XML 53 R37.htm IDEA: XBRL DOCUMENT v3.8.0.1
Stock-based Compensation Plans (Tables)
12 Months Ended
Sep. 30, 2017
Disclosure of Compensation Related Costs, Share-based Payments [Abstract]  
Schedule of Employee Service Share-based Compensation, Allocation of Recognized Period Costs [Table Text Block]
The effect of stock-based compensation on our statements of operations, including discontinued operations, is presented below.
 
2017
 
2016
 
2015
 
(in millions, except per share data)
Decrease in operating income
$
8.6

 
$
9.1

 
$
7.0

Decrease in net income
4.8

 
5.8

 
4.4

Decrease in earnings per basic share
0.03

 
0.04

 
0.03

Decrease in earnings per diluted share
0.03

 
0.04

 
0.03

Schedule of Share-based Compensation, Restricted Stock and Restricted Stock Units Activity
Restricted stock unit activity under the 2006 Plan is summarized below.
 
Restricted stock units
 
Weighted
average
grant date fair value per unit
 
Weighted
average
remaining
contractual
term (years)
 
Aggregate
intrinsic
value
  (millions)  
Outstanding at September 30, 2014
1,206,761

 
$
5.04

 
0.7
 
 
Granted
459,659

 
9.70

 
 
 
 
Vested
(793,630
)
 
3.99

 
 
 
$
7.7

Cancelled

 

 
 
 
 
Outstanding at September 30, 2015
872,790

 
8.45

 
0.8
 
 
Granted
360,255

 
9.33

 
 
 
 
Vested
(510,535
)
 
7.94

 
 
 
4.7

Cancelled
(59,062
)
 
8.23

 
 
 
 
Outstanding at September 30, 2016
663,448

 
9.34

 
1.0
 
 
Granted
343,860

 
13.05

 
 
 
 
Vested
(359,797
)
 
9.34

 
 
 
4.7

Cancelled
(21,681
)
 
13.26

 
 
 
 
Outstanding at September 30, 2017
625,830

 
$
11.23

 
0.9
 
 
Schedule of Nonvested Performance-based Units Activity [Table Text Block]
Stock-settled PRSUs activity under the 2006 Plan is summarized below.
Award date
 
Settlement year
 
Performance period
 
Grant date per unit fair value
 
Units
awarded
 
Units forfeited
 
Net units
 
Performance factor
 
Shares
earned
November 27, 2012
 
2016
 
2013
 
$
5.22

 
135,553

 

 
135,553

 
2.000
 
271,106

 
 
 
 
2014
 
$
8.52

 
135,553

 

 
135,553

 
2.000
 
271,106

 
 
 
 
2015
 
$
9.78

 
135,552

 

 
135,552

 
0.000
 

December 3, 2013
 
2017
 
2014
 
$
8.52

 
90,841

 
(4,401
)
 
86,440

 
2.000
 
172,880

 
 
 
 
2015
 
$
9.78

 
90,841

 
(4,401
)
 
86,440

 
0.000
 

 
 
 
 
2016
 
$
9.38

 
90,849

 
(7,402
)
 
83,447

 
1.021
 
85,195

December 2, 2014
 
2018
 
2015
 
$
9.78

 
80,233

 
(3,835
)
 
76,398

 
0.000
 

 
 
 
 
2016
 
$
9.38

 
80,229

 
(6,447
)
 
73,782

 
1.021
 
75,327

 
 
 
 
2017
 
$
13.26

 
80,229

 
(11,673
)
 
68,556

 
1.000
 
68,556

December 1, 2015
 
2019
 
2016
 
$
9.38

 
77,823

 
(3,998
)
 
73,825

 
1.021
 
75,375

 
 
 
 
2017
 
$
13.26

 
77,824

 
(3,997
)
 
73,827

 
1.000
 
73,827

 
 
 
 
2018
 
 
 
77,824

 
(6,752
)
 
71,072

 
 
 
 
November 29, 2016
 
2020
 
2017
 
$
13.26

 
59,285

 
(5,279
)
 
54,006

 
1.000
 
54,006

 
 
 
 
2018
 
 
 
59,286

 
(7,227
)
 
52,059

 
 
 
 
 
 
 
 
2019
 
 
 
59,290

 
(7,227
)
 
52,063

 
 
 
 
January 23, 2017
 
2020
 
2017
 
$
13.15

 
19,012

 

 
19,012

 
1.000
 
19,012

 
 
 
 
2018
 
 
 
19,011

 

 
19,011

 
 
 
 
 
 
 
 
2019
 
 
 
19,011

 

 
19,011

 
 
 
 
Schedule of Share-based Compensation. Options
Stock option activity under the 2006 Plan is summarized below.
 
Options  
 
Weighted
average
exercise
price
  per option  
 
Weighted
average
remaining
contractual
term (years)
 
Aggregate
intrinsic
value
  (millions)  
Outstanding at September 30, 2014
4,552,235

 
$
6.37

 
5.0
 
$
13.6

Granted
97,119

 
9.97

 
 
 
 
Exercised
(506,632
)
 
3.42

 
 
 
3.2

Cancelled
(150,056
)
 
13.90

 
 
 
 
Outstanding at September 30, 2015
3,992,666

 
6.54

 
4.2
 
9.3

Exercised
(270,599
)
 
6.83

 
 
 
0.8

Cancelled
(167,759
)
 
17.82

 
 
 
 
Outstanding at September 30, 2016
3,554,308

 
5.99

 
3.4
 
23.8

Exercised
905,834

 
4.71

 
 
 
7.3

Cancelled
(207,820
)
 
14.72

 
 
 
 
Outstanding at September 30, 2017
2,440,654

 
$
5.72

 
2.5
 
$
17.3

 
 
 
 
 
 
 
 
Exercisable at September 30, 2017
2,415,475

 
$
5.67

 
2.5
 
$
17.2

 
 
 
 
 
 
 
 
Expected to vest after September 30, 2017
25,179

 
$
9.97

 
7.3
 
$
0.1

Schedule of Share-based Compensation, Shares Authorized under Stock Option Plans, by Exercise Price Range [Table Text Block]
The ranges of exercise prices for stock options outstanding at September 30, 2017 are summarized below.
Exercise price
 
Options
 
Weighted
average
exercise price
 
Weighted
average
remaining
contractual
term (years)
 
Exercisable options
 
Weighted
average
exercise price
 
$
0.00

-
$
4.99

 
 
804,173

 
$
3.29

 
3.4
 
804,173

 
$
3.29

 
$
5.00

-
$
9.99

 
 
1,330,050

 
6.05

 
2.5
 
1,304,871

 
5.97

 
$
10.00

-
$
14.99

 
 
306,431

 
10.66

 
0.2
 
306,431

 
10.66

 
 
 
 
 
 
2,440,654

 
$
5.72

 
2.5
 
2,415,475

 
$
5.67

Schedule of Share-based Payment Award, Stock Options, Valuation Assumptions
The weighted average grant-date fair values of stock options granted in 2015 and the weighted average assumptions used to determine these fair values are indicated below.
Grant-date fair value
$
5.93

Risk-free interest rate
1.74
%
Dividend yield
0.80
%
Expected life (years)
8.0

Expected annual volatility
0.6199

Schedule of Share-based Compensation, Phantom Award, Activity
Phantom Plan activity is summarized below.
 
Phantom Plan units  
 
Weighted
average
grant date
fair value
  per unit  
 
Weighted
average
remaining
contractual
term (years)
 
Aggregate
intrinsic
value
  (millions)  
Outstanding at September 30, 2014
643,288

 
$
6.22

 
0.8
 
 
Granted
289,524

 
9.78

 
 
 
 
Vested
(317,409
)
 
 
 
 
 
$
3.1

Cancelled
(56,525
)
 
8.29

 
 
 
 
Outstanding at September 30, 2015
558,878

 
8.49

 
0.8
 
 
Granted
302,875

 
9.84

 
 
 
 
Vested
(270,822
)
 
 
 
 
 
2.5

Cancelled
(56,905
)
 
9.28

 
 
 
 
Outstanding at September 30, 2016
534,026

 
9.60

 
0.9
 
 
Granted
199,260

 
13.22

 
 
 
 
Vested
(278,000
)
 
 
 
 
 
3.7

Cancelled
(103,279
)
 
10.87

 
 
 
 
Outstanding at September 30, 2017
352,007

 
$
11.36

 
0.9