<SEC-DOCUMENT>0000891804-18-000429-index.html : 20180910 <SEC-HEADER>0000891804-18-000429.hdr.sgml : 20180910 <ACCEPTANCE-DATETIME>20180907184021 ACCESSION NUMBER: 0000891804-18-000429 CONFORMED SUBMISSION TYPE: 486BPOS PUBLIC DOCUMENT COUNT: 9 FILED AS OF DATE: 20180910 DATE AS OF CHANGE: 20180907 EFFECTIVENESS DATE: 20180910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM STRATEGIC OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001380936 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 486BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 333-221873 FILM NUMBER: 181061068 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE/GUGGENHEIM STRATEGIC OPPORTUNITIES FUND DATE OF NAME CHANGE: 20090630 FORMER COMPANY: FORMER CONFORMED NAME: Claymore/Guggenheim Strategic Opportunities Fund DATE OF NAME CHANGE: 20070605 FORMER COMPANY: FORMER CONFORMED NAME: Claymore Strategic Opportunities Fund DATE OF NAME CHANGE: 20061113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM STRATEGIC OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001380936 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 486BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-21982 FILM NUMBER: 181061069 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE/GUGGENHEIM STRATEGIC OPPORTUNITIES FUND DATE OF NAME CHANGE: 20090630 FORMER COMPANY: FORMER CONFORMED NAME: Claymore/Guggenheim Strategic Opportunities Fund DATE OF NAME CHANGE: 20070605 FORMER COMPANY: FORMER CONFORMED NAME: Claymore Strategic Opportunities Fund DATE OF NAME CHANGE: 20061113 </SEC-HEADER> <DOCUMENT> <TYPE>486BPOS <SEQUENCE>1 <FILENAME>gug74701-486b.htm <DESCRIPTION>GOF <TEXT> Document 1 - file: gug74701-486b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(H)(II) <SEQUENCE>3 <FILENAME>ex99hii.htm <DESCRIPTION>FIRST AMENDMENT TO CONTROLLED EQUITY OFFERING SALE AGREEMENT <TEXT> Document 3 - file: ex99hii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(L) <SEQUENCE>4 <FILENAME>ex99l.htm <DESCRIPTION>OPINION AND CONSENT OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP <TEXT> Document 4 - file: ex99l.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N) <SEQUENCE>5 <FILENAME>ex99n.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 5 - file: ex99n.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(R)(I) <SEQUENCE>6 <FILENAME>ex99ri.htm <DESCRIPTION>CODE OF ETHICS OF THE REGISTRANT AND THE INVESTMENT ADVISER <TEXT> Document 6 - file: ex99ri.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(R)(II) <SEQUENCE>7 <FILENAME>ex99rii.htm <DESCRIPTION>CODE OF ETHICS OF THE SUB-ADVISER <TEXT> Document 7 - file: ex99rii.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>exhibitriiimage1.jpg <TEXT> Document 8 - file: exhibitriiimage1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>exhibitriiimage2.jpg <TEXT> Document 9 - file: exhibitriiimage2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>gugglogo.jpg <TEXT> Document 10 - file: gugglogo.jpg
</DOCUMENT> </SEC-DOCUMENT>