Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001821268-25-000231
Filing Date
2025-11-10
Accepted
2025-11-10 16:32:35
Documents
2

Document Format Files

Seq Description Document Type Size
1 40-APP gugg8936940app.htm 40-APP 141590
3 GRAPHIC dechert.gif GRAPHIC 77656
  Complete submission text file 0001821268-25-000231.txt   265683
Mailing Address 227 WEST MONROE STREET CHICAGO IL 60606
Business Address 227 WEST MONROE STREET CHICAGO IL 60606 312-827-0100
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC (Filer) CIK: 0001280782 (see all company filings)

EIN.: 841631676 | State of Incorp.: DE
Type: 40-APP | Act: 98 | File No.: 812-15938-01 | Film No.: 251466783

Mailing Address 227 WEST MONROE STREET CHICAGO IL 60606
Business Address 227 WEST MONROE STREET CHICAGO IL 60606 312-827-0100
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (Filer) CIK: 0001380936 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0531
Type: 40-APP | Act: 98 | File No.: 812-15938 | Film No.: 251466782

Mailing Address 100 WILSHIRE BOULEVARD, 5TH FLOOR SANTA MONICA CA 90401
Business Address 100 WILSHIRE BOULEVARD, 5TH FLOOR SANTA MONICA CA 90401 310-576-1270
Guggenheim Partners Investment Management, LLC (Filer) CIK: 0001425852 (see all company filings)

EIN.: 800644053 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-24 | Film No.: 251466806

Mailing Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401
Business Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401 3105761270
NZC GUGGENHEIM FUND LLC (Filer) CIK: 0001445853 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE
Type: 40-APP | Act: 98 | File No.: 812-15938-15 | Film No.: 251466797

Mailing Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401
Business Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401 3105761270
NZC GUGGENHEIM FUND LTD (Filer) CIK: 0001449086 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9
Type: 40-APP | Act: 98 | File No.: 812-15938-16 | Film No.: 251466798

Mailing Address 100 WILSHIRE BLVD. SUITE 500 SANTA MONICA CA 90401
Business Address 100 WILSHIRE BLVD. SUITE 500 SANTA MONICA CA 90401 310-579-1229
Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC (Filer) CIK: 0001457892 (see all company filings)

EIN.: 262886445 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-03 | Film No.: 251466785

Mailing Address 227 WEST MONROE STREET CHICAGO IL 60606
Business Address 227 WEST MONROE STREET CHICAGO IL 60606 312-827-0100
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Filer) CIK: 0001495825 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE
Type: 40-APP | Act: 98 | File No.: 812-15938-23 | Film No.: 251466805

Mailing Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401
Business Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401 3105761270
GUGGENHEIM LOAN FUND, LLC (Filer) CIK: 0001588382 (see all company filings)

EIN.: 462991676 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-13 | Film No.: 251466795

Mailing Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401
Business Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401 3105761270
GUGGENHEIM HIGH-YIELD FUND, LLC (Filer) CIK: 0001588407 (see all company filings)

EIN.: 800935684 | State of Incorp.: DE
Type: 40-APP | Act: 98 | File No.: 812-15938-14 | Film No.: 251466796

Mailing Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401
Business Address 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA 90401 310-576-1270
Guggenheim Loan Fund, Ltd. (Filer) CIK: 0001641541 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9
Type: 40-APP | Act: 98 | File No.: 812-15938-18 | Film No.: 251466800

Mailing Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017 212-615-0840
NZC Guggenheim Master Fund Ltd. (Filer) CIK: 0001667757 (see all company filings)

EIN.: 980594979 | State of Incorp.: E9 | Fiscal Year End: 0630
Type: 40-APP | Act: 98 | File No.: 812-15938-02 | Film No.: 251466784

Mailing Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017 (212) 615-0840
GFI Fund (Filer) CIK: 0001667902 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-20 | Film No.: 251466802

Mailing Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017 (212) 615-0840
Guggenheim U.S. Loan Fund (Filer) CIK: 0001667912 (see all company filings)

EIN.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-19 | Film No.: 251466801

Mailing Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017 212 901 9402
GUGGENHEIM CORPORATE FUNDING, LLC (Filer) CIK: 0001772663 (see all company filings)

EIN.: 200399374 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-04 | Film No.: 251466786

Mailing Address 100 WILSHIRE BOULEVARD, 5TH FLOOR SANTA MONICA CA 90401
Business Address 100 WILSHIRE BOULEVARD, 5TH FLOOR SANTA MONICA CA 90401 310-576-1270
Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. (Filer) CIK: 0001808738 (see all company filings)

EIN.: 981527409 | State of Incorp.: E9
Type: 40-APP | Act: 98 | File No.: 812-15938-17 | Film No.: 251466799

Mailing Address 227 W. MONROE STREET CHICAGO IL 60606
Business Address 227 W. MONROE STREET CHICAGO IL 60606 800-345-7999
Guggenheim Active Allocation Fund (Filer) CIK: 0001864208 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0531
Type: 40-APP | Act: 98 | File No.: 812-15938-22 | Film No.: 251466804

Mailing Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017 (212) 739-0700
Guggenheim Investments Private Debt Fund IV-A, L.P. (Filer) CIK: 0002022067 (see all company filings)

EIN.: 932910430 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-07 | Film No.: 251466789

Mailing Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017 (212) 739-0700
Guggenheim Investments Private Debt Fund IV-B, L.P. (Filer) CIK: 0002022092 (see all company filings)

EIN.: 932918448 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-09 | Film No.: 251466791

Mailing Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017 (212) 739-0700
Guggenheim Investments Private Debt Fund IV Guardian (U), L.P. (Filer) CIK: 0002028404 (see all company filings)

EIN.: 993561034 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-05 | Film No.: 251466787

Mailing Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017 (212) 739-0700
Guggenheim Investments Private Debt Fund IV-B (U), L.P. (Filer) CIK: 0002047687 (see all company filings)

EIN.: 331833957 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-08 | Film No.: 251466790

Mailing Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10017 (212) 739-0700
Guggenheim Investments Foundations Fund-A, L.P. (Filer) CIK: 0002050218 (see all company filings)

EIN.: 331285933 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-06 | Film No.: 251466788

Mailing Address 227 W MONROE STREET 49TH FLOOR CHICAGO IL 60606
Business Address 227 W MONROE STREET 49TH FLOOR CHICAGO IL 60606 312-357-0394
Guggenheim Investments Private Credit Fund (Filer) CIK: 0002061357 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-21 | Film No.: 251466803

Mailing Address 330 MADISON AVE, 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVE, 10TH FLOOR NEW YORK NY 10017 (212) 739-0700
Guggenheim Investments Private Debt Fund IV Loan Acquisition, L.P. (Filer) CIK: 0002068168 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-12 | Film No.: 251466794

Mailing Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017 (212) 739-0700
Guggenheim Private Investments Garnet Fund, LP (Filer) CIK: 0002078385 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-11 | Film No.: 251466793

Mailing Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017 (212) 739-0700
Guggenheim Investments Private Debt Fund IV Guardian (U-O), L.P. (Filer) CIK: 0002078900 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-10 | Film No.: 251466792

Mailing Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017
Business Address 330 MADISON AVENUE 10TH FLOOR NEW YORK NY 10017 212-739-0700
Guggenheim Private Investments, LLC (Filer) CIK: 0002082125 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 98 | File No.: 812-15938-25 | Film No.: 251466807