<SEC-DOCUMENT>0001179110-21-002291.txt : 20210225
<SEC-HEADER>0001179110-21-002291.hdr.sgml : 20210225
<ACCEPTANCE-DATETIME>20210225194134
ACCESSION NUMBER:		0001179110-21-002291
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210223
FILED AS OF DATE:		20210225
DATE AS OF CHANGE:		20210225

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			TULLIS JAMES L L
		CENTRAL INDEX KEY:			0001230641

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-52024
		FILM NUMBER:		21682800

	MAIL ADDRESS:	
		STREET 1:		100 FIRST STAMFORD PLACE
		CITY:			STAMFORD
		STATE:			CT
		ZIP:			06907

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Alphatec Holdings, Inc.
		CENTRAL INDEX KEY:			0001350653
		STANDARD INDUSTRIAL CLASSIFICATION:	SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
		IRS NUMBER:				202463898
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		5818 EL CAMINO REAL
		CITY:			CARLSBAD
		STATE:			CA
		ZIP:			92008
		BUSINESS PHONE:		760-431-9286

	MAIL ADDRESS:	
		STREET 1:		5818 EL CAMINO REAL
		CITY:			CARLSBAD
		STATE:			CA
		ZIP:			92008
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
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<DESCRIPTION>FORM 4 -
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            <rptOwnerStreet2>5818 EL CAMINO REAL</rptOwnerStreet2>
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            <rptOwnerState>CA</rptOwnerState>
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                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
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            <exerciseDate>
                <footnoteId id="F5"/>
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            <expirationDate>
                <footnoteId id="F5"/>
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    <footnotes>
        <footnote id="F1">On February 23, 2021, the reporting person exercised warrants to purchase 18,337 shares of the issuer's common stock for $3.50 per share.  The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 3,887 of the warrant shares to pay the exercise price and issuing to the reporting person 14,450 shares.</footnote>
        <footnote id="F2">On February 23, 2021, Tullis Growth Fund, L.P. exercised warrants to purchase 320,325 shares of the issuer's common stock for $3.50 per share.  Tullis Growth Fund, L.P. paid the exercise price on a cashless basis, resulting in the issuer withholding 67,906 of the warrant shares to pay the exercise price and issuing to Tullis Growth Fund, L.P. 252,419 shares.</footnote>
        <footnote id="F3">On February 23, 2021, Tullis Dickerson Capital Focus III, LP exercised warrants to purchase 440,973 shares of the issuer's common stock for $3.50 per share.  Tullis Dickerson Capital Focus III, LP paid the exercise price on a cashless basis, resulting in the issuer withholding 93,483 of the warrant shares to pay the exercise price and issuing to Tullis Dickerson Capital Focus III, LP 347,490 shares.</footnote>
        <footnote id="F4">On February 23, 2021, Tullis Dickerson Capital Focus III, LP distributed 600,000 shares to its limited partners on a pro rata basis.  Tullis Dickerson Partners III, LLC received 131,870 shares in the distribution.</footnote>
        <footnote id="F5">Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Tyson Marshall by power of attorney</signatureName>
        <signatureDate>2021-02-25</signatureDate>
    </ownerSignature>
</ownershipDocument>
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</DOCUMENT>
</SEC-DOCUMENT>
