8-K 1 e618510_8k-adma.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 6, 2019

ADMA BIOLOGICS, INC.
(Exact name of registrant as specified in its charter)
Delaware | 001-36728 | 56-2590442
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.)
465 State Route 17, Ramsey, New Jersey | 07446
(Address of principal executive offices) | (Zip Code)

Registrant’s telephone number, including area code: (201) 478-5552

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class | Trading Symbol(s) | Name of each exchange on which registered
Common stock, par value $0.0001 per share | ADMA | Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

| Item 8.01 | Other Events

As previously disclosed, Adam Grossman, the President and Chief Executive Officer of ADMA Biologics, Inc., a Delaware corporation (the “Company”), and Brian Lenz, the Company’s Executive Vice President and Chief Financial Officer, plan to present at the Jefferies 2019 Healthcare Conference in New York, NY, on Thursday, June 6, 2019, and at the Raymond James Life Sciences and MedTech Conference in New York, NY, on Wednesday, June 19, 2019 at 10:20 AM ET at 9:00 AM ET (collectively, the “Investor Presentations”). The Investor Presentations will be webcast live and may be accessed under the “Investor Relations” tab on the Company’s website at www.admabiologics.com. Additionally, a copy of the slides comprising the Investor Presentations is filed as Exhibit 99.1 to this Current Report on Form 8-K.

| Item 9.01 | Exhibits

(d) Exhibits

Exhibit No. |  | Description
99.1 |  | ADMA Biologics, Inc. June 2019 Investor Presentations.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

June 6, 2019 | ADMA Biologics, Inc.
| By: | /s/ Brian Lenz
|  | Name: | Brian Lenz
|  | Title: | Executive Vice President and Chief Financial Officer