
      conjunction with which the amendment is being filed.</div>
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        <tr>
          <td style="width: 5%; vertical-align: top;">
            <div style="color: #000000;">G.</div>
          </td>
          <td style="width: 95%; vertical-align: top;">
            <div style="color: #000000;">Each person filing this Form, other than a trustee filing in accordance with General Instruction I. (a) of this Form, undertakes to make available, in person or by telephone, representatives to respond to inquiries
              made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the Forms, Schedules and offering statements described in General Instructions I.(a), I.(b), I.(c), I.(d) and
              I.(f) of this Form, as applicable; the securities to which such Forms, Schedules and offering statements relate; and the transactions in such securities.</div>
          </td>
        </tr>

    </table>
    <div style="text-align: center; color: #000000;"> <br>
    </div>
    <div style="text-align: center; color: #000000;">[<font style="font-style: italic;">Signature page follows.</font>]
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    <div style="color: #000000;">The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Toronto, Country of Canada this
      12th day of November, 2021.</div>
    <div><br>
    </div>
    <div>
      <table id="zef10a07d053c4b1399324f2c6f6a0e53" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; color: #000000; width: 100%;" border="0" cellpadding="0" cellspacing="0">

          <tr>
            <td style="width: 50%;">
              <div>&#160;</div>
            </td>
            <td colspan="3" rowspan="1" style="width: 2%; font-weight: bold;">TSX TRUST COMPANY, AS SUCCESSOR TO AST TRUST COMPANY (CANADA)</td>
          </tr>
          <tr>
            <td rowspan="1" style="width: 50%;">&#160;</td>
            <td colspan="3" rowspan="1" style="width: 2%; font-weight: bold;">&#160;</td>
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          <tr>
            <td style="width: 50%; padding-bottom: 2px;">
              <div>&#160;</div>
            </td>
            <td style="width: 2%; padding-bottom: 2px;">
              <div>&#160;By:</div>
            </td>
            <td rowspan="1" colspan="2" style="width: 3%; border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: left; font-style: italic;">/s/ Nelia Andrade</div>
            </td>
          </tr>
          <tr>
            <td style="width: 50%;">
              <div>&#160;</div>
            </td>
            <td style="width: 2%;">
              <div>&#160;</div>
            </td>
            <td colspan="1" style="width: 3%;">
              <div style="text-align: left; color: #000000;">Name:&#160; <br>
              </div>
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            <td style="width: 45%;">
              <div>
                <div style="text-align: left;">Nelia Andrade</div>
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          </tr>
          <tr>
            <td style="width: 50%;">
              <div>&#160;</div>
            </td>
            <td style="width: 2%;">
              <div>&#160;</div>
            </td>
            <td colspan="1" style="width: 3%;">
              <div style="text-align: left; color: #000000;">Title:</div>
            </td>
            <td style="width: 45%;">
              <div style="text-align: left;">Authorized Signatory</div>
            </td>
          </tr>
          <tr>
            <td style="width: 50%;">
              <div>&#160;</div>
            </td>
            <td style="width: 2%;">
              <div>&#160;</div>
            </td>
            <td colspan="1" style="width: 3%;">&#160;</td>
            <td style="width: 45%;">
              <div>&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="width: 50%; padding-bottom: 2px;">
              <div>&#160;</div>
            </td>
            <td style="width: 2%; padding-bottom: 2px;">
              <div>
                <div style="text-align: left; color: #000000;">By:</div>
              </div>
            </td>
            <td rowspan="1" colspan="2" style="width: 3%; border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: left; font-style: italic;">/s/ Bruno Di Genova</div>
            </td>
          </tr>
          <tr>
            <td style="width: 50%;">
              <div>&#160;</div>
            </td>
            <td style="width: 2%;">
              <div>&#160;</div>
            </td>
            <td colspan="1" style="width: 3%;">
              <div style="text-align: left; color: #000000;">Name:&#160; <br>
              </div>
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            <td style="width: 45%;">
              <div style="text-align: left;">Bruno Di Genova</div>
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          </tr>
          <tr>
            <td style="width: 50%;">
              <div>&#160;</div>
            </td>
            <td style="width: 2%;">
              <div>&#160;</div>
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            <td colspan="1" style="width: 3%;">
              <div style="text-align: left; color: #000000;">Title:</div>
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              <div style="text-align: left;">Authorized Signatory</div>
            </td>
          </tr>

      </table>
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    <div><br>
    </div>
    <div style="color: #000000;">This statement has been signed by the following persons in the capacities and on the dates indicated.</div>
    <div><br>
    </div>
    <div style="color: #000000; font-weight: bold;">AMERICAN STOCK TRANSFER &amp; TRUST COMPANY, LLC</div>
    <div><br>
    </div>
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        <tr>
          <td style="width: 2%; vertical-align: top;">
            <div style="color: #000000;">By:</div>
          </td>
          <td colspan="2" style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="color: rgb(0, 0, 0); font-style: italic;">/s/ Paul H. Kim</div>
          </td>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 2%; vertical-align: top;">&#160;</td>
          <td style="width: 3%; vertical-align: top;">
            <div style="color: #000000;">Name:<br>
            </div>
          </td>
          <td style="width: 45%; vertical-align: top;">Paul H. Kim</td>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 2%; vertical-align: top;">&#160;</td>
          <td style="width: 3%; vertical-align: top;">
            <div style="color: #000000;">Title:<br>
            </div>
          </td>
          <td style="width: 45%; vertical-align: top;">Assistant General Counsel</td>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 2%; vertical-align: top;">&#160;</td>
          <td style="width: 3%; vertical-align: top;">
            <div style="color: #000000;">Date:<br>
            </div>
          </td>
          <td style="width: 45%; vertical-align: top;">November 12, 2021</td>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
        </tr>

    </table>
    <div> <br>
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