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Insider Trading Arrangements | 3 Months Ended
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Mar. 31, 2024 shares
Trading Arrangements, by Individual |
Material Terms of Trading Arrangement | The following table describes, for the quarterly period covered by this report, each trading arrangement for the sale or purchase of our securities adopted or terminated by our directors and officers that is either (1) a contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), or a Rule 10b5-1 trading arrangement, or (2) a “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K):
Name (Title) |  | Action Taken (Date of Action) |  | Type of Trading Arrangement |  | Nature of Trading Arrangement |  | Duration of Trading Arrangement |  | Aggregate Number of Securities
Alec Machiels Director |  | Adoption 2/29/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 11/28/2025, or such earlier date upon which all transactions are completed or expire without execution |  | Up to 18,000 shares
David Watson General Counsel |  | Adoption 2/29/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 2/28/2025, or such earlier date upon which all transactions are completed or expire without execution |  | Up to 23,872 shares
Mark DeLong Chief Business & Strategy Officer |  | Adoption 3/1/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 2/28/2025, or such earlier date upon which all transactions are completed or expire without execution |  | Up to 24,799 shares
A. Sinclair Dunlop (1) Independent Director |  | Adoption 3/2/2024 |  | non-Rule 10b5-1 trading arrangement |  | Sale |  | Until 12/31/2024, or such earlier date upon which all transactions are completed or expire without execution |  | Up to 174,000 shares
Cedric Francois President and Chief Executive Officer |  | Adoption 3/8/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 5/30/2025 or such earlier date upon which all transactions are completed or expire without execution |  | Up to 592,034 shares
Caroline Baumal Chief Medical Officer |  | Adoption 3/13/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 12/31/2024 or such earlier date upon which all transactions are completed or expire without execution |  | Up to 6,136 shares
Jeffrey R Eisele Chief Development Officer |  | Adoption 3/15/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 2/28/2025 or such earlier date upon which all transactions are completed or expire without execution |  | Up to 207,256 shares
James Chopas Vice President, Corporate Controller and Chief Accounting Officer |  | Adoption 3/18/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 8/30/2024 or such earlier date upon which all transactions are completed or expire without execution |  | Up to 4,000 shares
Karen L Lewis Chief People Officer |  | Adoption 3/19/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 3/31/2025, or such earlier date upon which all transactions are completed or expire without execution |  | Up to 101,422 shares
Nur Nicholson Chief Technical Operations Officer |  | Adoption 3/30/2024 |  | Rule 10b5-1 trading arrangement |  | Sale |  | Until 11/15/2024, or such earlier date upon which all transactions are completed or expire without execution |  | Up to 28,747 shares
(1) The non-Rule 10b5-1 trading plan relates to Epidarex Capital I LP, an affiliated entity of the named director.
Alec Machiels [Member] |
Trading Arrangements, by Individual |
Name | Alec Machiels
Title | Director
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 2/29/2024
Termination Date | 11/28/2025
Arrangement Duration | 639 days
Aggregate Available | 18,000
David Watson [Member] |
Trading Arrangements, by Individual |
Name | David Watson
Title | General Counsel
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 2/29/2024
Termination Date | 2/28/2025
Arrangement Duration | 366 days
Aggregate Available | 23,872
Mark DeLong [Member] |
Trading Arrangements, by Individual |
Name | Mark DeLong
Title | Chief Business & Strategy Officer
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 3/1/2024
Termination Date | 2/28/2025
Arrangement Duration | 365 days
Aggregate Available | 24,799
A Sinclair Dunlop [Member] |
Trading Arrangements, by Individual |
Name | A. Sinclair Dunlop
Title | Independent Director
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 3/2/2024
Termination Date | 12/31/2024
Arrangement Duration | 305 days
Aggregate Available | 174,000
Cedric Francois [Member] |
Trading Arrangements, by Individual |
Name | Cedric Francois
Title | President and Chief ExecutiveOfficer
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 3/8/2024
Termination Date | 5/30/2025
Arrangement Duration | 449 days
Aggregate Available | 592,034
Caroline Baumal [Member] |
Trading Arrangements, by Individual |
Name | Caroline Baumal
Title | Chief Medical Officer
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 3/13/2024
Termination Date | 12/31/2024
Arrangement Duration | 294 days
Aggregate Available | 6,136
Jeffrey R Eisele [Member] |
Trading Arrangements, by Individual |
Name | Jeffrey R Eisele
Title | Chief Development Officer
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 3/15/2024
Termination Date | 2/28/2025
Arrangement Duration | 351 days
Aggregate Available | 207,256
James Chopas [Member] |
Trading Arrangements, by Individual |
Name | James Chopas
Title | Vice President, Corporate Controller and Chief Accounting Officer
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 3/18/2024
Termination Date | 8/30/2024
Arrangement Duration | 166 days
Aggregate Available | 4,000
Karen L Lewis [Member] |
Trading Arrangements, by Individual |
Name | Karen L Lewis
Title | Chief People Officer
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 3/19/2024
Termination Date | 3/31/2025
Arrangement Duration | 378 days
Aggregate Available | 101,422
Nur Nicholson [Member] |
Trading Arrangements, by Individual |
Name | Nur Nicholson
Title | Chief Technical Operations Officer
Rule 10b5-1 Arrangement Adopted | true
Adoption Date | 3/30/2024
Termination Date | 11/15/2024
Arrangement Duration | 231 days
Aggregate Available | 28,747

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