<SEC-DOCUMENT>0000894579-23-000266.txt : 20231027
<SEC-HEADER>0000894579-23-000266.hdr.sgml : 20231027
<ACCEPTANCE-DATETIME>20231027165310
ACCESSION NUMBER:		0000894579-23-000266
CONFORMED SUBMISSION TYPE:	ABS-15G
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20231027
ITEM INFORMATION:		Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure
FILED AS OF DATE:		20231027
DATE AS OF CHANGE:		20231027
ABS RULE:           	RULE-15GA1
PERIOD START:           	20210101
<NO-QUARTERLY-ACTIVITY>N
<NO-ANNUAL-ACTIVITY>Y
ABS ASSET CLASS:             	Other

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Hercules Capital, Inc.
		CENTRAL INDEX KEY:			0001280784
		IRS NUMBER:				743113410
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		ABS-15G
		SEC ACT:		Dodd Frank Act
		SEC FILE NUMBER:	025-01343
		FILM NUMBER:		231356152

	BUSINESS ADDRESS:	
		STREET 1:		400 HAMILTON AVE
		STREET 2:		SUITE 310
		CITY:			PALO ALTO
		STATE:			CA
		ZIP:			94301
		BUSINESS PHONE:		650-289-3060

	MAIL ADDRESS:	
		STREET 1:		400 HAMILTON AVE
		STREET 2:		SUITE 310
		CITY:			PALO ALTO
		STATE:			CA
		ZIP:			94301

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	HERCULES TECHNOLOGY GROWTH CAPITAL INC
		DATE OF NAME CHANGE:	20040219
</SEC-HEADER>
<DOCUMENT>
<TYPE>ABS-15G
<SEQUENCE>1
<FILENAME>hercules15ga1.htm
<DESCRIPTION>FORM ABS-15G
<TEXT>
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    <div style="text-align: center; margin-bottom: 12pt;"><font style="font-size: 12pt; font-weight: bold;">UNITED STATES<br>
        SECURITIES AND EXCHANGE COMMISSION<br>
        WASHINGTON, D.C. 20549<br>
        <br>
        <br>
        FORM ABS-15G<br>
        <br>
        <br>
        ASSET-BACKED SECURITIZER<br>
        REPORT PURSUANT TO SECTION 15G<br>
        OF THE SECURITIES EXCHANGE ACT OF 1934<br>
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      <hr noshade="noshade" align="center" style="height: 2px; color: #000000; background-color: #000000; text-align: center; margin-left: auto; margin-right: auto; border: none;"></div>
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  <div style="margin-bottom: 12pt; font-size: 12pt;">Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:</div>
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        <td style="width: 36pt; vertical-align: top;">[X]<br>
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          <div style="font-size: 12pt;">Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period January 1, 2021 to December 31, 2022.</div>
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  <div style="margin-left: 31.5pt; margin-bottom: 12pt; font-size: 12pt;">Date of Report (Date of earliest event reported):&#160; October 27, 2023</div>
  <div style="margin-left: 31.5pt; margin-bottom: 12pt; font-size: 12pt;">Commission File Number of securitizer:&#160; &#160;814-00702</div>
  <div style="margin-left: 31.5pt; margin-bottom: 12pt; font-size: 12pt;">Central Index Key Number of securitizer:&#160; 0001280784</div>
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          <div style="text-align: center; font-size: 12pt;">Kiersten Zaza Botelho (857) 202-5388</div>
        </td>
      </tr>
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        <td style="width: 100%; vertical-align: top;">
          <div style="text-align: center; font-size: 12pt;">(Name and telephone number, including area code,<br>
            of the person to contact in connection with this filing)</div>
        </td>
      </tr>

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  <div style="margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule
    15Ga-1(c)(1): [_]<br>
  </div>
  <div style="margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule
    15Ga-1(c)(2)(i): [_]<br>
  </div>
  <div style="margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule
    15Ga-1(c)(2)(ii): [X]<br>
  </div>
  <div style="text-indent: 0pt; margin-bottom: 12pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt;">[_]&#160;&#160;&#160;&#160;&#160;&#160; Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2).</div>
  <div style="margin-left: 31.5pt; margin-bottom: 12pt; font-size: 12pt;">&#160;Central Index Key Number of depositor:&#160; ___________</div>
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          <div style="text-align: center; font-size: 12pt;">(Exact name of issuing entity as specified in its charter)</div>
        </td>
      </tr>

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  <div style="margin-left: 31.5pt; margin-bottom: 12pt; font-size: 12pt;">Central Index Key Number of issuing entity (if applicable):&#160; ___________</div>
  <div style="margin-left: 31.5pt; margin-bottom: 12pt; font-size: 12pt;">Central Index Key Number of underwriter (if applicable):&#160; ___________</div>
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          <div style="text-align: center; font-size: 12pt;">(Name and telephone number, including area code,<br>
            of the person to contact in connection with this filing)</div>
        </td>
      </tr>

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  <div style="text-align: center; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">INFORMATION TO BE INCLUDED IN THE REPORT</div>
  <div style="font-size: 12pt; font-weight: bold;">PART&#160;I:&#160;REPRESENTATION AND WARRANTY INFORMATION</div>
  <div style="font-size: 12pt;">&#160;</div>
  <div style="font-size: 12pt; font-weight: bold;">Item&#160;1.02&#160;Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure</div>
  <div style="font-size: 12pt;">&#160;</div>
  <div style="font-size: 12pt;">The securitizer has no activity to report.</div>
  <div style="font-size: 12pt;">&#160;</div>
  <div style="font-size: 12pt; font-weight: bold;">Explanatory Note:</div>
  <div style="font-size: 12pt;">&#160;</div>
  <div style="text-align: justify; font-size: 12pt;">We have provided all information required by Rule 15Ga-1 and this Form ABS-15G that can be acquired without unreasonable effort or expense by, among other
    things, (i) identifying asset-backed securities transactions within the scope of Rule 15Ga-1 for which we are a securitizer (&#8220;Covered Transaction&#8221;), (ii) reviewing our records for repurchase or replacement of pool assets in Covered Transactions for
    breaches of representations or warranties concerning those pool assets (&#8220;Reportable Information&#8221;), (iii) identifying each trustee and servicer for the Covered Transactions (collectively, &#8220;Demand Entities&#8221;), and (iv) requesting Demand Entities (or
    confirming that Demand Entities are required to deliver) all Reportable Information within their respective possession.</div>
  <div style="font-size: 12pt;">&#160;</div>
  <div style="font-size: 12pt; font-weight: bold;">PART II:&#160;FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS</div>
  <div style="font-size: 12pt;">&#160;</div>
  <div style="font-size: 12pt;">Not applicable.</div>
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  <div style="text-align: center; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">SIGNATURES</div>
  <div style="margin-bottom: 12pt; font-size: 12pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its
    behalf by the undersigned hereunto duly authorized.</div>
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          <div style="font-size: 12pt;">Date:&#160; October 27, 2023</div>
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          <div style="font-size: 12pt;">HERCULES CAPITAL, INC.</div>
          <div>&#160;</div>
          <div>&#160;</div>
          <div style="font-size: 12pt;">By:<u> /s/ Kiersten Zaza Botelho &#160; &#160; &#160; &#160; &#160; &#160; &#160;&#160; </u>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;
            </div>
          <div style="margin-left: 17.1pt; font-size: 12pt;">&#160;&#160;Name: Kiersten Zaza Botelho</div>
          <div style="margin-left: 17.1pt; font-size: 12pt;">&#160;&#160;Title:&#160;&#160; General Counsel <br>
          </div>
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