<SEC-DOCUMENT>0001193125-15-208231.txt : 20150601
<SEC-HEADER>0001193125-15-208231.hdr.sgml : 20150601
<ACCEPTANCE-DATETIME>20150601115133
ACCESSION NUMBER:		0001193125-15-208231
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20141231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20141231
</ITEM>
</RULE>
FILED AS OF DATE:		20150601
DATE AS OF CHANGE:		20150601

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			POWELL INDUSTRIES INC
		CENTRAL INDEX KEY:			0000080420
		STANDARD INDUSTRIAL CLASSIFICATION:	SWITCHGEAR & SWITCHBOARD APPARATUS [3613]
		IRS NUMBER:				880106100
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			0930

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-12488
		FILM NUMBER:		15902033

	BUSINESS ADDRESS:	
		STREET 1:		8550 MOSLEY DR
		STREET 2:		POST OFFICE BOX 12818
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77075
		BUSINESS PHONE:		7139446900

	MAIL ADDRESS:	
		STREET 1:		8550 MOSLEY DRIVE P O BOX 12818
		STREET 2:		8550 MOSLEY DRIVE P O BOX 12818
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77075

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PROCESS SYSTEMS INC
		DATE OF NAME CHANGE:	19780926
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>d937216dsd.htm
<DESCRIPTION>FORM SD
<TEXT>
<HTML><HEAD>
<TITLE>FORM SD</TITLE>
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 <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="margin-top:4pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Washington, D.C. 20549 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM SD
</B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Specialized Disclosure Report </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:24pt; font-family:Times New Roman" ALIGN="center"><B>Powell
Industries, Inc. </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(Exact name of registrant as specified in its charter) </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" ALIGN="center"><B>Delaware</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>001-12488</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>88-0106100</B></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(State or other jurisdiction of</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>incorporation or organization)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>(Commission File No.)</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(I.R.S. Employer</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Identification No.)</B></P></TD></TR>
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<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>8550 Mosley Road</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Houston, Texas</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center"><B>77075-1180</B></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" ALIGN="center"><B>(Address of principal executive offices)</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>(Zip Code)</B></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Don R. Madison, 713-944-6900 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Name and telephone number, including area code, of the person to contact in connection with this report.) </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form
applies: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#120;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January&nbsp;1 to December&nbsp;31, 2014. </TD></TR></TABLE>
<P STYLE="font-size:10pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P> <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;1.01 Conflict Minerals Disclosure and Report </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; margin-left:4%; font-size:10pt; font-family:Times New Roman"><I>Conflict Minerals Disclosure </I></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Powell Industries, Inc. (the &#147;Company&#148;) undertook a country of origin inquiry with respect to the conflict minerals used in the
production of the Company&#146;s custom engineered-to-order electrical equipment and has determined in good faith that for the year ended December&nbsp;31, 2014: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">a)</TD>
<TD ALIGN="left" VALIGN="top">The Company has manufactured or contracted to manufacture products as to which certain conflict minerals, gold, tin, tungsten and tantalum (collectively, 3TG). are necessary to the functionality or production of such
products. </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
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<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">b)</TD>
<TD ALIGN="left" VALIGN="top">Based on a reasonable country of origin inquiry, the Company believes, or has reason to believe, that a portion of its products that contain the necessary 3TG originated, or may have originated, in the Democratic
Republic of the Congo or an adjoining country and knows, or has reason to believe, that those necessary 3TG products may not be from recycle or scrap sources. </TD></TR></TABLE>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">A copy of the Company&#146;s Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at the Company&#146;s website at
<I><U>www.powellind.com</U>,</I> under the section entitled &#147;Investors.&#148; </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;1.02 Exhibit </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">See Item&nbsp;2.01 of this Specialized Disclosure Report on Form SD. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;2.01 Exhibits </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:8pt" ALIGN="center">


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<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="border-bottom:1.00pt solid #000000; width:39.10pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Exhibit No.</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" NOWRAP> <P STYLE="border-bottom:1.00pt solid #000000; width:39.50pt; font-size:8pt; font-family:Times New Roman"><B>Description</B></P></TD></TR>


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<TD VALIGN="top" NOWRAP>Exhibit&nbsp;1.01</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Conflict Minerals Report for the calendar year ended December&nbsp;31, 2014</TD></TR>
</TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">2 </P>


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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURES </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the
duly authorized undersigned. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" COLSPAN="3">POWELL INDUSTRIES, INC.</TD></TR>
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<TD VALIGN="top">Date: June 1, 2015</TD>
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<TD VALIGN="top">By:</TD>
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<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">/s/ DON R. MADISON</P></TD></TR>
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<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Don R. Madison</P> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:10pt; font-family:Times New Roman">Executive Vice
President</P></TD></TR>
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<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Chief Financial and Administrative Officer</P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:10pt; font-family:Times New Roman">(Principal Financial Officer)</P></TD></TR>
</TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">3 </P>

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<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>d937216dex101.htm
<DESCRIPTION>EX-1.01
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<HTML><HEAD>
<TITLE>EX-1.01</TITLE>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 1.01 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Conflict Minerals Report </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>For the Year Ended December&nbsp;31, 2014 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">This is the Conflict Minerals Report (this Report) of Powell Industries, Inc. (Powell, the Company, we, us or our) for calendar year 2014 in accordance with
Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the Exchange Act). Please refer to Section&nbsp;13(p) of the Exchange Act and the general instructions to the Specialized Disclosure Report on Form SD for definitions of certain terms
used in this Report, unless otherwise defined herein. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We are in the business of developing, designing, manufacturing and servicing custom
engineered-to-order equipment and systems for the management and control of electrical energy. Certain conflict minerals (as defined in Item&nbsp;1.01(d)(3) of Form SD), specifically gold, tin, tungsten and tantalum (collectively, 3TG) are used in
the production of our custom engineered-to-order equipment. Accordingly, pursuant to the rules promulgated by the Securities and Exchange Commission, we conducted a reasonable country of origin inquiry (RCOI) regarding such conflict minerals
designed to determine whether any of such conflict minerals originated in the Democratic Republic of the Congo (DRC) or an adjoining country (collectively, Covered Countries), or are from recycled or scrap sources. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">In conducting the RCOI, Powell engaged Assent Compliance (Assent) to assist with the effectiveness of our conflict minerals program. We identified the scope
of our inquiry by first completing a supplier list extraction from our preferred vendor list. This list was then filtered to remove service providers, indirect materials suppliers and inactive suppliers (minimum of one year since last purchase) </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">This was intended to ensure that all suppliers surveyed provided items to Powell that were used in final products in the year 2014. Once the filtering was
completed, we populated the list with contact information and this list, composed of 4,767 suppliers, was then provided to Assent for upload to their Assent Compliance Manager software system (Assent Compliance Manager). </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Assent conducted additional analysis of the supply chain that, combined with supplier feedback, resulted in 3,063 suppliers being removed from the scope of
the conflict minerals inquiry. The factors considered in Assent&#146;s secondary analysis and the information provided that removed these suppliers from the scope of inquiry included: </P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">Whether the product they supplied was merely packaging. (labels do not count as packaging); </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">Whether the parts a supplier used did not end up in the final product. (such as equipment used to make the product, i.e. industrial equipment, computers etc.); </TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">Whether a supplier used test labs to test, for example, the resistance or durability of a product; </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">Whether a supplier was just a service provider; </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">Whether a supplier supplied anything to Powell in the last 2 years. </TD></TR></TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">After limiting the scope of inquiry,
Assent conducted the supplier survey portion of the RCOI. The supplier survey utilized a template developed by the Electronic Industry Citizenship Coalition&reg; and The Global e-Sustainability Initiative (EICC/GeSI) called the Conflict Mineral
Report Template (CMRT). The CMRT was developed to facilitate general disclosures and information regarding smelters that provide materials to the supplier. It includes questions regarding the supplier&#146;s conflict-free minerals policy, the
engagement process with its direct suppliers and identification of the smelters used by the supplier. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Non-responsive suppliers were contacted a minimum
of three times by the Assent Compliance Manager and then were also managed by the Assent Compliance Supply Chain team in one on one communications. This included two to three follow ups from the supply chain team. After three months of
non-responsiveness, suppliers were then contacted via email and phone by Powell procurement team members as an escalation to encourage their response to Assent. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Assent communications include training and education on the completion of the CMRT form as well as access to a Supplier Resource Center designed to alleviate
any remaining confusion with suppliers. All communications were monitored and tracked in Assent&#146;s system for future reporting and transparency. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">All
submitted forms are accepted and classified as valid or invalid so that data is still retained Suppliers are contacted in regards to invalid forms and are encouraged to resubmit a valid form. As of March&nbsp;3, 2015, there were no invalid supplier
submissions. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Additionally, based on the smelter lists provided, we are aware that there are certified conflict free smelters that source from the Covered
Countries in our supply chain. Many suppliers are still unable to provide all the smelters or refiners used for materials supplied to us. Furthermore, some responses indicated an &#147;unknown&#148; status with respect to the origin of 3TG. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">1 </P>


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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">After completing the RCOI, we then implemented due diligence measures on the source and chain of custody of such
conflict minerals conforming to the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the related supplements on gold,
tin, tantalum and tungsten (OECD Guidance), an internationally recognized due diligence framework. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%" VALIGN="top" ALIGN="left">A.</TD>
<TD ALIGN="left" VALIGN="top"><U>Establish Strong Powell Management Systems</U> </TD></TR></TABLE> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">In accordance with our due diligence framework and
compliance efforts: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">We have communicated to all of our applicable suppliers our efforts to comply with Section&nbsp;1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, pursuant to a compliance statement and other
communications (collectively, the Compliance Statement). We requested that our applicable suppliers provide a comprehensive conflict minerals declaration for all conflict minerals in the form of the CMRT. We provide our Compliance Statement to all
new suppliers and plan to provide annual related compliance statement communications to our entire supply base. </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">We implemented internal compliance efforts, including internal reporting requirements, to support our supply chain due diligence process. </TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="3%" VALIGN="top" ALIGN="left">&#149;</TD>
<TD WIDTH="1%" VALIGN="top">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">We implemented a risk mitigation response plan to address business relationships with suppliers that are DRC conflict undeterminable (as defined in Item&nbsp;1.01(d)(5) of Form SD), which mitigation may include
identifying an alternate supply. Our program includes continuous monitoring to adjust our strategies as sourcing data improves and new information is received. </TD></TR></TABLE>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Powell has adopted a company policy with respect to conflict minerals which is posted on our website at <I><U>www.powellind.com</U></I>. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><U>Internal Team </U></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Powell has established a management system
for conflict minerals. Our management system is sponsored by the Chief Financial Officer as well as executive-level representatives and a team of subject matter experts from relevant functions such as: </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Tim Irons &#150; Strategic Sourcing Manager </P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Steve Williams
&#150; Senior Legal Counsel </P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Milburn Honeycutt &#150; Corporate Controller </P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Dennis Thonsgard &#150; VP of Research and Product Development </P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Larry Larsen &#150; Risk Management Director </P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Dawn Ramos &#150;
Commodity Manager </P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Griselda Perez &#150; Supply Chain Administrator </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy and is led by the Commodity Manager who acts as
the executive conflict minerals program manager. Senior management is briefed about the results of our due diligence efforts on a regular basis. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><U>Control Systems </U></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Controls include, but are not limited
to, our code of conduct which outlines expected behaviors for all Powell employees and a conflict minerals policy which can be found on our website at www.powellind.com. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We rely on our direct suppliers to provide information on the origin of the 3TG contained in components and materials supplied to us &#150; including sources
of 3TG that are supplied to them from lower tier suppliers. Contracts with our suppliers are frequently in force for three to five years or more and we cannot unilaterally impose new contract terms and flow-down requirements. As we enter into new
contracts, or our contracts renew, we are adding a clause to require suppliers to provide information about the source of 3TG and smelters. It will take a number of years to ensure that all our supplier contracts contain appropriate flow-down
clauses. In the meantime, as described below, we are working with selected suppliers to ensure they provide the 3TG sourcing information until the contracts can be amended. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">With respect to the OECD requirement to strengthen engagement with suppliers, we have, through Assent, provided education on the conflict minerals regulation.
We have leveraged the existing communications within the company, specifically the procurement department, to encourage supplier interactions with Assent as well as to help suppliers understand the requirement for completion of their supplier
surveys. Feedback from this engagement has allowed us to enhance the training and focus and adapt it to each user&#146;s needs. It has also allowed for our supplier communications to be more focused and ensure expectations are clear. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We have multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of Powell&#146;s policies. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We have also adopted a policy to retain relevant documentation. Documentation will be retained for minimum of five years. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">2 </P>


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<TD WIDTH="4%" VALIGN="top" ALIGN="left">B.</TD>
<TD ALIGN="left" VALIGN="top"><U>Identify and Assess Risks in Our Supply Chain</U> </TD></TR></TABLE> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We identified risks at the product level by determining
first whether the products contained conflict minerals necessary to the functionality or production of products that we manufacture or contract to be manufactured. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We then identified the applicable supplier(s) relating to those products. As we progress, we expect that transparency in our supply chain will increase and
that will allow for better risk assessment at more detailed levels of our supply chain. We intend to continue communicating with our suppliers regarding conflict minerals. We want to help mitigate risks that the necessary conflict minerals
identified in the products we manufacture, or contract to manufacture, could benefit armed groups in the Covered Countries. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Based on assessed risks, our
RCOI covered applicable suppliers. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%" VALIGN="top" ALIGN="left">C.</TD>
<TD ALIGN="left" VALIGN="top"><U>Design and Implement a Strategy to Respond to Identified Risks</U> </TD></TR></TABLE> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We believe that our RCOI was reasonably
designed and executed to determine the existence and source of conflict minerals in our supply chain, including from recycled or scrap sources (as defined in Item&nbsp;1.01(d)(6) of Form SD). We utilized the EICC/GeSI&#146;s CMRT template for our
RCOI and comparable forms of documentation accepted in the industry. We conducted our effort to send surveys in good faith, utilizing up to three rounds of communications with our suppliers through March 2015. We evaluated survey responses to
identify: (i)&nbsp;the use and source of conflict minerals; and (ii)&nbsp;any warning signs indicating that conflict minerals may have come from the a Covered Country. We made additional inquiries on a case-by-case basis to clarify or obtain more
information as necessary. We tracked results of our supply chain diligence process and periodically reported the results to our executive leadership team. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We do not have sufficient information, based on the survey responses received, to determine each of the specific facilities used to process conflict minerals
or to identify specific countries of origin for the conflict minerals used in all of our products (whether manufactured or contracted to be manufactured by us). </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">D.</TD>
<TD ALIGN="left" VALIGN="top"><U>Implement Targeted Independent Third-Party Due Diligence</U> </TD></TR></TABLE> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We support industry associations that
administer independent third-party smelter and refinery audit programs. We encourage targeted suppliers and/or facilities to participate in comparable due diligence validation activities. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We engaged Assent to assist in the RCOI, data collection and survey process. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%" VALIGN="top" ALIGN="left">E.</TD>
<TD ALIGN="left" VALIGN="top"><U>Report on Supply Chain Due Diligence</U> </TD></TR></TABLE> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We developed a supply chain due diligence policy, communicated
this policy to our suppliers and will continue to communicate with our suppliers. We also developed and distributed our Compliance Statement. Further, we have responded to various customer requests for information regarding our conflict minerals
determination. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><U>Due Diligence Process </U></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Following our
RCOI, we conducted a due diligence review of the source and chain of custody of the 3TG contained in covered products. Our due diligence measures were designed to conform in all material respects with the framework in the OECD Guidance. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Certain of the responses to the surveys included the names of facilities listed by the suppliers as smelters or refiners. We do not typically have a direct
relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. We and our consultant compared these facilities listed in the responses to the list of smelters maintained by the
Conflict-Free Sourcing Initiative (CFSI), the United States Department of Commerce (DoC) and the London Bouillion Market Association (LBMA) and, if a supplier indicated that the facility was certified as &#147;Conflict-Free,&#148; we confirmed that
the name was listed by CFSI. As of March&nbsp;3rd, 2015, we have validated 298 smelters or refiners and are working to validate an additional 1,810 smelter/refiner entries from the submitted CMRTs. We have included the current list of valid smelters
disclosed to us by our suppliers which is attached as Appendix I. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">In accordance with OECD Guidance, it is important to understand risk levels associated
with conflict minerals in the supply chain. Smelters not being certified DRC-Conflict Free pose a significant risk to the supply chain. In the Assent Compliance Manager, risk is classified as High, Medium and Low; this Risk rating is generated based
on 3 scoring criteria: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">1)</TD>
<TD ALIGN="left" VALIGN="top">Regulated Body: this assesses whether the smelter is a member and has an associated regulated body number (Smelter CID Number is the primary method). </TD></TR></TABLE>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">2)</TD>
<TD ALIGN="left" VALIGN="top"> <P ALIGN="left" STYLE="font-family:Times New Roman; font-size:10pt">Proximity: Level 1 Country: Countries with known active ore production for tin or tantalum that are not identified as conflict regions or plausible
countries that smuggle or export materials containing tin or tantalum. Examples include countries located in North or South </P></TD></TR></TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">3 </P>


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<TD WIDTH="8%">&nbsp;</TD>
<TD ALIGN="left" VALIGN="top">
America, Australia or Europe that are G8 Level Countries who are known to meet OECD standards in other sectors. Level&nbsp;2 Country: Known or plausible countries that smuggle or export materials
containing tin or tantalum out of Level 3 countries, or that have transit of materials containing tin or tantalum. This currently includes Kenya, Mozambique, and South Africa. Level 3 Country: The DRC and its nine adjoining countries as outlined in
Section&nbsp;1502 of the Dodd Frank Act. These include Angola, Burundi, Central African Republic, DRC, Rwanda, South Sudan, Tanzania, Uganda and Zambia. </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%">&nbsp;</TD>
<TD WIDTH="4%" VALIGN="top" ALIGN="left">3)</TD>
<TD ALIGN="left" VALIGN="top">Likelihood: We also calculate supplier risk based on the chances that the supplier provides 3TG that may originate from Non-Conflict Free sources. The value of this risk is calculated based on the risk ratings of the
smelters declared by that supplier on their CMRT. </TD></TR></TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Additionally, suppliers are evaluated on program strength (further assisting in
identifying risk in the supply chain). At this stage in conflict minerals compliance it is well-known that many companies are in the middle of the process and do not have many answers beyond &#147;unknown&#148;. The criteria used to evaluate the
strength of the program are: </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">A. Do you have a policy in place that includes DRC conflict-free sourcing? </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">E. Have you implemented due diligence measures for conflict-free sourcing? </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">H. Do you verify due diligence information received from your suppliers? </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:8%; font-size:10pt; font-family:Times New Roman">I. Does your verification process include corrective action management? </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">When suppliers meet or exceed those criteria (Yes to at least A,E,H,I) they are deemed to have a strong program. When suppliers do not meet those criteria,
they are deemed to have a weak program. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">We believe that the inquiries and investigations described above represent a reasonable effort to determine the
mines or locations of origin of the 3TG in our applicable products, including (1)&nbsp;seeking information about 3TG smelters and refiners in our supply chain by requesting that our suppliers complete the CMRT, (2)&nbsp;verifying those smelters and
refiners with the expanding CFSI lists, (3)&nbsp;conducting the due diligence review and (4)&nbsp;obtaining additional documentation and verification, as applicable. Our existing policy related to relevant documentation of our conflict mineral
compliance process requires that documentation will be retained for a period of at least five years. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">While due diligence is ongoing and the information
received continues to improve in quantity and quality, the majority of the responses received continue to provide data at a company or divisional level or did not specify the smelters or refiners used for materials supplied to us. We have decided to
disclose validated smelters provided to us by our supply chain. However we cannot definitively determine whether any of the 3TG reported by the suppliers were contained in materials supplied to us or to validate that any of these smelters or
refiners are actually in our supply chain. As a result, we are unable to identify all smelters and refiners as well as all the countries of origin of the 3TG that are contained in the applicable products </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">4 </P>


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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right">Appendix I </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="3%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="15%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="10%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="7%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="6%"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE="border-bottom:1.00pt solid #000000; width:19.95pt; font-size:8pt; font-family:Times New Roman"><B>Metal</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Reference List</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Standard Smelter Name</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Smelter Facility<BR>Location</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center"><B>Smelter ID</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>CFSI<BR>Audit<BR>Status</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>3rd<BR>Party<BR>Status</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Source<BR>from<BR>DRC?</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Conflict<BR>Free?</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Sources (if specified)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom" ALIGN="center" STYLE="border-bottom:1.00pt solid #000000"> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Include<BR>Recycle<BR>or&nbsp;Scrap?</B></P></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Advanced Chemical Company</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Advanced Chemical Company</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000015</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Aida Chemical Industries Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Aida Chemical Industries Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000019</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Aktyubinsk Copper Company TOO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Aktyubinsk Copper Company TOO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000028</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Allgemeine Gold-und Silberscheideanstalt A.G.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Allgemeine Gold-und Silberscheideanstalt A.G.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000035</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Almalyk Mining and Metallurgical Complex (AMMC)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Almalyk Mining and Metallurgical Complex (AMMC)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UZBEKISTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000041</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">AngloGold Ashanti C&oacute;rrego do S&iacute;tio Miner&ccedil;&atilde;o</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">AngloGold Ashanti C&oacute;rrego do S&iacute;tio Miner&ccedil;&atilde;o</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000058</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Brazil</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Argor-Heraeus SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Argor-Heraeus SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000077</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Asahi Pretec Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Asahi Pretec Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000082</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Asaka Riken Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Asaka Riken Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000090</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Atasay Kuyumculuk Sanayi Ve Ticaret A.S.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Atasay Kuyumculuk Sanayi Ve Ticaret A.S.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">TURKEY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000103</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Turkey</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Aurubis AG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Aurubis AG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000113</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chile, Brazil, Peru, Argentina, Canada, Bulgaria</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Bangko Sentral ng Pilipinas (Central Bank of the Philippines)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Bangko Sentral ng Pilipinas (Central Bank of the Philippines)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PHILIPPINES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000128</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Bauer Walser AG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Bauer Walser AG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000141</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Boliden AB</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Boliden AB</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SWEDEN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000157</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">C. Hafner GmbH + Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">C. Hafner GmbH + Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000176</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Caridad</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Caridad</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">MEXICO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000180</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CCR Refinery &#150; Glencore Canada Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CCR Refinery &#150; Glencore Canada Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000185</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Cendres + M&eacute;taux SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Cendres + M&eacute;taux SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000189</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chimet S.p.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chimet S.p.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">ITALY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000233</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China National Gold Group Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China National Gold Group Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000242</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chugai Mining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chugai Mining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000264</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Colt Refining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Colt Refining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000288</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Daejin Indus Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Daejin Indus Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000328</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Daye Non-Ferrous Metals Mining Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Daye Non-Ferrous Metals Mining Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000343</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Do Sung Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Do Sung Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000359</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Doduco</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Doduco</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000362</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dowa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dowa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000401</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Eco-System Recycling Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Eco-System Recycling Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000425</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">FSE Novosibirsk Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">FSE Novosibirsk Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000493</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Gansu Seemine Material <FONT STYLE="white-space:nowrap">Hi-Tech</FONT> Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Gansu Seemine Material <FONT STYLE="white-space:nowrap">Hi-Tech</FONT> Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000522</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Guangdong Jinding Gold Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Guangdong Jinding Gold Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002312</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hangzhou Fuchunjiang Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hangzhou Fuchunjiang Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000671</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Heimerle + Meule GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Heimerle + Meule GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000694</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Heraeus Ltd. Hong Kong</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Heraeus Ltd. Hong Kong</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">HONG KONG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000707</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Heraeus Precious Metals GmbH &amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Heraeus Precious Metals GmbH &amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000711</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hunan Chenzhou Mining Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hunan Chenzhou Mining Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000767</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hwasung CJ Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hwasung CJ Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000778</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000801</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ishifuku Metal Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ishifuku Metal Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000807</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Istanbul Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Istanbul Gold Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">TURKEY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000814</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan Mint</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan Mint</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000823</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Copper Company Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Copper Company Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000855</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Johnson Matthey Inc</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Johnson Matthey Inc</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000920</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Johnson Matthey Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Johnson Matthey Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000924</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JSC Ekaterinburg <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JSC Ekaterinburg <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metal Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000927</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JSC Uralelectromed</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JSC Uralelectromed</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000929</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JX Nippon Mining &amp; Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JX Nippon Mining &amp; Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000937</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kazzinc Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kazzinc Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000957</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kazakhstan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kennecott Utah Copper LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kennecott Utah Copper LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000969</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">United States</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kojima Chemicals Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kojima Chemicals Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000981</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Korea Metal Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Korea Metal Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000988</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kyrgyzaltyn JSC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kyrgyzaltyn JSC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KYRGYZSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001029</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">L&#146; azurde Company For Jewelry</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">L&#146; azurde Company For Jewelry</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SAUDI ARABIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001032</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Lingbao Gold Company Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Lingbao Gold Company Limited</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001056</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Lingbao Jinyuan Tonghui Refinery Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Lingbao Jinyuan Tonghui Refinery Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001058</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">LS-NIKKO Copper Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">LS-NIKKO Copper Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001078</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Luoyang Zijin Yinhui Metal Smelt Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Luoyang Zijin Yinhui Metal Smelt Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001093</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Materion</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Materion</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001113</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Matsuda Sangyo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Matsuda Sangyo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001119</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Hong&nbsp;Kong) Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Hong&nbsp;Kong) Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">HONG KONG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001149</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Singapore) Pte. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies (Singapore) Pte. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SINGAPORE</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001152</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR></TABLE>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:8pt" ALIGN="center">


<TR>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="13%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="10%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="7%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="6%"></TD></TR>

<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">&nbsp;</TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metalor Technologies SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001153</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metalor USA Refining Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metalor USA Refining Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001157</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Met-Mex Pe&ntilde;oles, S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Met-Mex Pe&ntilde;oles, S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">MEXICO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001161</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mexico</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001188</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mitsui Mining and Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mitsui Mining and Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001193</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Peru, Chile, Canada</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Moscow Special Alloys Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Moscow Special Alloys Processing Plant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001204</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nadir Metal Rafineri San. Ve Tic. A.&#350;.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nadir Metal Rafineri San. Ve Tic. A.&#350;.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">TURKEY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001220</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Navoi Mining and Metallurgical Combinat</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Navoi Mining and Metallurgical Combinat</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UZBEKISTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001236</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nihon Material Co. LTD</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nihon Material Co. LTD</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001259</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ohio Precious Metals, LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ohio Precious Metals, LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001322</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ohura Precious Metal Industry Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ohura Precious Metal Industry Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001325</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">OJSC &#147;The Gulidov Krasnoyarsk Non-Ferrous Metals Plant&#148; (OJSC Krastvetmet)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">OJSC &#147;The Gulidov Krasnoyarsk Non-Ferrous Metals Plant&#148; (OJSC Krastvetmet)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001326</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">OJSC Kolyma Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">OJSC Kolyma Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001328</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PAMP SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PAMP SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001352</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Penglai Penggang Gold Industry Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Penglai Penggang Gold Industry Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001362</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Prioksky Plant of <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Prioksky Plant of <FONT STYLE="white-space:nowrap">Non-Ferrous</FONT> Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001386</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Aneka Tambang (Persero) Tbk</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Aneka Tambang (Persero) Tbk</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001397</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PX Pr&eacute;cinox SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PX Pr&eacute;cinox SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001498</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Rand Refinery (Pty) Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Rand Refinery (Pty) Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SOUTH AFRICA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001512</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Botswana, Ethiopia, Ghana, Guinea, Mali, Mozambique, Namibia, South africa, Tanzania, Zambia, Zimbabwe, Cote de Ivory, Burkina faso, Kenya, Egypt, Peru, Asia, United Arab Emirates, Australia, Indonesia, Kenya, Malaysia, Taiwan,
United States, Thailand</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Republic Metals Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Republic Metals Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002510</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Royal Canadian Mint</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Royal Canadian Mint</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CANADA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001534</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Sabin Metal Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Sabin Metal Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001546</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Samduck Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Samduck Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001555</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SAMWON METALS Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SAMWON METALS Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001562</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Schone Edelmetaal</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Schone Edelmetaal</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">NETHERLANDS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001573</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SEMPSA Joyer&iacute;a Plater&iacute;a SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SEMPSA Joyer&iacute;a Plater&iacute;a SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SPAIN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001585</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Shandong Zhaojin Gold &amp; Silver Refinery Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Shandong Zhaojin Gold &amp; Silver Refinery Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001622</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Sichuan Tianze Precious Metals Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Sichuan Tianze Precious Metals Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001736</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">So Accurate Group, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">So Accurate Group, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001754</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SOE Shyolkovsky Factory of Secondary Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SOE Shyolkovsky Factory of Secondary Precious Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001756</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Solar Applied Materials Technology Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Solar Applied Materials Technology Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">TAIWAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001761</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Sumitomo Metal Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Sumitomo Metal Mining Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001798</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tanaka Kikinzoku Kogyo K.K.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tanaka Kikinzoku Kogyo K.K.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001875</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">The Great Wall Gold and Silver Refinery of China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">The Great Wall Gold and Silver Refinery of China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001909</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">The Refinery of Shandong Gold Mining Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">The Refinery of Shandong Gold Mining Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001916</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tokuriki Honten Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tokuriki Honten Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001938</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tongling nonferrous Metals Group Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tongling nonferrous Metals Group Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001947</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Torecom</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Torecom</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOREA, REPUBLIC OF</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001955</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Umicore Brasil Ltda</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Umicore Brasil Ltda</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001977</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Umicore Precious Metals Thailand</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Umicore Precious Metals Thailand</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002314</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Umicore SA Business Unit Precious Metals Refining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Umicore SA Business Unit Precious Metals Refining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BELGIUM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001980</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">United Precious Metal Refining, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">United Precious Metal Refining, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001993</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Valcambi SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Valcambi SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SWITZERLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002003</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Western Australian Mint trading as The Perth Mint</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Western Australian Mint trading as The Perth Mint</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">AUSTRALIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002030</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">YAMAMOTO PRECIOUS METAL CO., LTD.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">YAMAMOTO PRECIOUS METAL CO., LTD.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002100</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yokohama Metal Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yokohama Metal Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002129</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yunnan Copper Industry Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yunnan Copper Industry Co Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000197</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Zhongyuan Gold Smelter of Zhongjin Gold Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Zhongyuan Gold Smelter of Zhongjin Gold Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002224</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Zijin Mining Group Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Zijin Mining Group Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002243</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Changsha South Tantalum Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Changsha South Tantalum Niobium Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000211</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conghua Tantalum and Niobium Smeltry</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Conghua Tantalum and Niobium Smeltry</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000291</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Duoluoshan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Duoluoshan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000410</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC, Rwanda</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Exotech Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Exotech Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000456</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">F&amp;X Electro-Materials Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">F&amp;X Electro-Materials Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000460</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Global Advanced Metals Boyertown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Global Advanced Metals Boyertown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002557</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC, Australia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Guangdong Zhiyuan New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Guangdong Zhiyuan New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000616</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002501</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002544</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck GmbH Goslar</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck GmbH Goslar</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002545</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck GmbH Laufenburg</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck GmbH Laufenburg</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002546</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Hermsdorf GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Hermsdorf GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002547</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002548</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002549</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Smelting GmbH &amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Smelting GmbH &amp; Co. KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002550</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hengyang King Xing Lifeng New Materials Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hengyang King Xing Lifeng New Materials Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002492</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
</TABLE>

<p Style='page-break-before:always'>
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<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:8pt" ALIGN="center">


<TR>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="10%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="7%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hi-Temp</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hi-Temp</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000731</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Dinghai Tantalum &amp; Niobium Co., LTD</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Dinghai Tantalum &amp; Niobium Co., LTD</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002512</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JiuJiang JinXin Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JiuJiang JinXin Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000914</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiujiang Tanbre Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiujiang Tanbre Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000917</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiujiang Zhongao Tantalum &amp; Niobium Co, Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiujiang Zhongao Tantalum &amp; Niobium Co, Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002506</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KEMET Blue Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KEMET Blue Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">MEXICO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002539</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">King-Tan Tantalum Industry Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">King-Tan Tantalum Industry Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000973</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">LSM Brasil S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">LSM Brasil S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001076</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metallurgical Products India (Pvt.) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metallurgical Products India (Pvt.) Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001163</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Minera&ccedil;&atilde;o Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Minera&ccedil;&atilde;o Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001175</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Brazil</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mitsui Mining &amp; Smelting</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mitsui Mining &amp; Smelting</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001192</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Molycorp Silmet A.S.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Molycorp Silmet A.S.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">ESTONIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001200</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ningxia Orient Tantalum Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ningxia Orient Tantalum Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001277</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Plansee SE Liezen</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Plansee SE Liezen</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">AUSTRIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002540</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Plansee SE Reutte</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Plansee SE Reutte</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">AUSTRIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002556</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">QuantumClean</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">QuantumClean</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001508</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RFH Tantalum Smeltry Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RFH Tantalum Smeltry Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001522</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Shanghai Jiangxi Metals Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Shanghai Jiangxi Metals Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001634</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Solikamsk Magnesium Works OAO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Solikamsk Magnesium Works OAO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001769</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Russian Federation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Taki Chemicals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Taki Chemicals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001869</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Telex</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Telex</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001891</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ulba</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ulba</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KAZAKHSTAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001969</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yichun Jin Yang Rare Metal Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yichun Jin Yang Rare Metal Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002307</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Zhuzhou Cement Carbide</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Zhuzhou Cement Carbide</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002232</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Alpha</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Alpha</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000292</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China Rare Metal Materials Company</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China Rare Metal Materials Company</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000244</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China Tin Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China Tin Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001070</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CNMC (Guangxi) PGMA Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CNMC (Guangxi) PGMA Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000278</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Cooper Santa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Cooper Santa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000295</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Gita Pesona</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Gita Pesona</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000306</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV JusTindo</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV JusTindo</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000307</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Makmur Jaya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Makmur Jaya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000308</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Nurjanah</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Nurjanah</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000309</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Serumpun Sebalai</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Serumpun Sebalai</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000313</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV United Smelting</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV United Smelting</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000315</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dowa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dowa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000402</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">EM Vinto</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">EM Vinto</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BOLIVIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000438</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Estanho de Rond&ocirc;nia S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Estanho de Rond&ocirc;nia S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000448</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Fenix Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Fenix Metals</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">POLAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Gejiu Kai Meng Industry and Trade LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Gejiu Kai Meng Industry and Trade LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000942</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Gejiu Non-Ferrous Metal Processing Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Gejiu Non-Ferrous Metal Processing Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000538</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Gejiu Zi-Li</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Gejiu Zi-Li</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000555</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Huichang Jinshunda Tin Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Huichang Jinshunda Tin Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000760</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Nanshan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Nanshan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000864</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Linwu Xianggui Smelter Co</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Linwu Xianggui Smelter Co</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001063</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Magnu&#146;s Minerais Metais e Ligas LTDA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Magnu&#146;s Minerais Metais e Ligas LTDA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Finland, Chile</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Malaysia Smelting Corporation (MSC)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Malaysia Smelting Corporation (MSC)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">MALAYSIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001105</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC, Central Africa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Melt Metais e Ligas S/A</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Melt Metais e Ligas S/A</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002500</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metallo Chimique</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Metallo Chimique</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BELGIUM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001143</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Minera&ccedil;&atilde;o Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Minera&ccedil;&atilde;o Taboca S.A.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001173</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Brazil</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Minsur</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Minsur</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PERU</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001182</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Brazil</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Mitsubishi Materials Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001191</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Novosibirsk Integrated Tin Works</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Novosibirsk Integrated Tin Works</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001305</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">O.M. Manufacturing (Thailand) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">O.M. Manufacturing (Thailand) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001314</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">O.M. Manufacturing Philippines, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">O.M. Manufacturing Philippines, Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PHILIPPINES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002517</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">OMSA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">OMSA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BOLIVIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001337</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Bolivia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Alam Lestari Kencana</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Alam Lestari Kencana</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001393</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Artha Cipta Langgeng</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Artha Cipta Langgeng</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001399</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT ATD Makmur Mandiri Jaya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT ATD Makmur Mandiri Jaya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002503</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Babel Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Babel Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001402</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Babel Surya Alam Lestari</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Babel Surya Alam Lestari</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001406</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bangka Kudai Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bangka Kudai Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001409</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bangka Putra Karya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bangka Putra Karya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001412</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bangka Timah Utama Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bangka Timah Utama Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001416</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bangka Tin Industry</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bangka Tin Industry</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001419</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR></TABLE>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:8pt" ALIGN="center">


<TR>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="15%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="8%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="7%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="15%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD></TR>

<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Belitung Industri Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Belitung Industri Sejahtera</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001421</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT BilliTin Makmur Lestari</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT BilliTin Makmur Lestari</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001424</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bukit Timah</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Bukit Timah</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001428</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Donna Kembara Jaya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Donna Kembara Jaya</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002473</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT DS Jaya Abadi</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT DS Jaya Abadi</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001434</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Eunindo Usaha Mandiri</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Eunindo Usaha Mandiri</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001438</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Fang Di MulTindo</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Fang Di MulTindo</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001442</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT HANJAYA PERKASA METALS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT HANJAYA PERKASA METALS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002287</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT HP Metals Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT HP Metals Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001445</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Inti Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Inti Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002530</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Karimun Mining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Karimun Mining</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001448</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Koba Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Koba Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001449</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Mitra Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Mitra Stania Prima</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001453</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Panca Mega Persada</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Panca Mega Persada</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001457</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Pelat Timah Nusantara Tbk</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Pelat Timah Nusantara Tbk</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001486</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Prima Timah Utama</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Prima Timah Utama</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001458</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT REFINED BANGKA TIN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT REFINED BANGKA TIN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001460</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Sariwiguna Binasentosa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Sariwiguna Binasentosa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001463</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Seirama Tin investment</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Seirama Tin investment</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001466</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Singkep Times Utama</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Singkep Times Utama</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002476</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Stanindo Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Stanindo Inti Perkasa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001468</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Sumber Jaya Indah</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Sumber Jaya Indah</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001471</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Supra Sukses Trinusa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Supra Sukses Trinusa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001476</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Tambang Timah</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Tambang Timah</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001477</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Timah (Persero), Tbk</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Timah (Persero), Tbk</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001482</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Tinindo Inter Nusa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Tinindo Inter Nusa</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001490</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Tommy Utama</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Tommy Utama</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001493</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT WAHANA PERKIT JAYA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT WAHANA PERKIT JAYA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002479</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Yinchendo Mining Industry</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">PT Yinchendo Mining Industry</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">INDONESIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001494</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Rui Da Hung</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Rui Da Hung</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">TAIWAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001539</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Soft Metais, Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Soft Metais, Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001758</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Thaisarco</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Thaisarco</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">THAILAND</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001898</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">White Solder Metalurgia e Minera&ccedil;&atilde;o Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">White Solder Metalurgia e Minera&ccedil;&atilde;o Ltda.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">BRAZIL</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002036</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Brazil</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002158</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yunnan Tin Company, Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yunnan Tin Company, Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002180</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China, Brazil, Australia, Bolivia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">A.L.M.T. Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">A.L.M.T. Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000004</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chenzhou Diamond Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chenzhou Diamond Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002513</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chongyi Zhangyuan Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chongyi Zhangyuan Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000258</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dayu Jincheng Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dayu Jincheng Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002518</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dayu Weiliang Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dayu Weiliang Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000345</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Fujian Jinxin Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Fujian Jinxin Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000499</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganxian Shirui New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganxian Shirui New Material Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002531</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganzhou Huaxing Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganzhou Huaxing Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000875</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganzhou Jiangwu Ferrotungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganzhou Jiangwu Ferrotungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002315</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganzhou Non-ferrous Metals Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganzhou Non-ferrous Metals Smelting Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000868</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganzhou Seadragon W &amp; Mo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Ganzhou Seadragon W &amp; Mo Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002494</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Global Tungsten &amp; Powders Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Global Tungsten &amp; Powders Corp.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000568</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Europe, Asia, Americas</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Guangdong Xianglu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Guangdong Xianglu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000218</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002541</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Smelting GmbH &amp; Co.KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">H.C. Starck Smelting GmbH &amp; Co.KG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">GERMANY</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002542</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hunan Chenzhou Mining Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hunan Chenzhou Mining Group Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000766</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hunan Chunchang Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hunan Chunchang Nonferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000769</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan New Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan New Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">JAPAN</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000825</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangwu H.C. Starck Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangwu H.C. Starck Tungsten Products Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002551</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Gan Bei Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Gan Bei Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002321</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Minmetals Gao&#146;an Non-ferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Minmetals Gao&#146;an Non-ferrous Metals Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002313</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Richsea New Materials Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Richsea New Materials Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002493</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Tonggu Non-ferrous Metallurgical &amp; Chemical Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Tonggu Non-ferrous Metallurgical &amp; Chemical Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002318</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Xinsheng Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Xinsheng Tungsten Industry Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002317</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Yaosheng Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jiangxi Yaosheng Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002316</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kennametal Fallon</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kennametal Fallon</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000966</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kennametal Huntsville</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Kennametal Huntsville</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">UNITED STATES</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID000105</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Malipo Haiyu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Malipo Haiyu Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002319</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002543</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tejing (Vietnam) Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tejing (Vietnam) Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID001889</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR></TABLE>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:8pt" ALIGN="center">


<TR>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="15%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="9%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="7%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="14%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="5%"></TD></TR>

<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Vietnam Youngsun Tungsten Industry Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Vietnam Youngsun Tungsten Industry Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">VIET NAM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002011</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC, Vietnam</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Wolfram Bergbau und H&uuml;tten AG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Wolfram Bergbau und H&uuml;tten AG</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">AUSTRIA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002044</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Austria</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Wolfram Company CJSC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Wolfram Company CJSC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">RUSSIAN FEDERATION</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002047</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Xiamen Tungsten (H.C.) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Xiamen Tungsten (H.C.) Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002320</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">DRC</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Xiamen Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Xiamen Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002082</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Compliant</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Complete</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Yes</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Xinhai Rendan Shaoguan Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Xinhai Rendan Shaoguan Tungsten Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CHINA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CID002095</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Active</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">In Process</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Gold</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">House of Currency of Brazil (Casa da Moeda do Brazil)</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Brazil</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CBMM</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Brazil</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tantalum</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nippon Mining &amp; Metals Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Amalgamet Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Peru</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CSC Pure Technologies</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Russia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">CV Duta Putra Bangka</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Indonesia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Dongguan Qiandao Tin Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Electroloy Metal Pte</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Singapore</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Hyundai-Steel</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Korea, Republic of</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Jean Goldschmidt International SA</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Belgium</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Koki Products Co. Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Thailand</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">KOVOHUTE PRIBRAM NASTUPNICKA, A.S.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Czech Republic</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Laibin Smelter [Guangxi China Tin Group Co. Ltd.]</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Poongsan Corporation</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Korea, Republic of</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">POSCO</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Korea, Republic of</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Pure Technology</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Russia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Rahman Hydraulic Tin Sdn Bhd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Malaysia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Senju Metal Industry Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">SGS</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Bolivia</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">TaeguTec Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Korea, Republic of</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tin</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Technic Inc.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">United States</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Air Products</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">United States</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Izawa Metal Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Luoyang Mudu Tungsten &amp; Molybdenum Technology Co., Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nanchang Cemented Carbide Limited Liability Company</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">North American Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Canada</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Nui Phao Mining Company Ltd. And H.C. Starck GmbH</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Vietnam</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Saganoseki Smelter &amp; Refinery</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">TaeguTec Ltd.</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Korea, Republic of</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Tamano Smelter, Hibi Kyodo Smelting Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Japan</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Voss Metals Company, Inc</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">United States</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Xiamen Honglu Tungsten Molybdenum Industry Co. Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top">Tungsten</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">U.S. Department of Commerce</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Zhangyuan Tungsten Co., Ltd</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">China</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">None</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Unknown</TD></TR>
</TABLE>
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</SEC-DOCUMENT>
