<SEC-DOCUMENT>0001821268-25-000231-index.html : 20251110 <SEC-HEADER>0001821268-25-000231.hdr.sgml : 20251110 <ACCEPTANCE-DATETIME>20251110163235 ACCESSION NUMBER: 0001821268-25-000231 CONFORMED SUBMISSION TYPE: 40-APP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20251110 DATE AS OF CHANGE: 20251110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM STRATEGIC OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001380936 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938 FILM NUMBER: 251466782 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE/GUGGENHEIM STRATEGIC OPPORTUNITIES FUND DATE OF NAME CHANGE: 20090630 FORMER COMPANY: FORMER CONFORMED NAME: Claymore/Guggenheim Strategic Opportunities Fund DATE OF NAME CHANGE: 20070605 FORMER COMPANY: FORMER CONFORMED NAME: Claymore Strategic Opportunities Fund DATE OF NAME CHANGE: 20061113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Partners Investment Management, LLC CENTRAL INDEX KEY: 0001425852 ORGANIZATION NAME: EIN: 800644053 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-24 FILM NUMBER: 251466806 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, 5TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-576-1270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, 5TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER COMPANY: FORMER CONFORMED NAME: Guggenheim Partners Asset Management, Inc. DATE OF NAME CHANGE: 20080201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LLC CENTRAL INDEX KEY: 0001445853 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-15 FILM NUMBER: 251466797 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3105761270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LTD CENTRAL INDEX KEY: 0001449086 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-16 FILM NUMBER: 251466798 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3105761270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC CENTRAL INDEX KEY: 0001457892 ORGANIZATION NAME: EIN: 262886445 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-03 FILM NUMBER: 251466785 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD. STREET 2: SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-579-1229 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD. STREET 2: SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust CENTRAL INDEX KEY: 0001495825 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-23 FILM NUMBER: 251466805 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Guggenheim Taxable Municipal Managed Duration Trust DATE OF NAME CHANGE: 20160729 FORMER COMPANY: FORMER CONFORMED NAME: Guggenheim Build America Bonds Managed Duration Trust DATE OF NAME CHANGE: 20100702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM LOAN FUND, LLC CENTRAL INDEX KEY: 0001588382 ORGANIZATION NAME: EIN: 462991676 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-13 FILM NUMBER: 251466795 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3105761270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM HIGH-YIELD FUND, LLC CENTRAL INDEX KEY: 0001588407 ORGANIZATION NAME: EIN: 800935684 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-14 FILM NUMBER: 251466796 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3105761270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Loan Fund, Ltd. CENTRAL INDEX KEY: 0001641541 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-18 FILM NUMBER: 251466800 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-576-1270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC Guggenheim Master Fund Ltd. CENTRAL INDEX KEY: 0001667757 ORGANIZATION NAME: EIN: 980594979 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-02 FILM NUMBER: 251466784 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-615-0840 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GFI Fund CENTRAL INDEX KEY: 0001667902 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-20 FILM NUMBER: 251466802 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 615-0840 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Private Investments, LLC CENTRAL INDEX KEY: 0002082125 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-25 FILM NUMBER: 251466807 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM CORPORATE FUNDING, LLC CENTRAL INDEX KEY: 0001772663 ORGANIZATION NAME: EIN: 200399374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-04 FILM NUMBER: 251466786 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 901 9402 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001808738 ORGANIZATION NAME: EIN: 981527409 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-17 FILM NUMBER: 251466799 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, 5TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-576-1270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, 5TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Active Allocation Fund CENTRAL INDEX KEY: 0001864208 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-22 FILM NUMBER: 251466804 BUSINESS ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 800-345-7999 MAIL ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV-A, L.P. CENTRAL INDEX KEY: 0002022067 ORGANIZATION NAME: EIN: 932910430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-07 FILM NUMBER: 251466789 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV-B, L.P. CENTRAL INDEX KEY: 0002022092 ORGANIZATION NAME: EIN: 932918448 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-09 FILM NUMBER: 251466791 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV Guardian (U), L.P. CENTRAL INDEX KEY: 0002028404 ORGANIZATION NAME: EIN: 993561034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-05 FILM NUMBER: 251466787 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Guggenheim PDF IV Profit Share Unlevered, L.P. DATE OF NAME CHANGE: 20240626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV-B (U), L.P. CENTRAL INDEX KEY: 0002047687 ORGANIZATION NAME: EIN: 331833957 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-08 FILM NUMBER: 251466790 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Foundations Fund-A, L.P. CENTRAL INDEX KEY: 0002050218 ORGANIZATION NAME: EIN: 331285933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-06 FILM NUMBER: 251466788 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Credit Fund CENTRAL INDEX KEY: 0002061357 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-21 FILM NUMBER: 251466803 BUSINESS ADDRESS: STREET 1: 227 W MONROE STREET STREET 2: 49TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-357-0394 MAIL ADDRESS: STREET 1: 227 W MONROE STREET STREET 2: 49TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV Loan Acquisition, L.P. CENTRAL INDEX KEY: 0002068168 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-12 FILM NUMBER: 251466794 BUSINESS ADDRESS: STREET 1: 330 MADISON AVE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Private Investments Garnet Fund, LP CENTRAL INDEX KEY: 0002078385 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-11 FILM NUMBER: 251466793 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Investments Private Debt Fund IV Guardian (U-O), L.P. CENTRAL INDEX KEY: 0002078900 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-10 FILM NUMBER: 251466792 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 739-0700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001280782 ORGANIZATION NAME: EIN: 841631676 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-01 FILM NUMBER: 251466783 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE ADVISORS LLC DATE OF NAME CHANGE: 20040219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim U.S. Loan Fund CENTRAL INDEX KEY: 0001667912 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15938-19 FILM NUMBER: 251466801 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 615-0840 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 </SEC-HEADER> <DOCUMENT> <TYPE>40-APP <SEQUENCE>1 <FILENAME>gugg8936940app.htm <DESCRIPTION>40-APP <TEXT> Document 1 - file: gugg8936940app.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>dechert.gif <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: dechert.gif
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