<SEC-DOCUMENT>0000945621-16-000468.txt : 20160216
<SEC-HEADER>0000945621-16-000468.hdr.sgml : 20160215
<ACCEPTANCE-DATETIME>20160216083003
ACCESSION NUMBER:		0000945621-16-000468
CONFORMED SUBMISSION TYPE:	SC 13G
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20160216
DATE AS OF CHANGE:		20160216

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SM Energy Co
		CENTRAL INDEX KEY:			0000893538
		STANDARD INDUSTRIAL CLASSIFICATION:	CRUDE PETROLEUM & NATURAL GAS [1311]
		IRS NUMBER:				410518430
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-48337
		FILM NUMBER:		161423278

	BUSINESS ADDRESS:	
		STREET 1:		1775 SHERMAN STREET
		STREET 2:		SUITE 1200
		CITY:			DENVER
		STATE:			CO
		ZIP:			80203
		BUSINESS PHONE:		303-861-8140

	MAIL ADDRESS:	
		STREET 1:		1775 SHERMAN STREET
		STREET 2:		SUITE 1200
		CITY:			DENVER
		STATE:			CO
		ZIP:			80203

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ST MARY LAND & EXPLORATION CO
		DATE OF NAME CHANGE:	19940228

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CAUSEWAY CAPITAL MANAGEMENT LLC
		CENTRAL INDEX KEY:			0001165797
		IRS NUMBER:				954861680
		STATE OF INCORPORATION:			DE

	FILING VALUES:
		FORM TYPE:		SC 13G

	BUSINESS ADDRESS:	
		STREET 1:		11111 SANTA MONICA BOULEVARD
		STREET 2:		15TH FLOOR
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90025
		BUSINESS PHONE:		3102316100

	MAIL ADDRESS:	
		STREET 1:		11111 SANTA MONICA BOULEVARD
		STREET 2:		15TH FLOOR
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90025
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13G
<SEQUENCE>1
<FILENAME>ccm_smenergy13g020416.htm
<DESCRIPTION>SCHEDULE 13G
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 14pt; FONT-WEIGHT: bold">UNITED STATES</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 14pt; FONT-WEIGHT: bold">SECURITIES AND EXCHANGE COMMISSION</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-BOTTOM: 12pt; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Washington, D.C. 20549</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 14pt; FONT-WEIGHT: bold">SCHEDULE 13G</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Under the Securities Exchange Act of 1934</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-BOTTOM: 24pt; FONT-SIZE: 10pt; FONT-WEIGHT: bold">(Amendment No. _)*</div>

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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 14pt; FONT-WEIGHT: bold">SM ENERGY COMPANY</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">78454L100</div>
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<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">December 31, 2015</div>
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<div><br>
</div>

<div style="TEXT-ALIGN: justify; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-BOTTOM: 12pt; FONT-SIZE: 10pt">Check the appropriate box to designate the rule pursuant to which this Schedule is filed:</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Rule 13d-1(b)</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Rule 13d-1(c)</div>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Rule 13d-1(d)</div>
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<div>* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.</div>

<div>&#160;</div>

<div style="TEXT-ALIGN: justify; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-BOTTOM: 12pt; FONT-SIZE: 10pt">The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).</div>

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<div>CUSIP No. 78454L100</div>

<div>&#160;</div>

<div>&#160;</div>

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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">NAMES OF REPORTING PERSONS</div>
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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)</div>
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<div style="TEXT-ALIGN: left">CAUSEWAY CAPITAL MANAGEMENT LLC, TIN # 95-486180</div>
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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP</div>
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<div style="TEXT-ALIGN: left">(b)<font style="FONT-FAMILY: ''Times New Roman''">&#9744;</font></div>
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<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">3</div>
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<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SEC USE ONLY</div>
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<div style="TEXT-ALIGN: left">CITIZENSHIP OR PLACE OF ORGANIZATION</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
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<div style="TEXT-ALIGN: left">DELAWARE</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
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<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
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<div style="TEXT-ALIGN: center">NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH</div>
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<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">5</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 80.18%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOLE VOTING POWER</div>
</td>
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<div style="TEXT-ALIGN: left">&#160;</div>
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<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
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<div style="TEXT-ALIGN: left">1,675,742</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
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<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
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<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">6</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 80.18%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SHARED VOTING POWER</div>
</td>
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<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
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<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
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<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">7</div>
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<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 80.18%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SOLE DISPOSITIVE POWER</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
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<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
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<div style="TEXT-ALIGN: left">3,835,774</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">8</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 80.18%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">SHARED DISPOSITIVE POWER</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 80.18%; VERTICAL-ALIGN: middle" rowspan="2">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">9</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 89.86%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 89.86%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left">3,835,774</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

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<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

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<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">10</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 89.86%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">CHECK IF THE AGGREGATE AMOUNT IN ROW (9)&#160;EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: middle; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 89.86%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman'">&#9744;</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="BORDER-BOTTOM: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
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<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">11</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 89.86%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)</div>
</td>
<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

<tr>
<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; PADDING-LEFT: 2pt; WIDTH: 89.86%; VERTICAL-ALIGN: middle" rowspan="2" colspan="3">
<div style="TEXT-ALIGN: left">5.64%</div>
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<td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

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<div style="TEXT-ALIGN: left">&#160;</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

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<td style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle" rowspan="3">
<div style="TEXT-ALIGN: center; FONT-SIZE: 18pt; FONT-WEIGHT: bold">12</div>
</td>
<td style="BORDER-LEFT: #000000 1pt solid; WIDTH: 89.86%; VERTICAL-ALIGN: middle" colspan="3">
<div style="TEXT-ALIGN: left; FONT-WEIGHT: bold">TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
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<div style="TEXT-ALIGN: left">IA</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
</td>
<td style="WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-RIGHT: #000000 1pt solid">
<div style="TEXT-ALIGN: left">&#160;</div>
</td>
</tr>

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<div style="TEXT-ALIGN: left">&#160;</div>
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<div style="TEXT-ALIGN: left">&#160;</div>
</td>
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<div>&#160;</div>

<div>&#160;</div>

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</div>
</div>

<div>
<div>CUSIP No. 78454L100</div>

<div>&#160;</div>

<div>&#160;</div>
</div>

<div>
<table style="WIDTH: 80%; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt" id="7649c80a3f8146e58e6aa3b7a8fce05c" border="0" cellspacing="0" cellpadding="0">
<tr style="HEIGHT: 12px">
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 1(a).</div>
</td>
<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Name of Issuer:</div>
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<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">&#160;</td>
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<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">SM ENERGY COMPANY</div>
</td>
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<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">&#160;</td>
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<tr>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 1(b).</div>
</td>
<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Address of Issuer's Principal Executive Offices:</div>
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<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">&#160;</td>
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<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">1775 Sherman Street, Suite 1200<br>
 Denver, CO&#160; 80203</div>
</td>
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<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">&#160;</td>
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<tr>
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 2(a).</div>
</td>
<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Name of Person Filing:</div>
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<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">&#160;</td>
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<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.81%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">CAUSEWAY CAPITAL MANAGEMENT LLC</div>
</td>
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</table>

<div>&#160;</div>

<table style="WIDTH: 80%; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt" id="c3996efd898e43e8b080671d8ca70809" border="0" cellspacing="0" cellpadding="0">
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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 2(b).</div>
</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Address of Principal Business Office or, if None, Residence:</div>
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<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

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<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div>11111 Santa Monica Blvd, 15th Floor</div>

<div>Los Angeles, CA&#160; 90025</div>
</td>
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<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 2(c).</div>
</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Citizenship:</div>
</td>
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<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Delaware USA</div>
</td>
</tr>

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<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 2(d).</div>
</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Title of Class of Securities:</div>
</td>
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<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; BACKGROUND-COLOR: #ffffff; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Common Stock</div>
</td>
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<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">&#160;</td>
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<tr style="HEIGHT: 12px">
<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 2(e).</div>
</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">CUSIP Number:</div>
</td>
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<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">78454L100</div>
</td>
</tr>

<tr style="HEIGHT: 15px">
<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.26%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 3.</div>
</td>
<td style="WIDTH: 93.74%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">If this Statement is filed pursuant to &#167;&#167;240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:</div>
</td>
</tr>
</table>

<div>&#160;</div>

<div>
<table style="WIDTH: 100%; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt" id="3fb06f5a8c774857bce8570262c96ed7" cellspacing="0" cellpadding="0">
<tr style="HEIGHT: 14px">
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(a)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(b)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(c)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(d)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(e)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">[X]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">An investment adviser in accordance with &#167;240.13d-1(b)(1)(ii)(E).</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(f)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">An employee benefit plan or endowment fund in accordance with &#167;240.13d-1(b)(1)(ii)(F).</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(g)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">A parent holding company or control person in accordance with &#167;240.13d-1(b)(1)(ii)(G).</div>
</td>
</tr>

<tr style="HEIGHT: 14px">
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(h)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(i)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.58%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 2.41%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(j)</div>
</td>
<td style="WIDTH: 2.22%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: Symbol, serif; FONT-SIZE: 10pt">[&#160; ]</div>
</td>
<td style="WIDTH: 90.86%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Group, in accordance with &#167;240.13d-1(b)(1)(ii)(J).</div>
</td>
</tr>
</table>
</div>

<div>&#160;</div>

<div>&#160;</div>

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</div>
</div>

<div>&#160;</div>

<div>CUSIP No. 78454L100</div>

<div>&#160;</div>

<div>&#160;</div>

<table style="WIDTH: 80%; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt" id="a452b5308b1b4dadb4b4069cd598c899" border="0" cellspacing="0" cellpadding="0">
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<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 4.</div>
</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;<font style="FONT-WEIGHT: bold">Ownership.</font></td>
<td style="VERTICAL-ALIGN: top" colspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">&#160;</div>
</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="VERTICAL-ALIGN: top" colspan="2">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="VERTICAL-ALIGN: top" colspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.</div>
</td>
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<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="VERTICAL-ALIGN: top" colspan="2">&#160;</td>
</tr>

<tr style="HEIGHT: 15px">
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="TEXT-ALIGN: left; WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160; &#160;(a)</td>
<td style="VERTICAL-ALIGN: top" colspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Amount beneficially owned:&#160; 3,835,774</div>
</td>
</tr>

<tr style="HEIGHT: 15px">
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="TEXT-ALIGN: center; WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="VERTICAL-ALIGN: top" colspan="2">&#160;</td>
</tr>

<tr style="HEIGHT: 15px">
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="TEXT-ALIGN: left; WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;&#160; (b)</td>
<td style="VERTICAL-ALIGN: top" colspan="2">Percent of class:&#160; 5.64%</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="VERTICAL-ALIGN: top" colspan="2">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="TEXT-ALIGN: left; WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160; &#160;(c)</td>
<td style="VERTICAL-ALIGN: top" colspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Number of shares as to which such person has:</div>
</td>
</tr>

<tr style="HEIGHT: 13px">
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="VERTICAL-ALIGN: top" colspan="2">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(i)</div>
</td>
<td style="WIDTH: 85.17%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Sole power to vote or to direct the vote:&#160; 1,675,742</div>
</td>
</tr>

<tr style="HEIGHT: 12px">
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 85.17%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(ii)</div>
</td>
<td style="WIDTH: 85.17%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Shared power to vote or to direct the vote ______.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 85.17%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr style="HEIGHT: 15px">
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(iii)</div>
</td>
<td style="WIDTH: 85.17%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Sole power to dispose or to direct the disposition of 3,835,774.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 85.17%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 6.03%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 6.19%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">(iv)</div>
</td>
<td style="WIDTH: 85.17%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Shared power to dispose or to direct the disposition of ______.</div>
</td>
</tr>
</table>

<div>&#160;</div>

<table style="WIDTH: 100%; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt" id="311d6f5648f4407f9bb56c4e6d8a7730" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 5.</div>
</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Ownership of Five Percent or Less of a Class.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: bottom">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: bottom">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following <font style="FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">&#9744;&#160; Not applicable.</font></div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 6.</div>
</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Ownership of More than Five Percent on Behalf of Another Person.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">The investment advisory clients of the reporting person have the right to receive dividends and sales proceeds from such securities.</div>
</td>
</tr>

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<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 7.</div>
</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Not applicable.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 8.</div>
</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Identification and Classification of Members of the Group.</div>
</td>
</tr>

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<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Not applicable.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 9.</div>
</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Notice of Dissolution of Group.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Not applicable.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 10.</div>
</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Certification.</div>
</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 5.01%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 94.99%; VERTICAL-ALIGN: top">By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.</td>
</tr>
</table>

<div><br>
</div>

<div><br>
 &#160;</div>

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<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-BOTTOM: 12pt; FONT-SIZE: 10pt; FONT-WEIGHT: bold">&#160;</div>

<div style="TEXT-ALIGN: center; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-BOTTOM: 12pt; FONT-SIZE: 10pt; FONT-WEIGHT: bold">SIGNATURE</div>

<div style="TEXT-ALIGN: left; TEXT-INDENT: 36pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-BOTTOM: 12pt; FONT-SIZE: 10pt">After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.</div>

<table style="WIDTH: 100%; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt" id="989c3c812a8f44e4a9e3d2b3e76a9bd5" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 45.08%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 5.27%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 48.73%; VERTICAL-ALIGN: top" colspan="2">&#160;</td>
</tr>

<tr>
<td style="PADDING-BOTTOM: 1px; WIDTH: 45.08%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Dated: February 16, 2016</div>
</td>
<td style="PADDING-BOTTOM: 1px; WIDTH: 5.27%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Signature:</div>
</td>
<td style="BORDER-BOTTOM: #000000 1px solid; WIDTH: 23.73%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">/s/ Nicolas Chang</div>
</td>
<td style="PADDING-BOTTOM: 1px; WIDTH: 24.94%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 45.08%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 5.27%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Name:</div>
</td>
<td style="WIDTH: 48.73%; VERTICAL-ALIGN: top" colspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Nicolas Chang</div>
</td>
</tr>

<tr>
<td style="WIDTH: 45.08%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 5.27%; VERTICAL-ALIGN: top">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Title:</div>
</td>
<td style="WIDTH: 48.73%; VERTICAL-ALIGN: top" colspan="2">
<div style="TEXT-ALIGN: left; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-SIZE: 10pt">Compliance Officer</div>
</td>
</tr>

<tr>
<td style="WIDTH: 45.08%; VERTICAL-ALIGN: middle">&#160;</td>
<td style="WIDTH: 5.27%; VERTICAL-ALIGN: middle">&#160;</td>
<td style="WIDTH: 48.73%; VERTICAL-ALIGN: middle" colspan="2">&#160;</td>
</tr>
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