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Insider Trading Arrangements
3 Months Ended
Mar. 31, 2024
shares
Trading Arrangements, by Individual  
Material Terms of Trading Arrangement

The following table describes, for the quarterly period covered by this report, each trading arrangement for the sale or purchase of our securities adopted or terminated by our directors and officers that is either (1) a contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), or a Rule 10b5-1 trading arrangement, or (2) a “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K):

 

Name (Title)

 

Action Taken
 (Date of Action)

 

Type of Trading
Arrangement

 

Nature of Trading
Arrangement

 

Duration of Trading
Arrangement

 

Aggregate Number of
 Securities

Alec Machiels
Director

 

Adoption
2/29/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 11/28/2025, or such earlier date upon which all transactions are completed or expire without execution

 

Up to 18,000 shares

David Watson
General Counsel

 

Adoption
2/29/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 2/28/2025, or such earlier date upon which all transactions are completed or expire without execution

 

Up to 23,872 shares

Mark DeLong
Chief Business & Strategy Officer

 

Adoption
3/1/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 2/28/2025, or such earlier date upon which all transactions are completed or expire without execution

 

Up to 24,799 shares

A. Sinclair Dunlop (1)
Independent Director

 

Adoption
3/2/2024

 

 non-Rule 10b5-1 trading
arrangement

 

 Sale

 

Until 12/31/2024, or such earlier date upon which all transactions are completed or expire without execution

 

Up to 174,000 shares

Cedric Francois
President and Chief Executive
Officer

 

Adoption
3/8/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 5/30/2025 or such earlier date upon which all transactions are completed or expire without execution

 

Up to 592,034 shares

Caroline Baumal
Chief Medical Officer

 

Adoption
3/13/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 12/31/2024 or such earlier date upon which all transactions are completed or expire without execution

 

Up to 6,136 shares

Jeffrey R Eisele
Chief Development Officer

 

Adoption
3/15/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 2/28/2025 or such earlier date upon which all transactions are completed or expire without execution

 

Up to 207,256 shares

James Chopas
Vice President, Corporate Controller and Chief Accounting Officer

 

Adoption
3/18/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 8/30/2024 or such earlier date upon which all transactions are completed or expire without execution

 

Up to 4,000 shares

Karen L Lewis
Chief People Officer

 

Adoption
3/19/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 3/31/2025, or such earlier date upon which all transactions are completed or expire without execution

 

Up to 101,422 shares

Nur Nicholson
Chief Technical Operations Officer

 

Adoption
3/30/2024

 

 Rule 10b5-1 trading arrangement

 

 Sale

 

Until 11/15/2024, or such earlier date upon which all transactions are completed or expire without execution

 

Up to 28,747 shares

(1) The non-Rule 10b5-1 trading plan relates to Epidarex Capital I LP, an affiliated entity of the named director.

Alec Machiels [Member]  
Trading Arrangements, by Individual  
Name Alec Machiels
Title Director
Rule 10b5-1 Arrangement Adopted true
Adoption Date 2/29/2024
Termination Date 11/28/2025
Arrangement Duration 639 days
Aggregate Available 18,000
David Watson [Member]  
Trading Arrangements, by Individual  
Name David Watson
Title General Counsel
Rule 10b5-1 Arrangement Adopted true
Adoption Date 2/29/2024
Termination Date 2/28/2025
Arrangement Duration 366 days
Aggregate Available 23,872
Mark DeLong [Member]  
Trading Arrangements, by Individual  
Name Mark DeLong
Title Chief Business & Strategy Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/1/2024
Termination Date 2/28/2025
Arrangement Duration 365 days
Aggregate Available 24,799
A Sinclair Dunlop [Member]  
Trading Arrangements, by Individual  
Name A. Sinclair Dunlop
Title Independent Director
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/2/2024
Termination Date 12/31/2024
Arrangement Duration 305 days
Aggregate Available 174,000
Cedric Francois [Member]  
Trading Arrangements, by Individual  
Name Cedric Francois
Title President and Chief ExecutiveOfficer
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/8/2024
Termination Date 5/30/2025
Arrangement Duration 449 days
Aggregate Available 592,034
Caroline Baumal [Member]  
Trading Arrangements, by Individual  
Name Caroline Baumal
Title Chief Medical Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/13/2024
Termination Date 12/31/2024
Arrangement Duration 294 days
Aggregate Available 6,136
Jeffrey R Eisele [Member]  
Trading Arrangements, by Individual  
Name Jeffrey R Eisele
Title Chief Development Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/15/2024
Termination Date 2/28/2025
Arrangement Duration 351 days
Aggregate Available 207,256
James Chopas [Member]  
Trading Arrangements, by Individual  
Name James Chopas
Title Vice President, Corporate Controller and Chief Accounting Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/18/2024
Termination Date 8/30/2024
Arrangement Duration 166 days
Aggregate Available 4,000
Karen L Lewis [Member]  
Trading Arrangements, by Individual  
Name Karen L Lewis
Title Chief People Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/19/2024
Termination Date 3/31/2025
Arrangement Duration 378 days
Aggregate Available 101,422
Nur Nicholson [Member]  
Trading Arrangements, by Individual  
Name Nur Nicholson
Title Chief Technical Operations Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/30/2024
Termination Date 11/15/2024
Arrangement Duration 231 days
Aggregate Available 28,747