8-K 1 a51993049.htm AMERICAN STATES WATER COMPANY 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Form 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) August 5, 2019

AMERICAN STATES WATER COMPANY
 (Exact name of registrant as specified in its charter)


California
001-14431
95-4676679
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification
No.)
     
630 East Foothill Blvd.
San Dimas, California
 
91773
(Address of principal executive offices)
 
(Zip Code)
     
Registrant’s telephone number, including area code: (909) 394-3600
 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:

 
 Title of Each Class
 
 Trading symbol(s)
 
 Name of Each Exchange on Which Registered
 
 
 American States Water
 
 AWR
 
 New York Stock Exchange
 
 
Company Common Shares
 
 
 
 
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
 Emerging growth company  
 ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
 ☐


 
Section 2-Financial Information

Item 2.02.
Results of Operations and Financial Condition

On August 5, 2019, American States Water Company released earnings for the second quarter ended June 30, 2019.  A copy of the Company’s press release is attached hereto as Exhibit 99.1.

This Form 8-K and the attached exhibit are furnished to, but not filed with, the Securities and Exchange Commission.


         


Section 9-Financial Statements and Exhibits

Item 9.01.                          Financial Statements and Exhibits

The following exhibit is furnished hereunder:

Exhibit 99.1                          Press Release dated August 5, 2019




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
AMERICAN STATES WATER COMPANY
August 5, 2019
/s/ Eva G. Tang
 
Eva G. Tang
Senior Vice President-Finance, Chief Financial
Officer, Corporate Secretary and Treasurer



EXHIBIT INDEX



 Exhibit No.
 
 Description