0001093691 false 0001093691 2023-08-23 2023-08-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 23, 2023

Plug Power Inc.

(Exact name of registrant as specified in its charter)

Delaware |  | 1-34392 |  | 22-3672377
(State or other jurisdiction |  | (Commission File |  | (IRS Employer
of incorporation) |  | Number) |  | Identification No.)

968 Albany Shaker Road, Latham, New York |  | 12110
(Address of principal executive offices) |  | (Zip Code)

Registrant’s telephone number, including area code: (518) 782-7700

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to 12(b) of the Act:

Title of each class |  | Trading Symbol(s) |  | Name of each exchange on which registered
Common Stock, par value $0.01 per share |  | PLUG |  | The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 7.01 | Regulation FD Disclosure

On August 23, 2023, Plug Power Inc., a Delaware corporation (the “Company”), will be hosting an Analyst Day conference in person near its hydrogen plant in Woodbine, Georgia from 8:00 a.m. through 2:00 p.m. Eastern Time. During the Analyst Day conference, the Company’s senior leadership team and hydrogen project team will provide an in-depth review of the Company’s accomplishments relating to its plant in Camden County, Georgia. A copy of the presentation that will be used at the Analyst Day conference is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference. In connection with the foregoing, the Company issued a press release. A copy of the press release is furnished as Exhibit 99.2 to this Current Report on Form 8-K and incorporated herein by reference.

The information included in this Item 7.01, including Exhibit 99.1 and Exhibit 99.2, of this Current Report on Form 8-K is not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be incorporated by reference into the Company’s filings under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such future filing.

Item 9.01. | Financial Statements and Exhibits.

(d) Exhibits

Exhibit Number |  | Title
99.1 |  | Presentation of Plug Power Inc., dated August 23, 2023
99.2 |  | Press Release of Plug Power Inc., dated August 23, 2023
104 |  | Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| Plug Power Inc.
Date: August 23, 2023 | By: | /s/ Paul Middleton
| Name: | Paul Middleton
| Title: | Chief Financial Officer