<SEC-DOCUMENT>0001193125-22-214709-index.html : 20220808 <SEC-HEADER>0001193125-22-214709.hdr.sgml : 20220808 <ACCEPTANCE-DATETIME>20220808142616 ACCESSION NUMBER: 0001193125-22-214709 CONFORMED SUBMISSION TYPE: 40-17G PUBLIC DOCUMENT COUNT: 18 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS ALTERNATIVE SOLUTIONS TRUST CENTRAL INDEX KEY: 0001589756 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22906 FILM NUMBER: 221143806 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 860.263.4790 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS ALTERNATIVE SOLUTIONS FUNDS DATE OF NAME CHANGE: 20140204 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS ALTERNATIVES TRUST I DATE OF NAME CHANGE: 20131022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Artificial Intelligence & Technology Opportunities Fund CENTRAL INDEX KEY: 0001778114 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-23446 FILM NUMBER: 221143825 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund DATE OF NAME CHANGE: 20210210 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Artificial Intelligence & Technology Opportunities Fund DATE OF NAME CHANGE: 20190911 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Artificial Intelligence Opportunities Fund DATE OF NAME CHANGE: 20190529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS VARIABLE INSURANCE TRUST CENTRAL INDEX KEY: 0000792359 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-04642 FILM NUMBER: 221143818 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 8002487971 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX EDGE SERIES FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIG EDGE SERIES FUND DATE OF NAME CHANGE: 19920304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DNP SELECT INCOME FUND INC CENTRAL INDEX KEY: 0000806628 IRS NUMBER: 363480989 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-04915 FILM NUMBER: 221143819 BUSINESS ADDRESS: STREET 1: PO BOX 32760 CITY: LOUISVILLE STATE: KY ZIP: 40232 BUSINESS PHONE: 3123685510 MAIL ADDRESS: STREET 1: PO BOX 32760 CITY: LOUISVILLE STATE: KY ZIP: 40232 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS SELECTED UTILITIES INC DATE OF NAME CHANGE: 19910429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Total Return Fund Inc. CENTRAL INDEX KEY: 0000836412 IRS NUMBER: 133474242 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-05620 FILM NUMBER: 221143823 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. DATE OF NAME CHANGE: 20160929 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS GLOBAL DIVIDEND & INCOME FUND DATE OF NAME CHANGE: 20160929 FORMER COMPANY: FORMER CONFORMED NAME: ZWEIG TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Investment Trust CENTRAL INDEX KEY: 0000867297 IRS NUMBER: 330457728 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-06161 FILM NUMBER: 221143811 BUSINESS ADDRESS: STREET 1: 101 MUNSON STEET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANZ FUNDS DATE OF NAME CHANGE: 20050330 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO FUNDS MULTI MANAGER SERIES DATE OF NAME CHANGE: 19970626 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO FUNDS EQUITY ADVISORS SERIES DATE OF NAME CHANGE: 19960227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DTF TAX-FREE INCOME 2028 TERM FUND INC CENTRAL INDEX KEY: 0000879535 IRS NUMBER: 363793962 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-06416 FILM NUMBER: 221143820 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 800-263-2610 MAIL ADDRESS: STREET 1: 200 S. WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DTF TAX-FREE INCOME INC DATE OF NAME CHANGE: 20030625 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS UTILITIES TAX FREE INCOME INC DATE OF NAME CHANGE: 19920929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS RETIREMENT TRUST CENTRAL INDEX KEY: 0001004658 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-09140 FILM NUMBER: 221143812 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS INSTITUTIONAL TRUST DATE OF NAME CHANGE: 20081020 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INSTITUTIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 20040820 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS INSTITUTIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 19951207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 221143817 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST DATE OF NAME CHANGE: 20060127 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS ASSET TRUST CENTRAL INDEX KEY: 0001018593 IRS NUMBER: 956981193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-07705 FILM NUMBER: 221143814 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (800) 243-4361 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX ASSET TRUST DATE OF NAME CHANGE: 20060523 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX-KAYNE FUNDS DATE OF NAME CHANGE: 20021223 FORMER COMPANY: FORMER CONFORMED NAME: KAYNE ANDERSON RUDNICK MUTUAL FUNDS DATE OF NAME CHANGE: 20010226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERGER FUND VL CENTRAL INDEX KEY: 0001208133 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-21279 FILM NUMBER: 221143832 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Convertible & Income Fund CENTRAL INDEX KEY: 0001214935 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-21284 FILM NUMBER: 221143826 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Convertible & Income Fund DATE OF NAME CHANGE: 20210210 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Convertible & Income Fund DATE OF NAME CHANGE: 20130502 FORMER COMPANY: FORMER CONFORMED NAME: AGIC Convertible & Income Fund DATE OF NAME CHANGE: 20100825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Convertible & Income Fund II CENTRAL INDEX KEY: 0001227857 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-21338 FILM NUMBER: 221143827 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Convertible & Income Fund II DATE OF NAME CHANGE: 20210210 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Convertible & Income Fund II DATE OF NAME CHANGE: 20130502 FORMER COMPANY: FORMER CONFORMED NAME: AGIC Convertible & Income Fund II DATE OF NAME CHANGE: 20100825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Dividend, Interest & Premium Strategy Fund CENTRAL INDEX KEY: 0001260563 STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-21417 FILM NUMBER: 221143807 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI DIVIDEND, INTEREST & PREMIUM STRATEGY FUND DATE OF NAME CHANGE: 20200508 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND DATE OF NAME CHANGE: 20130502 FORMER COMPANY: FORMER CONFORMED NAME: NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND DATE OF NAME CHANGE: 20050124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Equity & Convertible Income Fund CENTRAL INDEX KEY: 0001383441 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-21989 FILM NUMBER: 221143830 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Equity & Convertible Income Fund DATE OF NAME CHANGE: 20210210 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Equity & Convertible Income Fund DATE OF NAME CHANGE: 20130502 FORMER COMPANY: FORMER CONFORMED NAME: AGIC Equity & Convertible Income Fund DATE OF NAME CHANGE: 20100825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Strategy Trust CENTRAL INDEX KEY: 0001423227 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22167 FILM NUMBER: 221143810 BUSINESS ADDRESS: STREET 1: 101 MUNSON STEET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: Allianz Funds Multi-Strategy Trust DATE OF NAME CHANGE: 20080109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Stone Harbor Emerging Markets Income Fund CENTRAL INDEX KEY: 0001501103 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22473 FILM NUMBER: 221143809 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET STREET 2: SUITE 104 CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 1-866-270-7788 MAIL ADDRESS: STREET 1: 101 MUNSON STREET STREET 2: SUITE 104 CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Stone Harbor Emerging Markets Income Fund DATE OF NAME CHANGE: 20101104 FORMER COMPANY: FORMER CONFORMED NAME: Stone Harbor Emerging Markets Fixed Income Fund DATE OF NAME CHANGE: 20100910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Utility & Infrastructure Fund Inc. CENTRAL INDEX KEY: 0001515671 IRS NUMBER: 452261437 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22533 FILM NUMBER: 221143821 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Global Utility Income Fund Inc. DATE OF NAME CHANGE: 20110627 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Global Utility & Midstream Energy Income Fund Inc. DATE OF NAME CHANGE: 20110316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Global Multi-Sector Income Fund CENTRAL INDEX KEY: 0001528811 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22608 FILM NUMBER: 221143822 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 860-243-1574 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus-Newfleet Global Multi-Sector Income Fund DATE OF NAME CHANGE: 20110909 FORMER COMPANY: FORMER CONFORMED NAME: Newfleet Global Multi-Sector Income Fund DATE OF NAME CHANGE: 20110829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Stone Harbor Emerging Markets Total Income Fund CENTRAL INDEX KEY: 0001551040 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22716 FILM NUMBER: 221143808 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET STREET 2: SUITE 104 CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 1-866-270-7788 MAIL ADDRESS: STREET 1: 101 MUNSON STREET STREET 2: SUITE 104 CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Stone Harbor Emerging Markets Total Income Fund DATE OF NAME CHANGE: 20120529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ETFis Series Trust I CENTRAL INDEX KEY: 0001559109 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22819 FILM NUMBER: 221143815 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 347-903-7347 MAIL ADDRESS: STREET 1: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ETF Actively Managed Trust DATE OF NAME CHANGE: 20120926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Event Opportunities Trust CENTRAL INDEX KEY: 0001572617 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22818 FILM NUMBER: 221143813 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: Westchester Capital Funds DATE OF NAME CHANGE: 20130320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Diversified Income & Convertible Fund CENTRAL INDEX KEY: 0001636289 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-23039 FILM NUMBER: 221143829 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Diversified Income & Convertible Fund DATE OF NAME CHANGE: 20210212 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Diversified Income & Convertible DATE OF NAME CHANGE: 20210210 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Diversified Income & Convertible Fund DATE OF NAME CHANGE: 20150325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus ETF Trust II CENTRAL INDEX KEY: 0001648403 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-23078 FILM NUMBER: 221143824 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-493-4383 MAIL ADDRESS: STREET 1: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Virtus EFT Trust II DATE OF NAME CHANGE: 20150717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Convertible & Income 2024 Target Term Fund CENTRAL INDEX KEY: 0001701809 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-23241 FILM NUMBER: 221143828 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Convertible & Income 2024 Target Term Fund DATE OF NAME CHANGE: 20210210 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Convertible & Income 2024 Target Term Fund DATE OF NAME CHANGE: 20170323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS EQUITY TRUST CENTRAL INDEX KEY: 0000034273 IRS NUMBER: 036066130 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-00945 FILM NUMBER: 221143816 BUSINESS ADDRESS: STREET 1: 101 MUNSON STEET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX EQUITY TRUST DATE OF NAME CHANGE: 20040628 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX ABERDEEN WORLDWIDE OPPORTUNITIES FUND DATE OF NAME CHANGE: 19981215 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX WORLDWIDE OPPORTUNITIES FUND DATE OF NAME CHANGE: 19940505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERGER FUND CENTRAL INDEX KEY: 0000701804 IRS NUMBER: 146117490 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-03445 FILM NUMBER: 221143831 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: AYCO FUND DATE OF NAME CHANGE: 19890223 </SEC-HEADER> <DOCUMENT> <TYPE>40-17G <SEQUENCE>1 <FILENAME>d385233d4017g.htm <DESCRIPTION>FORM 40-17G <TEXT> Document 1 - file: d385233d4017g.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>3 <FILENAME>d385233dex991.htm <DESCRIPTION>JOINT INSURED BOND AGREEMENT <TEXT> Document 3 - file: d385233dex991.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>4 <FILENAME>d385233dex992.htm <DESCRIPTION>CERTIFICATES OF SECRETARY <TEXT> Document 4 - file: d385233dex992.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2A <SEQUENCE>5 <FILENAME>d385233dex992a.htm <DESCRIPTION>PREMIUM ALLOCATION <TEXT> Document 5 - file: d385233dex992a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>6 <FILENAME>d385233dex993.htm <DESCRIPTION>MINIMUM AMOUNT OF BOND WORKSHEET <TEXT> Document 6 - file: d385233dex993.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g385233dsp3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g385233dsp3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g385233g0806010600058.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g385233g0806010600058.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g385233g0806010600230.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g385233g0806010600230.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g385233g44n58.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g385233g44n58.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g385233g60t66.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g385233g60t66.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g385233g61l02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g385233g61l02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g385233snap50.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g385233snap50.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g385233sp51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g385233sp51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g385233spi51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g385233spi51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g385233spi52.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g385233spi52.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g385233spi53.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: g385233spi53.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g385233spii52.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g385233spii52.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g385233spii53.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g385233spii53.jpg
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