<SEC-DOCUMENT>0001193125-25-138503.txt : 20250610
<SEC-HEADER>0001193125-25-138503.hdr.sgml : 20250610
<ACCEPTANCE-DATETIME>20250610165450
ACCESSION NUMBER:		0001193125-25-138503
CONFORMED SUBMISSION TYPE:	497AD
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20250610
DATE AS OF CHANGE:		20250610

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Hercules Capital, Inc.
		CENTRAL INDEX KEY:			0001280784
		ORGANIZATION NAME:           	
		EIN:				743113410
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		497AD
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	333-283735
		FILM NUMBER:		251037832

	BUSINESS ADDRESS:	
		STREET 1:		1 NORTH B STREET
		STREET 2:		SUITE 2000
		CITY:			SAN MATEO
		STATE:			CA
		ZIP:			94401
		BUSINESS PHONE:		650-289-3060

	MAIL ADDRESS:	
		STREET 1:		1 NORTH B STREET
		STREET 2:		SUITE 2000
		CITY:			SAN MATEO
		STATE:			CA
		ZIP:			94401

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	HERCULES TECHNOLOGY GROWTH CAPITAL INC
		DATE OF NAME CHANGE:	20040219
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<TYPE>497AD
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<DESCRIPTION>497AD
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Filed pursuant to Rule 497(a) </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Registration <FONT STYLE="white-space:nowrap">No.&nbsp;333-283735&#8194;</FONT> </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Rule 482ad&#8195;&#8195;&#8195;&#8195;&#8195;&#8195;&#8195;&#8194;&#8196; </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>** Fixed Income Investor Calls for Hercules Capital, Inc. ** </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Hercules Capital, Inc. (&#147;HTGC&#148; or the &#147;Company&#148;) (current ratings profile of Baa3 (Positive) by Moody&#146;s and <FONT
STYLE="white-space:nowrap">BBB-</FONT> (Stable) by Fitch)* has asked Goldman Sachs&nbsp;&amp; Co. LLC and SMBC Nikko to arrange fixed income investor calls to be conducted on Tuesday, June 10<SUP STYLE="font-size:75%; vertical-align:top">th</SUP>.
An offering of <FONT STYLE="white-space:nowrap">SEC-registered</FONT> senior unsecured notes may follow, subject to market conditions. A virtual presentation will be made available for the call. </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Goldman Sachs&nbsp;&amp; Co. LLC will coordinate logistics. </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><U>Company Representatives: </U></B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Scott Bluestein
&#150; Chief Executive Officer and Chief Investment Officer </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Seth Meyer &#150; Chief Financial Officer </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><U>Call Schedule | Tuesday, June 10<SUP STYLE="font-size:75%; vertical-align:top">th</SUP> 2025: </U></B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><FONT STYLE="white-space:nowrap">12:00-12:50PM</FONT> ET | <FONT STYLE="white-space:nowrap">Pre-Registration</FONT> Link: </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><U>https://www.netroadshow.com/events/login?show=36abf54a&amp;confId=84113</U> </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><FONT STYLE="white-space:nowrap">1:00-1:50PM</FONT> ET | <FONT STYLE="white-space:nowrap">Pre-Registration</FONT> Link: </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><U>https://www.netroadshow.com/events/login?show=c2d18116&amp;confId=84114</U> </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><FONT STYLE="white-space:nowrap">2:00-2:50PM</FONT> ET | <FONT STYLE="white-space:nowrap">Pre-Registration</FONT> Link: </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><U>https://www.netroadshow.com/events/login?show=cc15ff58&amp;confId=84115</U> </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><FONT STYLE="white-space:nowrap">3:00-3:50PM</FONT> ET | <FONT STYLE="white-space:nowrap">Pre-Registration</FONT> Link: </B> </P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><U><B>https://www.netroadshow.com/events/login?show=c9780af0&amp;confId=84116</B></U> </P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><U>NetRoadshow Details: </U></B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>URL:
<U>www.netroadshow.com</U> </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Password: HTGC2025 (not case-sensitive) </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Direct Link: <U>www.netroadshow.com/nrs/home/#!/?show=6d227695</U> </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><U>About Hercules Capital, Inc. </U></B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Hercules Capital,
Inc. is an internally managed, <FONT STYLE="white-space:nowrap">non-diversified</FONT> <FONT STYLE="white-space:nowrap">closed-end</FONT> investment company that has elected to be regulated as a business development company under the Investment
Company Act of 1940 (the &#147;1940 Act&#148;). HTGC is focused on providing senior secured loans to high-growth, innovative venture capital-backed and institutional-backed companies in a variety of technology and life sciences industries. HTGC
makes investments in companies that are active across a variety of technology-related industry <FONT STYLE="white-space:nowrap">sub-sectors</FONT> or are characterized by products or services that require advanced technologies, including, but not
limited to, computer software and hardware, networking systems, semiconductors, semiconductor capital equipment, information technology infrastructure or services, consumer and business services, telecommunications, telecommunications equipment and
media. Within the life sciences <FONT STYLE="white-space:nowrap">sub-sector,</FONT> HTGC generally focuses on medical devices, <FONT STYLE="white-space:nowrap">bio-pharmaceutical,</FONT> drug discovery and development, drug delivery, health care
services and information systems companies. </B></P>
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<Center><DIV STYLE="width:8.5in" align="left">
 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>This announcement is confidential and for your information only and is not intended to be distributed to
or reviewed by anyone other than you. This announcement does not constitute an offer to sell or a solicitation of an offer to buy any securities of HTGC, nor shall there be any sale of securities in any jurisdiction in which any offer, solicitation
or sale would be unlawful prior to registration or qualification of such securities under the securities laws of any such jurisdiction. If HTGC were to conduct an offering of securities in the future, it will be made under HTGC&#146;s registration
statement filed with the Securities and Exchange Commission and only by means of a prospectus supplement and/or pricing supplement and accompanying prospectus relating to that offering. If a securities offering follows, a copy of the prospectus and
the applicable prospectus supplement and/or pricing supplement, as well as any final term sheet relating to such transaction will be able to be obtained from the Securities and Exchange Commission&#146;s website at <U>www.sec.gov</U>, from the
underwriters for that offering or from HTGC. You are advised to obtain a copy of the prospectus and related prospectus supplement and/or pricing supplement and to carefully review the information contained or incorporated by reference therein before
making any investment decision for any securities offering. </I></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%" VALIGN="top" ALIGN="left">*</TD>
<TD ALIGN="left" VALIGN="top"> <P STYLE=" margin-top:0pt ; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman; " ALIGN="left">Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to
revision or withdrawal at any time. </P></TD></TR></TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>ANY DISCLAIMER OR OTHER NOTICE THAT MAY APPEAR BELOW IS NOT APPLICABLE TO THIS COMMUNICATION AND
SHOULD BE DISREGARDED. SUCH DISCLAIMER OR NOTICE WAS AUTOMATICALLY GENERATED AS A RESULT OF THIS COMMUNICATION BEING SENT VIA BLOOMBERG OR ANOTHER EMAIL SYSTEM. </I></P>
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